EFTA01528694.pdf

12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Confidential Page 1 of 7 Asset Account Portfolio December 1 - December 31, 1999 J.P.Morgan is pleased to introduce the Private Client Web Site. Through the web site, you can access account information at any time that is convenient for you. You can access account balances, positions, transactions, and statements for virtually all of your J.P. Morgan Private Banking accounts. For more information, and to sign up, please contact your Client Service Specialist. Due to a change in our processing of deposits received by mail, we will no longer be returning a confirmation receipt to you beginning January 3, 2000. You may confirm your deposits by accessing your account history via J.P. Morgan's Private Client Web Site or calling your Client Service Specialist. Table of Contents Portfolio Summary Cash and Short Term Trade Activity Account Transactions Account Officers Service Specialist: SCOTT/DENCKER Page 2 3 4 5 JEFFREY EPSTEIN LITTLE ST JAMES C/O AMERICAN YACHT HARBOR 6100 RED HOOK QUARTERS #2 ST THOMAS V.I. 00802 EFTA01528694 12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 2 of 7 Overview Portfolio Summary Asset Allocation 100% Cash and Short Term Net Gain/Loss Summary Net Short Term Gain/Loss Total Realized This Period USD Realized Year to Date USD* 131,911.97 131,911.97 *Year to date information is calculated on a calendar year basis. Unrealized USD 131,911.97 131,911.97 Market Value USD Dec 31 Cash & Short Term Total Accrued Income Total Portfolio Value 131,911.97 131,911.97 233.53 132,145.50 Tax Cost USD 131,911.97 131,911.97 Estimated Annual Income USD 5,482.26 5,482.26 Yield 4.2 4.2 EFTA01528695 12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 3 of 7 Cash and Short Term Summary by Maturity Current Market Value USD Cash Total 131,911.97 131,911.97 Estimated Annual Income USD 5,482.26 5,482.26 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Description Unit Cost Adjusted Cusip/S&P/Moody's Rating Currency Quantity Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % Cash TAX EXEMPT MONEY MARKET SWEEP FUND 7-Day Annualized Yield: 3.98% US DOLLAR Total Cash Important Information about Pricing and Valuations Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. USD USD 131,911.97 0 1.00 1.00 1.00 1.00 131,911.97 131,911.97 EFTA01528696 131,911.97 218.42 0.00 15.11 131,911.97 233.53 5,482.26 4.16 N/A 5,482.26 4.16 4.21 EFTA01528697 12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 4 of 7 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: indicates Short Term Realized Gain/Loss indicates Long Term Realized Gain/Loss S L Trade Activity by Type Settlement Date Trade Date Settled Dec 9 Dec 14 Purchase Dec 9 Dec 14 Sale Dec 16 Dec 21 Purchase Dec 16 Dec 22 Sale JAZZTEL PLC A/D/R JAZZTEL PLC A/D/R XPEDIOR INC XPEDIOR INC USD USD USD USD 3,000 - 3,000 1,000 - 1,000 17.447 62.241 19.00 26.875 - 52,341.00 177,718.87 - 19,000.00 25,534.10 - 52,341.00 - 19,000.00 125,377.87 S 6,534.10 S Type Amount USD 131,911.97 0.00 Realized Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost EFTA01528698 Gain/Loss USD EFTA01528699 12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 5 of 7 Account Transactions Cash Activity Summary Amount this Period USD Beginning Balance Credits Sweep Account Sales Sales, Maturities, Redemptions Debits Sweep Account Purchases Purchases of Securities Ending Balance *Year to date information is calculated on a calendar year basis. — 150,911.97 - 71,341.00 .00 - 150,911.97 - 71,341.00 .00 19,000.00 203,252.97 19,000.00 203,252.97 Amount Year to Date USD* Activity by Date Type Settlement Date Dec 14 Purchase Quantity Description 3,000 JAZZTEL PLC A/D/R @ 17.447 J P MORGAN SECURITIES (EQUITIES) TRADE DATE 12/09/99 Amount USD - 52,341.00 EFTA01528700 12 Settlement Date 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 6 of 7 Activity by Date Type continued Quantity Description Dec 14 Sale - 3,000 JAZZTEL PLC A/D/R @ 62.2417 BROKERAGE TAX &/OR SEC 186,725.10 9,000.00 6.23 J P MORGAN SECURITIES (EQUITIES) TRADE DATE 12/09/99 Dec 15 Purchase Dec 21 Purchase 125,377.87 TAX EXEMPT MONEY MARKET SWEEP FUND 1,000 XPEDIOR INC @ 19.00 J P MORGAN SECURITIES (EQUITIES) TRADE DATE 12/16/99 Dec 21 Sale Dec 22 Sale - 19,000 TAX EXEMPT MONEY MARKET SWEEP FUND - 1,000 XPEDIOR INC @ 26.875 BROKERAGE TAX &/OR SEC 26,875.00 1,340.00 - 90 J P MORGAN SECURITIES (EQUITIES) TRADE DATE 12/16/99 Dec 22 Purchase 25,534.10 TAX EXEMPT MONEY MARKET SWEEP FUND - 25,534.10 19,000.00 25,534.10 - 125,377.87 - 19,000.00 Amount USD 177,718.87 EFTA01528701 12 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: Q 79961-00-1 JEFFREY EPSTEIN Asset Account Portfolio December 01, 1999 - December 31, 1999 Page 7 of 7 In Case of Errors or Questions About Your Electronic Transfers. Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/0 PS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wro ng or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statemen t on which the error or problem appeared. (1) Tell us your name and account numb er. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need mor e information. (3) tell us the dollar amount of the suspected error.If you conta ct us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate yo ur complaint and will correct any error promptly. If we take more than 10 busine ss days to do this (20 days for purchases using VISA Check Card or for international transactions), we will credit your account for the amount you thin k is in error, so that you will have the use of money during the time it takes u s to complete our investigation. In case of errors or questions about your statement, including your line of cred it. If you think that your statement is incorrect or if you need more information ab out a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. M organ, Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not preserve your rights. In your letter, please provide the following information: (1) your name and acco unt number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The American Cen tury Funds The J.P. Morgan, J.P.Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan InvestmentManagement Inc. an d American Century InvestmentManagementserve as investment advisors to their res pectivefund families. Shares of the funds are not bankdeposits and are not guaranteedby anybank, gover nmententity, or the FDIC. Return and share price will fluctuate and redemption v aluemaybe more or less than originalcost. While the moneymarketfunds seekto main tain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to do so. Th e estimatedannualincome and dividendyieldfigures for mutual funds representthe f unds' most recentincome dividendannualized. If you have chosen one of the sweep mutual funds, you are notified that position s in the Prime Money Market Sweep Fund represent holdings in the J.P. Morgan Pri me Money Market Fund; positions in the Federal Money Market Sweep Fund represent holdings in the J.P. Morgan Federal Money Market Fund; and positions i n the Tax Exempt Money Market Sweep Fund represent holdings in the J.P. Morgan T ax Exempt Money Market Fund. EFTA01528702