EFTA01190523.pdf

From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: HSBC Note Matured, +15.67% [C] Date: Tue, 02 Sep 2014 15:08:27 +0000 Attachments: HSBC_Eurostoxx Contingent_Buffer_Note.pdf; SOFL_Aug_2014.pdf Inline-Images: Mail_Attachment.gif; Mail_Attachment(1).gif; Mail_Attachment(2).gif; Mail_Attachment(3).gif Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Tazia Smith <I Subject: HSBC Note Matured, +15.67% [C] Date: Se tember 2, 2014 at 8:28:24 AM EDT To: Cc: Paul Morris < >, Vahe Stepanian Classification: Confidential Good Morning Rich - Hope you enjoyed a wonderful holiday weekend. As you know, Jeffreys 15mo HSBC EuroStoxx 50 buffered note matured and has now redeemed. Valuation date was 8/26, with the SX5E at 3197.54, vs. initial level of 2764.29 (+15.67% vs. the 17% max return); $2,313,462.05 redeemed vs. $2mm invested. Original prospectus, Aug statement, and Bloomberg screenshots attached here for your reference. Best Regards, Tazia EFTA01190523  SXSE j 3181.04 +5.99 At 7:56 d 0 3180.89 h 3198.77 L 3176.97 Prey 3175.05 SXSE Index Page 1/6 Historical Price Table SXSE Euro Stoxx 50 Pr PRICE 3180.92 High 3314.80 on 6/19/14 Range F DATE 09/02/2013 1PRICE - 09/02/2014 CI Period Daf,y Currency VOLUME F imp DATE 8/15 Market Mid/Trd !PRICE 3033.52 VOLUME Avg Low 286MLN F N DATE 7/25 3093.90 2753.35 'PRICE 3174.99 on 9/ 3/13 VOLUME 494MLN T 8/14 3058.16 463MLN T 7/24 3220.07 588MLN w W 8/13 3056.17 407MLN w 7/23 3193.13 464MLN T 9/ 2 3180.92 T 8/12 3023.77 448MLN T 7/22 3189.22 470MLN M 9/ 1 3175.05 290MLN M 8/11 3047.56 498MLN 7/21 3137.06 433MLN F 8/29 3172.63 408MLN F 8/ 8 3006.83 671MLN F 7/18 3164.21 595MLN 8/28 3164.44 467MLN 8/ 7 3012.88 727MLN T 7/17 3157.82 599MLN w 8/27 3194.45 413MLN w 8/ 6 3050.37 709MLN 7/16 3202.94 706MLN 8/26 3197.54 499MLN T 8/ 5 3072.20 607MLN 7/15 3153.75 849MLN M 8/25 3165.47 402MLN 8/ 4 3070.46 583MLN M 7/14 3185.86 482MLN F 8/22 3098.50 424MLN F 8/ 1 3072.57 740MLN F 7/11 3157.05 623MLN T 8/21 3124.56 450MLN T 7/31 3115.51 689MLN 7/10 3150.59 1.08BLN W 8/20 3083.50 340MLN W 7/30 3169.23 473MLN w 7/ 9 3203.10 608MLN T 8/19 3091.11 337MLN T 7/29 3190.54 589MLN 7/ 8 3184.38 74SMLN M 8/18 3073.45 397MLN M 7/28 3171.55 391MLN M 7/ 7 3230.92 39SMLN --- - - --- - - - ------- --- • ----- --- • - - _ . SXSE 1 3184.80 *9.75 4,...--/"' At 8:11 d 0 3180.89 h 3198.77 L 3176.97 Prey 3175.05 SXSE Index ve As Line Chart 05/24/2013 08/26/2014 Last Price Lune II ill Compare Mov. Avos Volume PlEa 1D 3D 1I4 6M YTD 1Y SY Max 1 Daily • a t≤ security/stAy Event C + Track .• Annotate !.-5 NewS Co, Zoom 3300 -4-3100 4-3000 4-2900 4-2800 • Last Price T High on 06/19/14 319734 3314.80 4-2700 -0- Average 3011.10 ' 2600 Low on 06/24/13 2511.83..4-2500 i-1B Jun Sep I Mar I Jun 2013 2014 Pesprovt. EFTA01190524 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01190525