EFTA01373516.pdf

As advised by AML Compliance in the below mail, we would be requiring a revised ownership confirmation to proceed further with the adoption of the captioned entity, Southern Financial LLC. Request you to help us obtain the same. Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan uS - New Client Adoption DBOI Global Services Private Limited Block 5, 6. 7. Velankani Tech Park, No.:43. E Ironic City. Hosur Road. 560100 Bangalore. India Backup details Ganesh Belay Bharalh-Kurnar For Escalations lease contact Level 1 • Karth Level 2 - Balap ?Arai-. el --- Forwarded by Mandondan MuraIrdharantlb/dbeom on 12,182014 01:00 AM — Dmeri Saksidbfelbcom@DBCOEX Front John Varghescedbidbcom©DBAMERICAS. To' CAGNY NCA/dtVdtcorn@DBAmencas. Manikandan Muraludharanidbidbcom@DBAPAC. Sujitn SbettykbldbcomCDBAMERICAS• USCG Cc: 5-AMUdbidbcom@DBAMERICAS. Anastasia Pringleidb/dbcom, Kumud Sharmaidbrdbcom@DBAPAC 12/17/2014 10:08 PM Date' RE: EDD package for the RID: ONB-120902 LKYCUS-3443 Party name Southern Financial LLC Ill Sublect Classification: For Infernal use only lofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial MC. Therefore, the following key statements made within the document will need to be validated: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067736 CONFIDENTIAL SDNY_GM_00213920 EFTA01373516