EFTA01444995.pdf

3 FOR "NTfRNALOFf10EUSEONLYApplicable Account 1.o(s) ./r"f-^r ^ r- \ ' r nAo>>/o "96""'""""96,"""""M"Li ^ AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either fl ) limited authority over your Accountfs) or f2) full authority over your Accountfs) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Pbwer of Attorney is an important document As the "Principal," you give the person whom you choose (your "agent") authorrty to spend your money and sell or dispose of your property during your lifetime wrthout telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibiirties. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial instrtutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any reason as long as you are of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Trtle 15. This law is available at a law library, or online through the New York State Senate or Assembly websrtes, www.senate.state.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult wrth your lawyer. EFTA01444995 .AUTHORITY The Liridersigned Principal (the "Undersigned" or "Principal") hereby appoints; /fvY'j f (i"lfti>- i r y ^ ui ^ 33 Undersigned's agent(s) and attomey(s) in-fact ("Agent(s)") to act INDIVIDUALLY wrth respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Account(s)"), held individually or jointly (provided that all joint account holders have executed this form) wrth DBSI, as well as individual retirement accounts held forthe benefrt ofthe Undersigned ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate, currency, equrty or commodity swap transactions, deposrt accounts at financial institutions and direct or indirect interests in securities, deposrt instruments or contracts where all or part ofthe return is calculated by reference to changes in, among other things, the value of securrties, commodrties, currencies, interest rates, property of any description or indices, in each c"se in accordance wrth DBSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or numbers) on DBSI's books, Agent(s) must exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 1111111 illlll (3 H^C.-0Q""7"3 EFTA01444996 Principal agrees that DBSI shall not be obligated to proceed wrth instructions that are inconsistent wrth the terms of any agreements governing the Account(s), or that would violate any applic:able laws, rules or regulations, or that would be otherwise limited by the account type or documentation on file, THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE; If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, wrthout restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION • LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is (inittals) authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and wrth the same force and effect as the Undersigned might or could do wrth respect to such purchases, sales or trades as well as wrth respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permrt Agent(s) to withdraw or transfer assets from the A,ccount(s). - OR - FULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the 11 (inKioIs) ifistructions of Agent(s) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including c^sh), from the Account(s) and payment of moneys as directed by Agent(s), without EFTA01444997 restriction .(ineluding-tccaja-Agentls)-, himself, herself or themselves except in connection with IRAs) in accordance wrth DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all otherthings necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and wrth the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to wrthdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection wrth distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to bedelivered to the Undersigned's DBSI Client Advisoror his or her branch manager. However, the limited power of attomey granted hereunder is nota durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either ofthe following events; (i) the Undersigned is judicially declared to be incompetent, or (ii) the death of the Undersigned. Notwrthstanding the foregoing, the Undersigned acknowledges that DBSI shall be entrtled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. ll-PWM-0985 (01/12) EFTA01444998 The"Undersigned understands and agrees that DBSI has the right to require addrtionai verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in rts sole discretion, deems necessary. In addition, DBSI has the right to request that erther a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in wrrting the validity of the current Authorization/ Power of Attorney, Agent Name: H" Address: U<iK.^Un py V'-1 Iccv TIN of Agent; Relationship to Principal; _ Oil- Cif\Uc^^ 1j4 77.7 TIN of Aaent Relationship to Principal; I ' THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. Aaent Name: Address; A_ ^" I 11/t-iL / -^t,'/ rof<-•.••^_ INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts ofthe Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemnify and hold harmless DBSI and rts parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewrth, and to pay DB promptly, on EFTA01444999 demand, anyand all losses and liabilrties arising therefrom orfrom any action taken or not taken by DB in reliance hereon, including wrthout limrtation, any debrt balance due wrth respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection wrth the Accou nt(s) prior or subsequentto the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attomey shall inure to the benefrt of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holder(s) to sign all requests for wrthdrawals from an account jointly with the Agent(s). 1/12) iiiiiiiiiiiiii EFTA01445000 The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power oTAttorjie^ Date; / fJ 1,/-w7//' Signature; Print Name; (the "Undersigned" TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALLACCOUNT HOLDERS MUST SIGN; In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date; Signature; Print Name; (the "Undersigned") A This section intentionally left blank. ll-PWM-0985 (01/12) EFTA01445001 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEWYORK STATE STATE OF NEW YORK, COUNTY OF before me, appeared f/'^i^'^'*\^^ir^U ss. personally . personally known to me or proved to me on the basis of satisfactory evidence to tre the individual's) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their c:apacrty(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behaff of whom the IndividuaKs) acted, executed the instrument. // "/ Notary Public HARRY 1. 3ELLER Notary Puijiic, Sta'te of Nsw York No. 01.6'£485'3924 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YQRI50TATE in Rockland County // - Commission Expires Feb. 17, IQsJJrf ss.;' STATE OF On appeared COUNTY OF before me, , personally , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance beforethe Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On EFTA01445002 appeared before me, , personally , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF On appeared before me, ss.: , personally , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) EFTA01445003 rMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted underthis Authorization/Power of Attorney, a special legal reiationship is created between you and the Principal, This relationship iniposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: 1, act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest; 2, avoid conflicts that would impair your ability to act in the Principal's- best interest; 3, keep the Principal's property separate and distinct from any assets you own or control, unless oth.erwise permitted by law; 4, keep a record of all receipts, payments, and transactions conducted for the Principal; 5, disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6, agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principai may attach to this Authorization/Power of Attorney, If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, successor agent, or the Principal's guardian if one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15, If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation, AGENT(S)'SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT It is not required that the Principal and th&Agent(s) sign at the same time, nor that multiple Agents sign at the same time. EFTA01445004 1/we ""x/u ^ /yi-eHj-,4't (insert name(s) of Agent(s)) I I Y Authorization/Power of Attorney, am/we axo"e person(s) identified therein as Agent(s) for/thfe Principal ir&med therein. Agent's signature Dated; LOIEU ^ Agefit's sig/ature Dated: _jh\/t ) have read the foregoing ll-PWM-0985 (01/12) EFTA01445005 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEWYORK STATE STATE OF NEWYORK, COUNTY OF On appeared r:.A;//7 before me, /3f 3 fj ss,; personally I-J-i-a^v^ . personally known to me or proved to me on the basis of satisfactory evidence to be^the individual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their c^pacity(ies), and that bv^is/her/their signature(s) on the instrument the individual(s), or the person upon behalf of whorn the/- lndividual(s) acted, executed the instrument, \jJ- 7-7 t ' Notary Public HARRY 1, BELLER Notary Public, State of New York No. 01BE4853924 Oufilifiad in Rockland County / ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEWYORK STATfo^imission Expires Feb, 17, 20j!7 STATE OF COUNTY OF On appeared before me, ss,; , personally , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) EFTA01445006 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF AJC(A / r )( On /0 I I'o appeared /-^l^i^yi-f^^-^(E./ IC f before me, ^ol-g^^i A ss.; (^.'t ^Uy^^At.),.^ personally personally known to me or proved to me on the basis of satisfactory evidence to belie ineivi3ual(s) whose name(s) is (are) subscribed to wrthin the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacrty(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individgal(s) acted, executed A the instrument, v \. 0 ' Notary Public YOLANDA I^ICHARDSON Nom-y Public, state of New York No. 0^160.^3071 Qualified in Queens Couniy Commission Expires January 2. 20.7_5 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF On appeared COUNTY OF before me, ss,; personally , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacrty(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such EFTA01445007 appearance before the Undersigned in (state/country). (signature and office ofthe individual taking acknowledgement) ll-PWM-0985 (01/12) EFTA01445008 /,.i/j.KC,y.-.,<-y/'X:^^^ #6^L10 NAZARETM ST.THOMIS, VI00802 9/2/2017 ^0000005 ^ 62 in Class A Allergies HONE EFTA01445009 f*1 mm ^m^ K mm ' 04-20-11 H>Tni'Ar"› EFTA01445010 su Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [I] Q Sender •Ml 2a gl Vahe Stepanian Zbynek Kozelsky Zia Memon Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby Date 10/21/2013 08:47 AM 10/22/2013 07:49 AM 10/22/2013 07:54 AM 10/22/2013 07:54 AM Subject BSO Exception Request Re; BSO Exceptioi Re: BSO E: Classification: For internal use only BSO approved Zbynek Kozelsky — Original Message — From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcom@DBAmericas(fflDBAMERICAS@DBCOEX; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I ] Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue NewYork, NY 10154 212-454-2887 Sent From Blackberry Vahe Stepanian — Original Message — From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA -Form [I ] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. EFTA01445011 EFTA01445012 Just wanted to follow up on an email that was sent over by Fran Wickman (pis. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm-i- liquid across his accounts, A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts,) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation, 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant), I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know ifyou have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help, Vahe — Fonwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM — From: Fran M Wickman/db/dbcom To; Cc: Date: Subject; Vahe Stepaniari/db/dbcom@DBAmericas, Jay Lipmari/db/dbcom(5)DBAMERICAS, Zbyriek Kozelsky/db/dbcom(@)DBAmericas, MO CIP 10/18/2013 02:52 PM POA Issues [I] Classification: For internal use only N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only, DB Limited Trading Authorization is to be completed for trusts & corporations, N4G-024968 - Professional relationship to Agent requires BSO approval, Jean Anne Brennan was appointed as agent Her name on her ID is Jean Anne Brennan-Wiebracht N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 - DB POA is for Natural Persons accounts only, DB Limited Trading Authorization is to be completed for corporations & LLCs, N4G-025072 is not a valid acct #, Jean Anne Brennan was appointed as agent Her name on her ID is Jean Anne Brennan-Wiebracht The signatures were notarized by one the Agents being given power of EFTA01445013 attorney. Kind regards, Fran Wickman EFTA01445014 Fran Wickman Deutsche Bank Securities Inc, Private and Institutional Client Sen/ices (PICS) • 1 South Street, 21202-3298 Baltimore, MD, USA Tel. -1-1 (410)895-5144 Fax-I-1(410)895-3797 Mobile -1-410 812-2783 Email fran.m.wickman(a!db.com Pi^s^&P^itrfhffy^ EFTA01445015 H Current Classification; (click here for help) Internal I Sender 1" Vahe Stepanian Zbynek Kozelsky Date 10/24/2013 10:01 AM 10/24/2013 02:41 PM Re: Fw: BSO Exception Request - DB POA Form [I] Q Zbynek Kozelsky to: Vahe Stepanian Co; Carol Koterwas, Fran M Wickman 10/24/2013 02:41 PM Subject Fw; BSO Exception Requi Re; Fw: BSO Exce Classification: For internal use only Carol, Please add. Thanks! Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Deutsche Bank Securities Inc, Deutsche Asset & Wealth Management Markets Coverage Group 345 Park Avenue, 26th Floor NewYork, NY 10154 Va e epanian From: To; Cc; Date; Subject: Classification: For internal use only Good Morni„ 10/24/2013 10:01:21 AM Vahe Stepanian/db/dbcom(5)DBAMERICAS Fran M Wickman/db/dbcom@DBAmericas, Carol KotenAras/db/dbcom@DBAmericas, zbynek,kozelsky(Q)db,com 10/24/2013 10:01 AM Fw; BSO Exception Request - DB POA Form [I] Classification: For internal use only EFTA01445016 Good Morning Fran/Carol: On the below, it looks like when my colleague sent down the forms, they forgot to include two account numbers on the Harry/Jean Anne POA, We need to add Harry Beller on accts. N4G0 123804 and N4G025080. Can you please help to get this done? I've CC'ed Ziggy on this e-mail who is aware of this issue. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Email vahe.stepanian(S,db,com — Fonwarded by Vahe Stepanian/db/dbcom on 10/24/2013 09:59 AM — From: Zia Memon/db/dbcom(a)DBAMERICAS To: Cc: Date: Subject: Zbynek Kozelsky/db/dbcom(a)DBAmericas, Vahe Stepanian/db/dbcom@DBAmericas@DBAMERICAS(a)DBCOEX, Jay Lipman/db/dbcom(§)DBAMERICAS, Tazia Smith/db/dbcom@DBAMERICAS, Fran M Wickmari/db/dbcom(a)DBAmericas, Amanda Kirby/db/dbcom(a)DBAMERICAS 10/22/2013 07:54 AM Re; BSO Exception Request - DB POA Form [I] Classification: For internal use only BSO approved Zbynek Kozelsky — Original Message — From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcom@DBAmericas@DBAMERICAS0DBCOEX; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I ] Classification: For internal use only Good morning Zia, Please see below. EFTA01445017 Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue NewYork, NY 10154 212-454-2887 Sent From Blackberry Vahe Stepanian — Original Message From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form [I ] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pis. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm-t- liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know ifyou have any questions. We're meeting with the client tomorrow morning, so we would appreciate ifyou could please review at some point today. Thanks in advance for your help. Vahe — Fonwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM — From: Fran M Wickman/db/dbcom To; Cc; Date;' Subject: Vahe Stepanian/db/dbcom(a)DBAmericas, Jay Lipman/db/dbcom@DBAMERICAS, Zbynek Kozelsky/db/dbcom(g)DBAmericas, MO CIP EFTA01445018 10/18/2013 02:52 PM POA Issues [I] Classification: For internal use only N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only, DB Limited Trading Authorization is to be completed for trusts & corporations. EFTA01445019 N4G-024968 - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent Her name on her ID is Jean Anne Brennan-Wiebracht N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs N4G-025072 is not a valid acct #. Jean Anne Brennan was appointed as agent Her name on her ID is Jean Anne Brennan-Wiebracht The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman IZI Fran Wickman Deutsche Bank Securities Inc, Private and Institutional Client Services (PICS) 1 South Street, 21202-3298 Baltimore, MD, USA EFTA01445020