EFTA01376492.pdf

To: Nathaniel Morgan Cc: Andrew King ,>; William-M Finn < Subject: RE: SOF names Always happy to help you help me From: Nathaniel Morgan Sent: Tuesday, May 01, 2018 6:10 PM To: Stewart Oldfield < Cc: Andrew King <--A—in bian tik rn '; William-M Finn < Subject: RE: SOF IV names [I] [CI Classification: Confidential Thanks for the time on the phone Stew. We've got all that we need and will get rolling on the AIS requests. From: Nathaniel Morgan Sent: Tuesday, May 01, 2018 5:52 PM To: Stewart Oldfield Cc: Andrew King ; William-M Finn <y > Subject: RE: SOF IV names [I] [CI Classification: Confidential Hi Stew, I've attached the form for the clients in red. Since everyone appears to be in DB force, we don't need the addresses and all that jazz. Just need the standard Suitability/Asset Allocation info, as well as phone Ws and emails if you have them. Thanks, Nate Name AIS Info on File Aspen Grove Yes Bright Yes Dimension Yes Dorrance Yes Epstein/Southern Financial Yes Everwatch Yes Forrestal Yes Georgetown Yes Gerschel Yes Highlander Yes Illig Yes Ironsides Yes Nicholas Yes Shamrock Yes Slome Yes Third Lake Yes CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072681 CONFIDENTIAL SDNY_GM_00218865 EFTA01376492