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From: Rowena Thomas
SeM: 12/27/201612:51:38 PM
To: Darren Indyke
Subject: RE: Regulation E Approval [CI
Classification: Canidentlal
Thanks.
Thank You,
Rowena Thomas
Rowena Thomas
Service Officer I Custody
Deutsche Bank Trust Company, National Association
MC'
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to buy or
sell mutual funds or elect on a Collimate Action instruction that you deliver via email, voicemail or facsimile, at such lime as your Bank representative has confirmed via email
or telephone that the Bank has received your request.
With respect to al other trading instructions (including, without limitation, foreign currency transactions). The Bank shall only be obligated to act on any such instructions at
such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication.
Please note. automated electronic responses such as "road toceipts- or fax confirmations do not constitute confirmation by the Bank that your instructions have been
received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions. please contact your Bank ropmsontativo
immediately.
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?oxflan.
From: Darren Indyke [mato
Sent: Tuesday, December 27, 2016 12:40 PM
To: Rowena Thomas <
Subject: Re: Regulation E Approval [CI
1 consent
DARREN K. INDYKE
DARKEN K. INDYKE PLLC
mr
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059675
CONFIDENTIAL SONY GM_00205859
EFTA01368021
ℹ️ Document Details
SHA-256
40e8361df0c2f4a40821b7c9efbcadc83cc8cd6c5b7ba0bb19b3041b600d4450
Bates Number
EFTA01368021
Dataset
DataSet-10
Type
document
Pages
1
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