EFTA01409854.pdf

Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI 127608**sgr** [I] From: Vahe Stepanian a > Date: Tue, 17 Feb 2015 18:37:58 -0500 To: Sowmya-D R Jay Lipman Cc: Kumar Sambhav Prabhuling-C Kottala Sanjay Mehta Classification: For internal use only Sowmya — please remove the client's name from the first page. His name is incorrectly reflected as "Jeff Epstein" . The confirm should be addressed to "Southern Financial LLC", which should be included on page 1 (not "Jeff Epstein"). Thank you, Vahe From: Sowmya-D R Sent: Friday, February 13, 2015 3:18 PM To: Jay Lipman Cc: Kumar Sambhav; Prabhuling-C Kottalagi; Sanjay Mehta; Vahe Stepanian Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Jay, Please find revised doc attached, Let me know if you need further changes to doc? (See attached file: 618176.pdf) Thanks & Regards, Soumya D R Derivative Documentation EFTA01409854 DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) ph : + For any escalation lease contact : Ph: Group ID : {Inactive hide details for Jay Lipman---02/13/2015 11:25:38 PM---Hi,}Jay Lipman---02/13/2015 11:25:38 PM---Hi, {cid:[email protected]} From: {cid:[email protected]} Jay Lipman/db/dbcom@DBCOEX fcid:[email protected] To: {cid:[email protected]} Sowmya-D R/db/dbcom@DBAPAC, Sagar-A Valecha/db/dbcom, ODC-Equities Account- Maintenance/db/dbcom@DBEMEA, {cid:[email protected]} Cc: {cid:[email protected]} GCO Account-Opening/db/dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/dbcom, Smita-K Hegde/ext/dbcom@DBEMEA, Vahe Stepanian/db/- dbcom {cid:[email protected]} Date: {cid:[email protected]} 02/13/2015 11:25 PM {cid:[email protected]} Subject: EFTA01409855  {cid:[email protected]} RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Hi, Has this been done? We really need to get this out to the client in the next hour. Thanks. Jay Lipman Key Client Partners Deutsche Bank Securities Inc M=. From: Sowmya-D R Sent: Friday, February 13, 2015 9:49 AM To: Sagar-A Valecha; ODC-Equities Account-Maintenance Cc: GCO Account-Opening; Jay Lipman; Kumar Sambhav; Nitesh Gupta; Prabhuling- C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Smita-K Hegde; Vahe Stepanian Subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi ODC, Please change the Domicile of the fund with EDI #127608 to "Virgin Island" as it reflects in DB CAR. Please find s/s below. Kindly treat this as very URGENT issue as client needs the corrected doc in next 2 hours. {cid:[email protected]} Thanks & Regards, EFTA01409856 Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) ph : + For any escalation please contact : Ph: Group ID : {Inactive hide details for Sagar-A Valecha---02/13/2015 08:16:37 PM--- Classification: For internal use only Hi ODC/Smita,}Sagar-A Valecha---02/13/2015 08:16:37 PM---Classification: For internal use only Hi ODC/Smita, {cid:[email protected]} From: {cid:[email protected]} Sagar-A Valecha/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} ODC-Equities Account-Maintenance/db/dbcom@DBEMEA, Smita-K Hegde/ext/- dbcom@DBEMEA, {cid:[email protected]} Cc: {cid:[email protected]} Jay Lipman/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, GCO Account-Opening/db/- dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/- dbcom, Vahe Stepanian/db/dbcom {cid:[email protected]} Date: {cid:[email protected]} 02/13/2015 08:16 PM EFTA01409857 fcid:[email protected] Subject: {cid:[email protected]} FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi ODC/Smita, Please do the needful in downstream system. Thanks From: Sowmya-D R Sent: 13 February 2015 20:11 To: Jay Lipman Cc: corporate chasing; GCO Account-Opening; Kumar Sambhav; Nitesh Gupta; Prabhuling-C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Vahe Stepanian Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Sagar, Can the EDI be amended to reflect "Virgin Island" then? fcid:1 [email protected] Hi Jay, We cannot re-create the doc until our static is fixed. Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: EFTA01409858 Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) h : + For any escalation lease contact : Ph: Group ID : {Inactive hide details for Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,}- Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar, {cid:[email protected]} From: {cid:[email protected]} Jay Lipman/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} Sagar-A Valecha/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, fcid:[email protected] Cc: {cid:[email protected]} corporate chasing/db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Kumar Sambhav/db/- dbcom@DBAPAC, Vahe Stepanian/db/dbcom, Nitesh Gupta/db/dbcom {cid:[email protected]} Date: {cid:[email protected]} 02/13/2015 07:03 PM {cid:[email protected]} Subject: {cid:[email protected]} RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] EFTA01409859 Hi Sagar, Thank you for confirming. Sowmya, Please make the appropriate changes to the confirm so that this address is reflected on both page one and page two. Thank you. From: Sagar-A Valecha Sent: Friday, February 13, 2015 7:38 AM To: Jay Lipman; Sowmya-D R Cc: corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian; Nitesh Gupta Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Jay/Sowmya, After making a search with the entity name in db car we see the below address is reflecting as per the screen shot. Kindly advise. {cid:[email protected]} Thanks From: Jay Lipman Sent: 13 February 2015 17:51 To: Sowmya-D R; Nitesh Gupta Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** Hi, I need a response here urgently. Please respond ASAP. From: Sowmya-D R EFTA01409860 Sent: Thursday, February 12, 2015 4:00 PM To: Nitesh Gupta Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Jay Lipman; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav Subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr** Classification: Public Hi Nitesh, Need your urgent attention on the below as client is expecting amended confirmation ASAP. Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) h : + For any escalation lease contact : Ph: Group ID : Forwarded by Sowmya-D R/db/dbcom on 02/13/2015 02:29 AM {cid:[email protected]} From: {cid:[email protected]} Sowmya-D R/db/dbcom {cid:[email protected]} To: {cid:[email protected]} Sagar-A Valecha/db/dbcom@DBCOEX, fcid:[email protected] Cc: {cid:[email protected]} cor orate chasin /db/dbcom@DBAPAC, GCO Account-Openin /db/dbcom@DBEMEA, EFTA01409861 {cid:[email protected]} Date: {cid:[email protected]} 02/12/2015 10:39 PM {cid:[email protected]} Subject: {cid:[email protected]} Re: Fw: ***Southern Financial LLC*** EDI - 127608**sgr** Classification: Public Hi Sagar, The fund is in question is - Southern Financial LLC - EDI # 127608 Let me know if you need further details on this. Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) ph : + For any escalation lease contact : Ph: Group ID : {Inactive hide details for Sagar-A Valecha---02/12/2015 10:36:01 PM--- Classification: Public Hi Sowmya,}Sagar-A Valecha---02/12/2015 10:36:01 PM--- Classification: Public Hi Sowmya, {cid:[email protected]} EFTA01409862 From: {cid:[email protected]} Sagar-A Valecha/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} Sowmya-D R/db/dbcom@DBAPAC, {cid:[email protected]} Cc: {cid:[email protected]} GCO Account-Opening/db/dbcom@DBEMEA, corporate chasing/db/dbcom@DBAPAC, Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom {cid:[email protected]} Date: {cid:[email protected]} 02/12/2015 10:36 PM {cid:[email protected]} Subject: {cid:[email protected]} Fw: ***Southern Financial LLC*** EDI - 127608 [I]**sgr** EFTA01409863 Classification: Public Hi Sowmya, After making a search in Delaware registry document we see the several entities. Kindly confirm with the correct or full name so that we can help you with the current address mentioned in the registry doc. fcid:[email protected] {cid:[email protected]} Thanks Kind regards, Sagar-A Valecha fcid:[email protected] Sagar-A Valecha DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India fcid:[email protected] Fw: ***Southern Financial LLC*** EDI - 127608 [I] EFTA01409864 Sowmya-D R to: GCO Account-Opening 12/02/2015 01:08 Cc: jay.lipman, prabhuling-c.kottalagi, sanjay.mehta, corporate chasing EFTA01409865 Classification: For internal use only Hi Team, Fund - Southern Financial LLC has been created with Wilmington, Delaware, USA Domicile. Can you please provide us the "Registry Address proof" which was used to map this fund to Wilmington, Delaware, USA Domicile? Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) ph : + For any escalation please contact : Ph: Group ID : Forwarded by Sowmya-D R/db/dbcom on 02/12/2015 01:04 AM From: Vahe Stepanian/db/dbcom@DBCOEX To: Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Cc: corporate chasing/db/dbcom@DBAPAC, Sowmya-D R/db/dbcom@DBAPAC, Sanjay Mehta/- db/dbcom, Adrian De-Nicola/db/dbcom, Daniel Sabba/db/dbcom Date: 02/11/2015 11:40 PM Subject: RE: Need your assistance***Southern Financial LLC*** [I] EFTA01409866 Classification: For internal use only Prabhuling- when do you expect this to be done? From: Jay Lipman Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 Please reach out with any questions. Thank you. Jay Lipman Key Client Partners Deutsche Bank Securities Inc M=. From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:58 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay Lipman; Mark Whyman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Vahe/Daniel, Please find the attached confirmation. Note: Attached doc is password protected and the password is SFL987 Regards fcid:[email protected] Prabhuling-C Kottalagi EFTA01409867 DBOI Global Services Private Limited Derivative Documentation Velankani Tech Park, Bangalore, India Tel. Email For any escalation please contact below : First level escalation:sowm [email protected] Second level escalation : {cid:[email protected]} From: Mark Whyman Sent: Tuesday, February 10, 2015 3:22 AM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Prabhuling, Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman (all internal)? Thanks, Mark {cid:[email protected]} Mark Whyman Vice President I Global Markets Deutsche Bank Securities, Inc. 60 Wall St, 4th Floor New York, NY, 10005 {cid:[email protected]} Disclaimer: https://ederivatives.db.com/static/disclaimer.html From: Vahe Stepanian Sent: Monday, February 09, 2015 4:49 PM To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CC'ed). This is so that we can check the confirm for accuracy, and keep track of them. EFTA01409868 Cheers, Vahe From: Mark Whyman Sent: Monday, February 09, 2015 4:47 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Daniel / Vahe, Can ou confirm that the option confirmation for TWTR should be sent to 7 Thanks, Mark fcid:[email protected] Mark Whyman Vice President I Global Markets Deutsche Bank Securities, Inc. 60 Wall St, 4th Floor New York, NY, 10005 {cid:[email protected]} Disclaimer: https://ederivatives.db.com/static/disclaimer.html From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:07 PM To: Mark Whyman Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola Subject: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlyin . The client contact which is updated in the our system is which has gmail as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance. Counterparty Name Trade Id EFTA01409869  Product trade date underlyingDescription trader name Marketer Southern Financial LLC NY-NY-0C-618176-1-0-0 Generic OTC 27-Jan-15 Twitter Inc Michael-C Krueger Mark Whyman NY NEW Regards fcid:image017.][email protected] Prabhuling-C Kottalagi DBOI Global Services Private Limited Derivative Documentation Velankani Tech Park, Bangalore, India Tel. Email For any escalation please contact below : First level escalation:[email protected] Second level escalation : {cid:[email protected]} EFTA01409870