EFTA01454205.pdf

er rnPr i rri rstr1 11-T"' 14 May 2014 Pape 2 Of 2 Deutsche Bait AO SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 ( LOCO OCO if): USI: 101030,000 JPY SHORT ELROPEAN CALL 1010000 :21i ES5 97! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG ELFtCPEAN 0.0003 10677 94 FINANCIAL. LLC orthOpl SOUTHERN FXOnef3arOneT 21-Nw.2013 20.Nov.2014 25-Nos-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 8.30085 FINANCIAL. LLC ouchOpl SOUTHERN FXOnef3ananeT 21-Nov-2013 20Nov.2014 25.Nov.2014 (21.000 MI USD 0 FY LONG Et.RCPEAN 0.0000 6,38291 FINANCIAL. LLC ouchOpl Subtotal: (133t 27) CommodlUsit Alai ilhed oases — -t -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -th -- -th -. m Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTFERPI CommodhOpEu 03-Apr-2014 (8>Derc-20I4 05.0es-2014 SHORT ELRCPEAN CALL XCU 037W.COD 331 USD ("JO 00] 84125 0 7.000 0000 13337&1 FINANCIAL, LLC ro 8aseMetal Subtotal: (30.763 49; Total: (305,067.76) Statement ID The valuation Information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 112185 CONFIDENTIAL SDNY_GM_00258369 EFTA01454205