EFTA01384420.pdf

From: Anjali Thadani [[email protected]] Sent: 10/25/2017 4:19:12 PM To: Martin Zeman martin.zeman db.comi CC: Xavier Avila ; Stewart Oldfield ;Joshua Shoshan ; Davide-A Sferrazza Ellenoi Jarvis [[email protected]; Chris Maxmin ([email protected] Subject: RE: Southern Financial LLC jlj Classification: For Internal use only Martin, you're good to trade non-margin from a regulatory perspective. Please reach out to Chris, cc'd above, for next steps in the trade process. Thanks. Anjali Thadani Deutsche Bank, Wealth Management From: Martin Zeman Sent: Wednesday, October 25, 2017 3:34 PM To: Anjali Thadani <an'[email protected]> Cc: Xavier Avila >; Stewart Oldfield < >; Joshua Shoshan >; Davide-A Sferrazza < Subject: Southern Financial LLC [I) Classification: For Internal use only Anjali, Can you please confirm that Southern Financial has all the paperwork in order allowing them to trade? They are pressing us for an answer. Thanks Martin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084590 CONFIDENTIAL SDNY_GM_00230774 EFTA01384420