📄 Extracted Text (1,954 words)
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI
127608**sgr** [I]
From: Vahe Stepanian
Date: Fri, 13 Feb 2015 17:28:54 -0500
To: Sowmya-D R
Jay Lipman <ISIS>
Cc: Kumar Sambhav se,
Prabhuling-C Kottalagi ,
Sanjay Mehta
Classification: For internal use only
Thank you Sowmya.
From: Sowmya-D R
Sent: Friday, February 13, 2015 3:18 PM
To: Jay Lipman
Cc: Kumar Sambhav; Prabhuling-C Kottalagi; Sanjay Mehta; Vahe Stepanian
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi Jay,
Please find revised doc attached, Let me know if you need further changes to
doc?
(See attached file: 618176.pdf)
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44(207)7795441
Email:
Alternative contact Anil-S Kumar Ph:
Or Ambaji Mane
For any escalation please contact :
Group ID : [email protected]
{Inactive hide details for Jay Lipman---02/13/2015 11:25:38 PM---Hi,}Jay
Lipman---02/13/2015 11:25:38 PM---Hi,
EFTA01409736
{cid:[email protected]}
From:
{cid:[email protected]}
Jay Lipman/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sowmya-D R/db/dbcom@DBAPAC, Sagar-A Valecha/db/dbcom, ODC-Equities Account-
Maintenance/db/dbcom@DBEMEA,
{cid:[email protected]}
Cc:
{cid:[email protected]}
GCO Account-Opening/db/dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh
Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom,
Sanjay Mehta/db/dbcom, Smita-K Hegde/ext/dbcom@DBEMEA, Vahe Stepanian/db/-
dbcom
{cid:[email protected]}
Date:
{cid:[email protected]}
02/13/2015 11:25 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr**
[I]
EFTA01409737
Hi,
Has this been done? We really need to get this out to the client in the next
hour. Thanks.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc
Tel. +1 212 454-0039
Fax +1 646 257-3131
Email
From: Sowmya-D R
Sent: Friday, February 13, 2015 9:49 AM
To: Sagar-A Valecha; ODC-Equities Account-Maintenance
Cc: GCO Account-Opening; Jay Lipman; Kumar Sambhav; Nitesh Gupta; Prabhuling-
C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Smita-K Hegde; Vahe Stepanian
Subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi ODC,
Please change the Domicile of the fund with EDI #127608 to "Virgin Island"
as it reflects in DB CAR. Please find s/s below.
Kindly treat this as very URGENT issue as client needs the corrected doc in
next 2 hours.
{cid:[email protected]}
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44 207 7795441
Email:
Alternative contact Anil-S Kumar (
Or Ambaji Mane
For any escalation please contact :
Group ID : [email protected]
EFTA01409738
{Inactive hide details for Sagar-A Valecha---02/13/2015 08:16:37 PM---
Classification: For internal use only Hi ODC/Smita,}Sagar-A
Valecha---02/13/2015 08:16:37 PM---Classification: For internal use only Hi
ODC/Smita,
{cid:[email protected]}
From:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
ODC-Equities Account-Maintenance/db/dbcom@DBEMEA, Smita-K Hegde/ext/-
dbcom@DBEMEA,
{cid:[email protected]}
Cc:
{cid:[email protected]}
Jay Lipman/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, GCO Account-Opening/db/-
dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom,
Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/-
dbcom, Vahe Stepanian/db/dbcom
fcid:[email protected]
Date:
{cid:[email protected]}
02/13/2015 08:16 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
EFTA01409739
Classification: For internal use only
Hi ODC/Smita,
Please do the needful in downstream system.
Thanks
From: Sowmya-D R
Sent: 13 February 2015 20:11
To: Jay Lipman
Cc: corporate chasing; GCO Account-Opening; Kumar Sambhav; Nitesh Gupta;
Prabhuling-C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Vahe Stepanian
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Classification: For internal use only
Hi Sagar,
Can the EDI be amended to reflect "Virgin Island" then?
fcid:1 [email protected]
Hi Jay,
We cannot re-create the doc until our static is fixed.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44 207 7795441
Email:
Alternative contact Anil-S Kumar
Or Ambaji Mane
For any escalation please contact :
Group ID : [email protected]
{Inactive hide details for Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,}-
Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,
{cid:[email protected]}
EFTA01409740
From:
{cid:[email protected]}
Jay Lipman/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC,
{cid:[email protected]}
Cc:
{cid:[email protected]}
corporate chasing/db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA,
Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Kumar Sambhav/db/-
dbcom@DBAPAC, Vahe Stepanian/db/dbcom, Nitesh Gupta/db/dbcom
{cid:[email protected]}
Date:
{cid:[email protected]}
02/13/2015 07:03 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Hi Sagar,
EFTA01409741
Thank you for confirming.
Sowmya,
Please make the appropriate changes to the confirm so that this address is
reflected on both page one and page two. Thank you.
From: Sagar-A Valecha
Sent: Friday, February 13, 2015 7:38 AM
To: Jay Lipman; Sowmya-D R
Cc: corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay
Mehta; Kumar Sambhav; Vahe Stepanian; Nitesh Gupta
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Classification: For internal use only
Hi Jay/Sowmya,
After making a search with the entity name in db car we see the below
address is reflecting as per the screen shot.
Kindly advise.
{cid:[email protected]}
Thanks
From: Jay Lipman
Sent: 13 February 2015 17:51
To: Sowmya-D R; Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Prabhuling-C
Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr**
Hi,
I need a response here urgently. Please respond ASAP.
From: Sowmya-D R
Sent: Thursday, February 12, 2015 4:00 PM
To: Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Jay Lipman;
Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav
Subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**
Classification: Public
Hi Nitesh,
EFTA01409742
Need your urgent attention on the below as client is expecting amended
confirmation ASAP.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44 207 7795441
Email:
Alternative contact Anil-S Kumar
Or Ambaji Mane
For any escalation please contact
Group ID : [email protected]
Forwarded by Sowmya-D R/db/dbcom on 02/13/2015 02:29 AM
{cid:[email protected]}
From:
{cid:[email protected]}
Sowmya-D R/db/dbcom
{cid:[email protected]}
To:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX,
{cid:[email protected]}
Cc:
{cid:[email protected]}
cor orate chasin /db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA,
{cid:[email protected]}
Date:
{cid:[email protected]}
02/12/2015 10:39 PM
{cid:[email protected]}
EFTA01409743
Subject:
{cid:[email protected]}
Re: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**
Classification: Public
Hi Sagar,
The fund is in question is - Southern Financial LLC - EDI # 127608
Let me know if you need further details on this.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44(207)7795441
Email:
Alternative contact Anil-S Kumar
Or Ambaji Mane
For any escalation please contact :
Group ID : [email protected]
{Inactive hide details for Sagar-A Valecha---02/12/2015 10:36:01 PM---
Classification: Public Hi Sowmya,}Sagar-A Valecha---02/12/2015 10:36:01 PM---
Classification: Public Hi Sowmya,
{cid:[email protected]}
From:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX
{cid:[email protected]}
To:
EFTA01409744
{cid:[email protected]}
Sowmya-D R/db/dbcom@DBAPAC,
{cid:[email protected]}
Cc:
{cid:[email protected]}
GCO Account-Opening/db/dbcom@DBEMEA, corporate chasing/db/dbcom@DBAPAC, Jay
Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom
{cid:[email protected]}
Date:
{cid:[email protected]}
02/12/2015 10:36 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
Fw: ***Southern Financial LLC*** EDI - 127608 [I]**sgr**
Classification: Public
Hi Sowmya,
After making a search in Delaware registry document we see the several
entities.
Kindly confirm with the correct or full name so that we can help you with
the current address mentioned in the registry doc.
{cid:[email protected]}
EFTA01409745
{cid:[email protected]}
Thanks
Kind regards,
Sagar-A Valecha
fcid:[email protected]
Sagar-A Valecha
DBOI Global Services Private Limited
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel. +44(207)3383449
Mobile
Email
{cid:[email protected]}
Fw: ***Southern Financial LLC*** EDI - 127608 [I]
EFTA01409746
Sowmya-D R
to:
GCO Account-Opening
12/02/2015 01:08
Cc:
jay.lipman, prabhuling-c.kottalagi, sanjay.mehta, corporate chasing
Classification: For internal use only
Hi Team,
Fund - Southern Financial LLC has been created with Wilmington, Delaware,
EFTA01409747
USA Domicile. Can you please provide us the "Registry Address proof" which
was used to map this fund to Wilmington, Delaware, USA Domicile?
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44(207)7795441
Email:
Alternative contact Anil-S Kumar
Or Ambaji Mane
For any escalation please contact
Group ID : [email protected]
Forwarded by Sowmya-D R/db/dbcom on 02/12/2015 01:04 AM
From:
Vahe Stepanian/db/dbcom@DBCOEX
To:
Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom,
Cc:
corporate chasing/db/dbcom@DBAPAC, Sowmya-D R/db/dbcom@DBAPAC, Sanjay Mehta/-
db/dbcom, Adrian De-Nicola/db/dbcom, Daniel Sabba/db/dbcom
Date:
02/11/2015 11:40 PM
Subject:
RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Prabhuling- when do you expect this to be done?
From: Jay Lipman
EFTA01409748
Sent: Wednesday, February 11, 2015 10:27 AM
To: Prabhuling-C Kottalagi
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel
Sabba; Vahe Stepanian
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Hi Prabhuling,
Can you assist us in making the following changes to this confirm, as we
noticed a few issues.
Please remove the client's personal name "Jeff Epstein" in the
To: Client line
Name and address of Southern Financial should be consistent on
both pages:
o On page 1, the client name/address is Southern Financial LLC,
Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red
Hook Quarter, ST Thomas, VI 00802
o Please ensure that the latter name/address is used: Southern Financial
LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802
Please reach out with any questions. Thank you.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc
Tel. +1 212 454-0039
Fax +1 646 257-3131
Email
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:58 PM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay
Lipman; Mark Whyman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Vahe/Daniel,
Please find the attached confirmation.
Note: Attached doc is password protected and the password is SFL987
Regards
fcid:[email protected]
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel. +44 20 777-96912
Email
For any escalation please contact below :
First level escalation:
Second level escalation :
EFTA01409749
fcid:[email protected]
From: Mark Whyman
Sent: Tuesday, February 10, 2015 3:22 AM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Prabhuling,
Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman
(all internal)?
Thanks,
Mark
fcid:[email protected]
Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York NY 10005
E-mai
Tel +1(212) 250-4940
E-fax +1(732) 578-2641
{cid:[email protected]}
Disclaimer: https://ederivatives.db.com/static/disclaimer.html
From: Vahe Stepanian
Sent: Monday, February 09, 2015 4:49 PM
To: Mark Whyman; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if
you could please include me, Daniel Sabba, and Jay Lipman (CC'ed).
This is so that we can check the confirm for accuracy, and keep track of
them.
Cheers,
Vahe
From: Mark Whyman
Sent: Monday, February 09, 2015 4:47 PM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
EFTA01409750
Daniel / Vahe,
Can you confirm that the option confirmation for TWTR should be sent to
2
Thanks,
Mark
{cid:[email protected]}
Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York, NY, 10005
E-mail
Tel +1(212) 250-4940
E-fax +1(732) 578-2641
{cid:[email protected]}
Disclaimer: https://ederivatives.db.com/static/disclaimer.html
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:07 PM
To: Mark Whyman
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola
Subject: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark,
We have one outstanding deal with Southern Financial LLC traded on Jan
27,2015 with Twitter Inc as underlyin . The client contact which is updated
in the our system is which has gmail as its domain.
Please advise ,can we dispatch the doc for countersign to above mentioned
contact, else please share the client contact details.
Please let me know if you need any additional information.
Many thanks in advance.
Counterparty Name
Trade Id
Product
trade date
underlyingDescription
trader name
Marketer
EFTA01409751
Southern Financial LLC
NY-NY-0C-618176-1-0-0
Generic OTC
27-Jan-15
Twitter Inc
Michael-C Krueger
Mark Whyman NY NEW
Regards
{cid:[email protected]}
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel. +44 20 777-96912
Email
For any escalation please contact below :
First level escalation:
Second level escalation
{cid:[email protected]}
EFTA01409752
ℹ️ Document Details
SHA-256
3ef5f830c6fe3bf18f4b72950acf0d5d51e9754130669b963942e825cb5e7337
Bates Number
EFTA01409736
Dataset
DataSet-10
Document Type
document
Pages
17
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