EFTA01499749.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY - Canadian Dollar Note: C indicates Currency Gainless Per Unit Trade Date Type Amount USD Proceeds USD Cost USD Realized Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD Settled Sales/Maturities/Redemptions 10/8 Expired Option JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 769,000,000.000 336,952.82 336,952.82 C 104E High Cost 08, 2013 78.9 AT EXP IC @ 69.65 EXPIRATION OF 346,000.00 WRITTEN FX OPTION (ID: XJPYCA-TZ-Z) 10/8 FX Option Exer JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT (809,000,000.000) (336,952.82) (336,952.82) C 10/10 FIFO 08. 2013 • 80.9 PURCHASED FX OPTION EXERCISED (348,000.00) CALL 10,000,000.00 CAD PUT 809,000,000.00 JPY (ID: XJPYPB-EX-Z) Total Settled Sales/Maturities/Redemptions (USD) $0.00 $0.00 $0.00 JP Morgan Account Page 25 of 30 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023550 Chase CONFIDENTIAL SDNY_GM_00292748 EFTA01499749