EFTA01298739.pdf

Deutsche Bank El Account Holder Nsne LSJE LLC. South n fm'nau L LC *CIS • Rapla. R$1 ,1, 30/ • rig .,I. El o rags , z. ii prcaixts p. 1 y 45 O. c ccou nt Value 1 ? ii!I g 2 C f it e i i Enter Country IS W9a blends Entry type LC Name ill 1 8tPlitirl 0. CCArPtt, LSJE LLC a x X x A m A Soutnem Financial LLC 1 x K X x a x 11 Soumem Trust Company me Sob agreed a Souvwn Foss Ownei nip at x x x x X x x x Jeffrey E. Epstein sob mends of LSJE and WO of Southern Fee., at x X K X x x I x x x S 'Warty Beller o n• o X x • x opal sastenC• Darren K Indy ke x • x x l it K K x Jean Anne Brennan Wle&Pohl x X X K I k o n * S. Paul Sarno LPOA Ay Sourharn Trust Camara &demo rocounr x X X X X X X X other Carters,. of Emotive A (ogy,' (1)Se K . EMIT Power* I Strutter* omen Required Approvals/Documents include but not limited to: ABA Approval: non-US COO* moth indmN of VS WOES (naNIS awe asnItel9 status to Decors a US pace /S cbeil aterving Yalta to become. Sk., -US pa...Gni:OA a intMortied signatory a non-U S Dot Pros a IJ S a:Was) ro AFC Reputetionel Risk Approval Wanting news) AWL Compliant* S ORM Approval for US parsons win an offshore P/C Cheat andlor LOBO from EU (refer to Tao 3 -EU Country List). add nail, mare a Client Omit Propeim (CRP) For. to el new IOU* (CLIENTS s are semared 11KYC y.aae bccaase bans do not go through Inds • NON US C ONLY. 0 Cross &oder Approval 0 CRP Escalation Body Approval -Sot/peons to tool mecounty styonnoted. NO EXCEPTIONS Apr etaR countries (X) Evidence ol sown of wealth 0 Evidence of source of fund* a ExCo Approval (lion PS KYCs FC/ NOW Catell.1 AND <Cots doweveaded from ern:maser to ',Go!AND Event OrMen neva.) FinCEN's COO Rut* Fpm 0 German Sank Separation Act (OW) Ouestionnaint mowedSot ALL new cleats AS,..11,, Yen • , C1 clients es etna 0, 6,30/17. Dot esE Oa to •ecumcel Ira II' ft, • narect correct) a•xl 3' , / breween not PM ndrectly oral tCal or 'Tofu ;ft char! (X) Gomaledloternet searches' Client and U80 at a inIMmum 0 Group Rua.' nXbilitY Approval ter: ncrmentateocel risk) (X) ICU Onshore Leaks Database :cnsaa chant U00 in torece-. <rides s irate( irn hot< r n. Rot.. CAI tb.., 0 industry Rep Risk Escalation mops imps risk intranet.db cont/arLapplApp hurl) defense industry 0 MO Approvat (kto, aerap!o.” O•vi • • felf•^9&) Non-target media Approval a PEPfneganwi media escalation Approvals Flead WM AML Compliance O Veneru.la Line of business Approval to commence KYC adoption process (X) RAIIONALE MEMO stating basis for approving KYC SDNY_GM_00063923 CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) CONFIBENTIAL DB-SDNY-0026748 EFTA_00 II 74429 EFTA01298739