EFTA01365148.pdf

Case: 01082293 - salesforce.com - Unlimited Edition Page 8 of 9 Last Modified Date 5/28/2013 Southern Financial, LLC KYC Party Contact Southern Financial LLC Role Account Holder Please Describe Last Modified Date 5/28/2013 Southern Financial. LLC KYC Party Contact Southern Trust Company, Inc. Role Significant Shareholder(>=25%) Non-PIC Entity (Indicate ownership %) Southern Trust is the sole member of Southern Financial and Jeffrey Epstein is the sole shareholder Please Describe of Southern Trust Last Modified Date 8/14/2013 Southern Financial, LLC KYC Party Contact Southern Trust Company, Inc. Role Significant Shareholder(>=25%) Non-PIC Entity (Indicate ownership %) Describe Southern Trust is the sole member of Southern Financial and Jeffrey Epstein is the sole shareholder Please of Southern Trust Last Modified Date 8/14/2013 Case History 8/21/2013 11:31 AM User Janice Franklin Action Changed Case Owner from Compliance KYC to Approved KYC. 8/21/2013 11:31 AM User Janice Franklin Changed Compliance Approver to Janice Franklin. Changed Status from 5. Ready for Compliance Approval to 6. Action Approved. 8/20/2013 2:59 PM User Armen Brash Changed Owner (Assignment) from AML & Business Risk to Compliance KYC. Changed Reason for Rejection (If Action Applicable). Changed AML & Business Risk Approver to Armen Brash. Changed Status from 4. Ready for AML 8 Bus. Risk Approval to 5. Ready for Compliance Approval. 8/20/2013 9:36 AM User Armen Brash Action Changed Reason for Rejection (If Applicable). 8115/2013 1:59 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/15/2013 1:59 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 8/14/2013 4:44 PM User Armen Brash Action Changed Case Owner from AML & Business Risk to Amanda Kirby. hups://dbforcepb .my.salesforce.com/5006000000Qah5L/p?retURL45006000000Qah5L A... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0055800 CONFIDENTIAL SDNY_GM_00201984 EFTA01365148