EFTA01037623.pdf

DataSet-9 3 pages 560 words document
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From: "Jeffrey E." <[email protected]> To: Richard Kahn Subject: Re: Chomsky Date: Mon, 22 Jan 2018 22:19:44 +0000 I am happy to give you the benefit of the doubt. / the diminutive size of risky investments for an elderly person has never been accepted as an argument by the SEC. though many have tried. hope to resolve this soon On Mon, Jan 22, 2018 at 11:17 PM, Richard Kahn < wrote: Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Sam Bain < Subject: Chomsky Date: Januar 22. 2018 at 4:35:36 PM EST To: " "< Cc: >. Isabel Scharmer < "Bill Kelly" Richard: I am out of the office on vacation (with very limited cell phone or e-mail access) but expect to return to the office on Thursday. In my absence, I have asked our legal counsel, William Kelly of Nixon Peabody, to put together a package of the governing documents (operating agreements or limited partnership agreements) for the private equity entities in which Noam invested. I have also asked Mr. Kelly to send you a complete set of the disclosure documents and copies of Noam's subscription agreements for these investments. Mr. Kelly is scheduled to return from an extended sick leave tomorrow and he will send these materials to you within the next couple days. In your e-mail you expressed concerns regarding the private equity investments in Noam's portfolio. We can assure you that Noam was fully informed of the terms of those investments and the associated risks prior to the time he decided to make the investments. Given Noam's overall investment objectives and the value of his investment portfolio at the time, and in light of the relatively modest percentage of his overall portfolio that the private equity investments represented, we believed and we continue to believe that the investments were appropriate for Noam. EFTA01037623 Sincerely, Sam Sent on behalf of Sam Bain cc: Professor Noam Chomsky Mrs. Valeria Chomsky Isabel Scharmer, Managing Director William E. Kelly, Esq. Samuel E. Bain CEO, Founder, Managing Partner 699 Boylston Street 1 10th Floor I Boston, MA 02116 This communication is for informational purposes only. It is not intended as an offer or solicitation for the purchase or sale of any security or financial instrument or as an official confirmation of any transaction. Market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice. The comments or statements made herein do not necessarily reflect the opinions of Bainco International Investors, LLC, its subsidiaries and affiliates. The email may contain confidential or proprietary information. If you are not the intended recipient of this email, please immediately reply to the sender and make the sender aware of the mistake and then delete the email. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this EFTA01037624 communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01037625
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3f1174a5d90f5753249d3aa7fff26a03e4bed07821260917b98558a342a2d8fb
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EFTA01037623
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DataSet-9
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document
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3

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