EFTA01454572.pdf

r e an roup rrIrr."' 30 Jun 2014 SOUTHERN FINANCIAL, LL. Page 2 Of 2 Request 182298 As of 30 Jun 14 aka Oudfls Bank AG SOUTHERN FINANCIAL, LLC NI •Cl ato'n Settlement Not Ccy Not Ccy Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20410%42014 25-Nov-2014 (I .oco co) op: USD 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 ; ' ?9 4 F7! FINANCIAL. LLC SOUTHERNN SOUTH FXOneBanDneT 21-Ncpt-2013 20-Nor-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 11.504 87 FINANCIAL. LLC otchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov2014 25-Nov-2014 (21,030 CO) USD 0 JPY LONG EUFIOPEAN 0 0000 8,361 06 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 PY LONG EtRCPEAN 0 0000 5,952 40 FINANCIAL.U.0 ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.000.03000 EUR (13,450.000 00) USD SHORT ELFICPEAN PUT 1 3450 IM 48193i FINANCIAL. LLC SOIJTHERN F)EuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800.000.00) USD LONG ELRCPEAN CALL 1,380D 68.427 49 FINANCIAL. LLC Subtotal: 38.358 02 Commodities • Base Metal Nitrates Long! NoLCcy Price Per II Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Commodty0pEu 03-Apr-2014 05.Dec-20I 4 05.0,x-2014 SHORT EURCPEAN CALL XCU (8 rzo.ca xt) USD I:0 00)MT25 0 7.000 0000 (37194' OD) FINANCIAL, LLC ro BaseMetal Subtotal: tirl • ' Total: (333,57249) Statement ID : 182298_20140630_20140701_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112753 CONFIDENTIAL SDNY_GM_00258937 EFTA01454572