EFTA01405560.pdf

Subject: rdc alert [I] From: PWM BIS-Research <[email protected]> Date: Tue, 08 Oct 2013 09:59:35 -0400 To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: per alert.pdf) (See attached file: per alert_l.pdf) Regards Urvashi EFTA01405560