EFTA01455549.pdf

a e an 15 Sep 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 15 Sep 14 Deets:he Bat AO SOUTHERN FINANCIAL, LLC FX • Olabas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Nor.2013 20-Nov-2014 25.11ov.2014 (LOCO CO3 C01 USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 :f.6 222 ":6i 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Noe-2013 20-Not-2014 25-Nov-2014 (21.000.Cq USD 0 JPY LONG EUICPEAN 0.0000 932.00 710423461 FINANCIAL. LLC owhOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.0000 624.32 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 JPY LONG ElRCPEAN 0.0000 42162 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.000 00) cmi SHORT ELRCPEAN PUT 6.1600 ;214.Oi+238i 8344623% FINANCIAL. LLC Subtotal: (270 907 8;?! Baal: (270,907.82) Statement ID: 18229829140915_201409161 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114372 CONFIDENTIAL SDNY_GM_00260556 EFTA01455549