EFTA01363792.pdf

Business Unit Adoption Location Adoption Entity Product System Account ID Status United Kingdom. littARKE CS AG {London) C<•rtniedities CDR PVICSBAL070 Active Active FXPCA PVTCSBAL870 Active OPENLINK SOUTHF€N_LE ALt,,e RMS SOFL Aclivu Cc vertibin Bonds CB IMAGINE Nv,. CB IMAGINE. Net SHORT CODE ESPEAR Net. FX Cash ALL CUR PVECSBAL870 Active DB INTERNET 0670261 Active FXPCA PVTCSBAL870 GEM 32983 Active PBHARMONYDBI 0510261 Active I PBHARMONYRtXi. SOF L Active R145 S0FL Active FX Options: Both j CUR PVTCSBA1.870 Active DE3 INTERNET 1 0570261 Active FXPCA PaCS&AL870 Active GEM 32983 Active PBHARMONYOBTI 0570261 Active PBHARMONYR614, SOFL Active RMS SOFL Active Fixed Income. Cash Bonds BLOOMBERG EPRIUSF IL Active EPRIUSFIL EPRIUSFIL2 OBTRADER Active 2046162 (WS) i SD OPERATOR New OTC Derivatives SUMMIT SOUTHFINANMD Active (Rates) TSAR SOUTHFINANMD Active United States DBSI Cash Equities ADP 1457321196 Active Active MP/11UP 6990155795 Active ESPEAR 1467321196 Active 6990155795 Active Equities - Custody/Margin ADP Unacceptable ESPEAR Unacceptable GED-OTC Options GED IMAGINE 69901557 Active €990155795 Active Thanks Zack CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054101 CONFIDENTIAL SDNY_GM_00200285 EFTA01363792