EFTA01379082.pdf

Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Torn Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: • Invitees should be limited to the wealth management client (or prospect) and/or their family members • No sensitive counterparts (including public officials, regulatory agencies, etc.) • DB payment of client travel & accommodation is not permitted • Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). • Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: !Mos://www.concursolutions.comiExpenseiRequestidefauI t .asp • The costs associated with this ticket type are: 11am Preview — $376.90 • Enter in comments section - Parent ID: 226591 (enter in comments section) Invitation (cut and paste/forward the below): We hope you will be available to join us for the Preview of Frieze London. Below if the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076388 CONFIDENTIAL SDNY_GM_00222572 EFTA01379082