EFTA01453428.pdf

.- -747,111H:Vri '74977711017177:.T71:7771171 25 Mar 2014 Page 2 Of 2 114 Deutsche Bank AG SOUTHERN FINANCIAL, LLC PX•OPtidna Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436] SOUTHERN FxEuroCial 21-Ner-2013 20410%42014 25.11ov.2014 (1.000 0:0 CU lisr, 101.030.000 RV SHORT EUROPEAN CALL 1010000 ;vi 4% 3.•:.1 710423459 FINANCIAL. LLC 366364436] SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICFEAN 0.0000 13.159 70 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 11,161.40 710423463 FINANCIAL. LLC ouchOpt X6364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21.000 061 USD 0 PY LONG EtPCPEAN 0.0000 9.386 49 710423465 FINANCIAL, LLC ouchOpt 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.0001X000) USD 1.025000.000 SY SHORT EIRCPEAN CALL 102 5000 ;89.445823 745230311 FINANCIAL. LLC 393650729r SOUTHERN FXD9lalCot 13-Mar-2014 14-Apr-2014 15-*-2014 (1,000.000 OD) USD SHORT ELRCPEAN CALL 375960 332 732 97) 767041028 FINANCIAL, LLC Subtotal: ( 154 96715 : Commas - Dadvadves Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 3M2915, SOUTHERN FINANCIAL. Commodity 13-Mar.2014 15-May-2014 22.May-2014 LONG EUROPEAN WTI 103.00003 USD 0 WOO III! 5I1 767318425 LLC Derivative Subtotal: 1.7:4 il I 33: Total: (233,478.49) Statement ID: 182298_20140325_20140326_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111001 CONFIDENTIAL SDNY_GM_00257185 EFTA01453428