EFTA01369168.pdf

From: Vahe Stepanian[ Sent: 7/13/2017 11:07:20AM To: Richard Kahn[- CC: Stewart Oldfield I; Darren Indyke [•I; Jeanne Brennan Subject: RE:(C) Classification: Confidential what is ticker? Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13 2017 11:06 AM To: vahe stepanian Cc: Stewart Oldfield >; Darren Indyke >; Jeanne Brennan > > su 3ect: Re: c we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. > On Jul 13, 2017, at 10:57 AM, Vahe Stepanian < > wrote: •> Classification: Confidential •> Hi Rich - Southern Financial can trade listed options, including sold puts. •> On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. •> Thank you, > Vahe • Original Message > From: Richard Kahn > Sent: Thursday, July 1 AM > To: Vahe Stepanian > cc: Stewart oldfield > subject: •> are we equip to sell puts? •> Richard Kahn > HBRK Associates Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061289 CONFIDENTIAL SDNY_GM_00207473 EFTA01369168