EFTA01454786
EFTA01454787 DataSet-10
EFTA01454788

EFTA01454787.pdf

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22 al 2014 Page 2 Of 2 Deutsthe Bank AO SOUTHERN FINANCIAL, LLC PS • Osebee Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN ExEural 21-Nov2013 2041a/.2014 25-Nov-2014 (1.000 CO3 C0; USD 101.030,000 JPY SHORT EUROPEAN CALL 1010000 ;'SC 2.,I FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nat-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 JPY LONG ELFtCPEAN 0.0000 8.64294 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov2014 25-Nov-2014 (21,000 CC) USD 0 JPY LONG EUROPEAN 0.0000 5,745 12 FINANCIAL. LC ouchOpt SOUTHERN EXOnef3a0neT 21-Nov-2013 20-Nov.2014 254104014 121.000 001 USD 0 PY LONG EURCPEAN 0.0000 3,81889 FINANCIAL. LC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPICPEAN PUT 1 3450 ;87 5Ci3 a I j FINANCIAL. LLC SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,0000D EUR (13900,01:0.00) USD LONG EIPCPEAN CALL 1,3803 7,394 91 FINANCIAL. LLC Subtotal: Total: (77,041.36) Statement ID : The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113139 CONFIDENTIAL SDNY_GM_00259323 EFTA01454787
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EFTA01454787
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