EFTA01307564.pdf

LAIS Financial Sem:aces M Retirement Account Private Wealth Management UBS 299 Park Avenue 26th Flsor UBS Strategic Advisor New York NY 10171-D022 January 2019 ChIP7205790079om 9 'in 0 GHISLAIN MAXWELL IRA Account name: GHISLAINE MAXWELL IRA Friendly account name: Indly IRA Account type: Indmclual Retirement Account Account number Your financial Advisor: 50)n STACklsrIAND LE CASPEL Phone. Questions about your statement? Value of your account Call your Financial Advisor Cr* the on December 31 (II on January 31 (1) RMA Resourcetine at 80041MA- Your assets 58,125 23 58,260 54 account Your liabilities 000 0.00 Kat our website: Value of your account 358,125.23 $58,260.54 vnvw tkocomffnancolseences Items for your attention • Please note Average Daly Balance and WY values n the Deport Account WY Sources of your account growth section of your December statement were misstated January statement values have been corrected Tracking the value of your account during 2019 Vake of your mecum I Thousands also,: end 2018 S58.t 2523 Net deposits aid 570 57.0 57.2 57.7 581 583 -$107 49 • • • • ip...• Your fmestrrent return: Oundend and interest Mcome $13355 Change in mortal value $10925 WU/of your moult on inn 312019 564744154 Dec 201.4 Dec 2015 Dec 2016 Dec 7017 Dec 2018 tan 2019 Member MK CAP70003005750079 N17000'97332 0000r Om 9 030575C04 vi 23697550 020000 Pegs I of 8 SDNY_GM_00325643 EFTA_00198418 EFTA01307564 SUBS UBS Strategic Advisor January 2019 Account name: GleSLAINE MAXWELL IRA Friendly account name:Inclot. IRA Account type: Account number. indnidual Retirement Account Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Valueon Percentage of January 3i Ig) y01% SW:UR A Cash and money balances 1,197 41 2.06% • cam and money balances may include Your current asset allocation avaiable cash balances, UBS Bank USA deposit B Cab alternatives 0.00 0.00% account, UBS FDIC 'nosed Deposit Program Bank A accounts, UBS AG Stamford Branch deposit C Equities 0.03 0.00% account balances and money market mutual fimd sweep balances. See theimportant information D Fixed income 57,063.13 97.94% about ow statement on the last two pages of thisstatement 101 detail about those balances. E Non-traditional 000 0.00% F Commodities 0.03 0.00% G00 0.00% Total assets $58,260.54 100.00% Value of your account $58,260.54 Eye on the markets Percentage change index January 2019 Year to date S&P 500 8.01% 8.01% Russell 3000 8.58% 858% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Interest rates on January 31.2019 3-month Treasury bills 2 36% One-month LIBOR 2 51% CeP10008005750080 tlw000197332 00004 Ol 19 03057%04 YI 23697550 000000 Page 2 of 8 SDNY_GM_00325644 EFTA_00198419 EFTA01307565  UBS Strategic Advisor Account name: GFISLABIE MAXWELL IRA Year financial Advisor: Friendly account name: indiv IRA *UBS January 2019 Account type: Account number. Indorided Retirement Account SCOTT STACSMAJILYLE CASRIEL Change in the value of your account Summary of gains and losses vanes coaled below tecluee ;metals lot %%fah pans and losses are not classlate. January 2019 IS) Year to dart') Realized gain and kisses —tied Opening account value 156,125.23 $58,125.23 January 2019 IS) Year to data (1) gains and Man(S) Withdrawals and fees, nciuding investments transferred Short term 000 0.00 4.67 out -107.49 -107.49 Long term 0.00 0.00 -823.35 Diwdend and interest income 133.55 133.55 Total $0.00 $0.00 -$618.69 Change in market value 109.25 109.25 dosing account value 151,260.54 08,260.54 Cash activity summary See Amara schwa Ma mamba< doe& &Lances in woe Sweep °gore se intuited in the oaring and Dividend and interest income earned ecerg banes value. FDIC insurance apples to deposits a UBS Bank USA and al WrilkSparticeating in the UBSFOIC bnuted Deposit Bosom. It «et not SWIM deposits a Val AG, 88,11081Rain. SIPC moron& amen to money market pomp fund hcedlnatteA rot ban ckposits. Sa ranac:ant mroemation tor punnet ea Ins steenmm cf interest and cltieme income ha been delemente Min a US ~Apra' Haan on the lat two pages d thedoe:flint lor Beats. tar 'eon Perspective Based icon the micance d the account keen account Bee. a picsixt type. lánUalt2019 (5) Year to data ($) SGIt interest valor Ontlend papnientS hte, nol be ham to Undid Slat, (US) Amro. Puerto RICO (PR) V.come uses The them rrt3nlhly gliterneeR R nit mended to be uted ape cannot be tend LOal to. sac purposes. Cants slaut slat to the aalicable la rowing form they receive han UBS annualy, such,: Opening balances $1,304.58 11,304.58 the Foam 1099 ape the FORA 480, too tax reporting in:Common it It the Peak. Of UBS to fie the 430ictie is Noonan Corns WM the US Interne Moen& Sent& aid PR Treasury Deportaties aid In Add/tons suchtom-is acc.satdy signify dvtena ardor interim <elm earn or tattle oscine. Rees comet your Dividend and interest ncome 133.55 133.55 Snot...duel is impact Total additions $133.55 $133.55 January 2019 (5) Year to amen) Subtractions Dividends 36.20 36.20 Professional management fees and bterest 0.07 0.07 metaled services -107.49 -107.49 Total current year $36.27 $3627 Funds withdrawn for investments bought -133.23 -133.23 Prbr year adjustment 97.28 97.28 Total subtractfions -$240.72 -$240.72 Total dividend & interest $133.55 $133.55 Net cash flow -$107.17 -$107.17 dosing balances 91,197.41 11.19741 OP70001009750931197000I9, 332 00034 M19030575004 Y123697550 00)CCO Pyle 3 of 8 SCINY_GM_00326645 EFTA_00198420 EFTA01307566  Account name: GHSLAINE MAXI/YELLIRA Your Pined., Advisor: *UBS UBS Strategic Advisor January 2019 friendly account name:Inch," IRA Account type: Inclindual Rebrement Account SCOTT STACKMANME CASRIEL Account number UBS Bank USA Deposit Account APY knerest period Dec 7 - Jan 7 Opening UBS Bank VSA Deposit balance Dec 7 11,304 58 Closing UBS Bank USA Deposit balance Jan 7 11,30490 Number of days in interest period 32 Average daily balance 51,30453 Merest earned $0 32 Annual percentage yield earned 028% Your investment objectives: you have identified the following investment obiectwes for the account e you have q about these objectives, disagree with them, or wish to change them, pleasecontact your financial AdWsor or Branch Manager YOU can find a full description of the 'hematite ',vestment °tie( lives in ImpOrtant information about year statement at 01e end of this document. Your return objective: Current pncome & capital ascrecrahon Your risk profile: Primary- Maderate Investment eligibility ccerodecatron none selected Your account instructions • UBS Financial Services ax. is your IPA custodian • Your Nona cost bass default closmg method is FIFO, First In, Fest Out CI,P7000B0C6750:82 W7000197332 OCON 0i19030575004 Y123697%0 CCOOCO Per 4 of SDNY_GM00325646 EFTA_00198421 EFTA01307567  UBS Strategic Advisor Account name: GliSLAIVE MAXWELL IRA Year K yodel Advisee: Friendly account narne:Indiv IRA SCOTT STACEMATTLYLE CASRIEL UBS January 2019 Account type: Account number. Indmdsza Retirement Account Your assets Some bras. «ame andCareric aloes sham may be turaminsan Asa tun, dam ands:end n‘7, not be zeruirdely reflected See import.« alormenro, etool swe stolen.' a the end of ths acumen fa mace information Cash Cash and money balances bin aM inormy balance: may .ncluot avatar. can balances. UBS Bank USA adosit acrounl beast" UBS Ball USA avdal UBS FOX Inhtted Aaiun Rank deposit accost belteXet are 'inured by the FDK UBS FpC enured RoganSant Makes, UBS AG Stamford Bunch *1;091account bleats and money ;Viable cents. bul are not wattled by SDK UBS AG starntord Nand, detail xcount ~as ale not insured rnYkel mA utl IØ sweep bakviCes try FOK arc se not protected by SIK. Pettey market snap balances are protected by Sa but are na rinsed Cy the TOK See the ~octant ,A/brman gout >our statement at the old d this document for *tab about teat Wanes. °Gering Wake Claseng balance Onceper shalt Ace use Dadenduciered ogs re Hddng on san 1 (S) on Jan 31 (Al on Ian 31 ft) rate period penal Cap nunt (St UBS BANK USA CEP ACCT 1,304 58 1,197 41 250.000 00 Fixed income Mutual funds rota+ cemented 4 the loci al all renvend dydene it dots na include any cash ckddendS. sot a <Anneal:Q.1raw/ gain a Mu is me alliance betneen the (urhat cant and the <C61 tat and c•Ohld tax la for the purposes el determined Wring periods or cost tam The thaws you re<eme each one )Cu amend, te your tarlac bun a loss if the serum), wa sob on Ind date The urge eyed (ca) gan a toss ma), tensest choked, Wane a sepsaie Ia. Ia. need to be eluded la return Ol(Zeral Carnants m drat todetemtne the :eid edgan Cr loss IN tin reporting pueaces. Cost tosa ms the total curchase costa the security. vidlcing mended be:fends The Co,' basis may need to be fl utters is return el cable wrens in order to Morena the whis»d cod bans for tar ErmDereent return is the Current naut rnnuf the amount you retested e does cc< endua snares Ina ace na telshrtife mares reflected on )our St atement. ,ndutIng shaves that hat been real SKI as enter a gar or alas it also0as nee include sate dedena that were not remelted %rasa pie 'biter Average price Chem Cost nee per share Value as um/ran:to Rae imestmere Hokin; tracing ca shwas per that* IS) innarrent basic (1) on Ian 31 al un 31 tit gan ccIon(I) glum IS) Percd DOUBLE Uhf TOTAL RETURN FUND 94511. Symbol- DBLTX Trade date Mar 31, 17 1,693.321 10.629 18,00D 00 18,000.00 10.450 17,69520 -304.80 LT Total reinvested 112.161 10319 1,17983 10.450 1,172.03 -7.75 EM: 5702 Cterent yield 322% Security total 1,805.482 10623 18.00000 19.17983 t8,Ø67.28 -312.55 867.28 JP NICAGAN SHORT DURATION 8CtiO FUND CLASS I Continued MMMt Cla700030:6750)33 Ne7000I9a332 00b34 0119030575004 Y123697550~ Page s of 8 SDNY_GM_003254347 EFI'A_00198422 EFTA01307568  UBS Strategic Advisor Account name: GH5LABIE MAXWELL IRA Your Financial Advisor: *UBS friendly account name:India! IRA Account type: Indnidual Rebrenent 011(0)1(at SCOTT STACK MANLYLE CASRIEL Account number. Your assets • Fixed income . Mutual Funds cnbnued) Niichase pixy Monte( Arr449, Ore Client Cost Pike pet tone Value on °Heated PM inn-surer* Holdr9 riddng a cares per chapatti MOUTON 0) tams 0) On Ian 31 (t) tan 31 (5) con or IOU (1) *WM (1) WOO Symbol HLLYX Total reinvested 1,830.676 10986 20.112 36 10.730 19,643 15 -469.21 19,643.15 EN: $350 Current yield 1.78% PUTNAM SHORT DURATION N/COVE FUND Y Symbol PSDYX Trade date Mar 31, 17 1,789264 10060 18,000 00 18.00000 10.040 17,564 21 -35.79 LT Total reinvested 58.615 10059 56963 10.040 588.49 •1.14 EN: $406 Current yield 2.19% Security total 1,847.879 10060 18,000 00 18,589 63 18,552 70 -36.93 552.70 Total $36400.00 657481.02 157443.15 4810.60 321463.13 Total estimated annual income 51.458 Your total assets Percentage COO BlifO31t0 Unrealized Wks, co son 31 your 3(COunt MusD/ aortal 'Nary HI clan cr lots lt) Cosh Cull and money balances 1,19741 2.06% 1.19741 Fixed income MOW funds $7.063.13 97.114% 5748122 1453.00 41149 Total $58260.54 100.00% $59.079.23 $1,458.00 -$818.69 Account activity this month Dale A0151ty Cescatnion Amount Dividend and interest income Cyridencit Jan 30 Dvidend ID MORGAN SHORT DURATION BOND FUNDCLA551 36 20 SYMBOL HLLVX Total rividads 336.20 mretest Lan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 0.07 Total interest 10.07 Mkelkuseves Jan 2 Eivi&bacl DOLElLE UNE TOTAL RETURN RAID iNSTL AS OF 12i31r 18 58.68 SYMBOL Deux contmeed need pate CaP7CCOBOC6750934 W70120197332 OXIN 0119 030575004 YI2369755000000) ►age 6 of 8 S0NY_GM_00325608 EFTA_00198423 EFTA01307569  UBS Strategic Advisor Account name: GNSLAFTE MAXWELL IRA Wier Nnancial Advisor: Friendly account name:Indy IRA SCOTT STACK MANLYLE CASRIEL *IBS January 2019 Account type: Account number. Indiodual Retirement Account Account activity this month (continued) Pitt Ann*, Oricription Arnounl IT) Dividend and interest income (continued) "4,ot...treat 'conones) Lin 2 Dvidand PUTNAM SHORT DURATION INCOME FUND Y AS OF 12131/18 38 35 SYMBOL PSDYX 14n 2 nearest U85 RANK USA DEPOSIT ACCOuNT AS OF 12:31/1 8 025 Total miscellaneous 997.28 Total dividend and interest income $133.55 Dale Acimei CieTorPliOn Amount (I) Fees Ian 24 Fee Charged OVAR1ERLY FEE - 10749 Total professional management fees 4107.49 Investnvent transactions me, nye iriberialotn atcolt Ire awe/value saonn tar itgreted SieunteS. Ste froportior ntormaron No00 pate etatereerie et the one& ths docuriont rtoceeds Iran Funds Investment nTITiOravin to ACOVed Pte Actisty Otsciphon Drool*/ veue(1) Price (2) transedicee. (I) inecilireMS boar (I) Illtreft (1) tan 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 5.631 .5868 CIVIDEND REINVESTED AT 10.42 NAV ON 113818ASOF 12/31118 SYMBOL' DOLTX Jan 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 1824 - 38.35 PRIM-ND REINVESTED AT 10 03 NAV ON IV31/18ASOF 12/31118 SYM301. PSDYX Jan 30 Reinvestment JP MORGAN SNORT DURATION BOND FUND 3.380 . 3620 CLASS I DIVIDEND REINVESTED AT 10.71 NAV ON Cil/29'I9 STIV1301. HIV% Total 413323 Date AcIntly Dexicemn Amount (I) Money balance activities Dec 31 Balance forward 91.304.55 Jan 2 Deposit UBS emir USA DEPOSIT ACCCIJNT ASOE 12131118 0 25 Jan 8 Deposit UBS BANK USA DEPOSIT ACCCVNT AS OF 01107/19 0.07 Jan 25 Withdrawal V85 8A111: USA DEPOSIT ACCOUNT ASOF 01124119 -107.49 tom 31 Closing MIS Bank USA Deposit Account 91.19741 The US'S Bank USA Depose Account IS you Cetelary SweeD COM 0.70003005750925197000I97332 °COCA 0119 030579COI YI23697650 OCOCCO Pogo 7 of 8 SDNY_GM_00325849 EFTA_00198424 EFTA01307570 S UBS Your notes c wooceoosncces um/30197332 ooxhi on 9030575004 YI23697$50CCCOX ►age S o}8 End Of Statement kr aCCOLIII number SDNY_GM_00325650 EFTA_00198425 EFTA01307571  Important information about your statement Fruncial Street lm. (Me firme UBS Financer Nue romeuno lm« the, 60 deys rite tr. Fim crac ty fui <Ce, 04 the polry wedng 6 »diable rome ce rotures ard may ne toms Presle. Sonnet et annoter of al anapaluoniy, ccrencdty cent ru de hm cournre on torche/ro Erre or con remet rra, and optons berges UBS FrurnalSemes and LIEG Probitm :Menai • Moderato Ming to rapt ore ne to perçai rd Bart USA re rdrect macler e LOS AG rd - Pnrode yer nane rd accort nurse (et arry) Ilerter tee SOC Ilarden ra eemespbentreal brette tare ver dey +a sett Meer relent e nef. of U35 54esibes 11C Meir ,' I narrai - Dette the MO. or the renier y:u se tnewe «Conon xply • Agame* to xcte bentloPnfel»I" strier« ear table tcen requett Referai', neutre about rd *rien at der/ as eu can ode/eu • Crin 'Armer met cattroAed byfent ncteded n he rabbin, en ciel bernant one terre effets,. al Moyenneserre ce styp . red met Su' «roue vat.) but heklaway !cornLES Forer • MostneenapeteyConsdergen t«baoga donner, Seences en naine erla'n COentrexe «efrit patron ce the perfidelog tv ro:grime nclude blaS I curial Senkel - Proue tee ckdar arm-nt of le memected erra m'An, drubk *mutes. and Oeuf* of rituel carpe. turegm, lard 14aday ad (rem 1200 Met« Bouleront haxbrproored n the none of tre rorte boldo,' on valating Vitareihn N) 07086 Re Benn M Card Mue sil nvesteste yoe camant Ure baks of the me or terre pot), and second ry rra aØ.le eØ agas • nomment «erres ce nomment remet (tg. Maternent liouseholcing• 1M Ornent «Meer* the orry Meut record ot yor neng UBSVoredebn rad mansacto-6. e voire Irmed ortnenhe rd guet placement%) te re Vie **contente< til tetete wouni lustrerasse. ISS Fayoter Sentes accort ettyr recels. nedel mer the IO terrer dieelodo Mt, we Mll made not mamad rd« the Sauntot Act of 1973. the tore elles et the terne «neige, e.g. because offe el lei:lacune*. antieng cordIttngdaltrsheed ytt rare for Il* amer* you the* n n mot. Io the • Commet* «renom (eg. leur **change rd they hem ores *ho ro menton ore «cent roi be rad ter I you Delers leve 6 rem« a puwia rue the ute ol the money dorg t. tette, ore oui mataf enter* ncludn; fiantes corsant Witte...hm relhother tares st the >ne «Sens d racer. Otan Peel e minedrelr n prend to the tales x610 complet, or neesecoten mawrodt7 (Pion contrxn. and >ou ad« to men end Mar gnomons graled n french enager ot t. offre utry; >w accort. • Demi *courts feria eneecates e dopa«) rte copra. enwekçog, you dru>, *gent honteakfna by Plane me* all dull payable lo te Fr or to Bat ()SA. UBS AG U S tranches and brrr, to cale-ne./ Format AMme AØ at bogata der re ruade! toler range. fnancial nonce Mn/Judo, te lent er the FDK hm.red Dépota Proyine *remet data d-ould nec be used ta te ;gamet Pefy maternent ln addeneeto moule aeccure foot accounts fhe S4PC «cerne rd te appeemental prer do Priendly «cotan marne ia ettysenr eend tac lnnt.ae. Form 1099. 5498. enry be abject tornamenance les, cher; fa tete not appM lottese m'eh née å Ney ccrennae taxer The ;rendit '<tonal nom R seustradable •runninn• ale )^4‘m Veen, Yeu* te reum M Fern parent fer traies pure** rd Margés fa u-ped onyx.« examen* Re SIC protection and the dosen by you to *te you sit, your recordant:na requred by Us to opta toile *5 inertie drrdeds. amant n cash accents. A«ourt der ne transfeend supplerrentaleot«fion da ne promet pane changes les ro legal effet on yen accent is ne ntendoi to «portable nriteubb drdends rd !stable nitre to «ber miaulent nul be taterar toa renie hie n te marketvole ol yin mono -nets brrr as e rell«t nl tuent. prorit rocornmenlmon. ered on montes held n >ou accent net yards meut of market rra/ormet mur barde nie« er internent *Mine a rd trahie assauted vals nx• r tale Rennete. ard toe base on <rien couered LIS Swap OMM,* othen.essi accorts. en n not apomne or surent* Inn s'ah %ru Met tes off«, calots »vape., «oh berces b birr, ce ry irnexle muai, <na nul b. xhe end Al &pose accore at an elluted bats rd aglelated DividendRoinvearnont Peograin ODRIP) ritternmt englue té ree• cl bu. «Leang to ne ol Communkrione voir the Fine bant( and 'renne maden meuel le di (AlOney krel(). Re prie geilnled n an arerpe «ce N'o., ma obten lots of Me «mot /tenue« you<an<hangeyw • Flow recedinn r oral ennuierons n ventre, Dopar rose ai LOS Bye USA ana annallacetd Ile «lue «ce lent ro, I ventral &Mixe Onie Abek hand. xccusi narres troup Crane Sente* or by toque« per >en refit reb-eln9 pot Tel nanti partsconing n titt LIGS eCnC n'und tan me pechased end« ORIP. prebal den mil te contactent yer Frunttal Aden« verdorMe S'ente Mette Protectne, Att (S A) Progern are ECK-nord n mordre sobr ( eut.: e sed rdthecash mal be depeated your scco-nt. Me • If tho torcol noce*, on tre up ler otte fit« rot ms* rdomuton. Ope sne *rte* f der.. 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Met fe We edeened rue Mes rebehrer0 sien ru Eure derls are nor pretred be SllC More/ rend Car•itelieu c tnS thoron' h to case. >et lieds and Mares ee prolectedbySIFC Se."1851 remet Sentes froared seront% (e), rd Global Tire Dedans, encan, Roterai' belon D'el 'renie une ree/ be Mb n pta er«ar• dey a erealeed nerf s n'orle* and cenneneet not held rudes se lard M UBS lnantir Sema% and reg 'rad b. panel ust *aveuli of a dØ parent by Me;rm Dots nol nclecle eecnced seariteinsets ter cg becta. rd >eu mot mua. à report or ~ne. the rem my ete "Mord val al at de «de ter pnot rd osent mawern pana a ol ry er a aneson to ble green tapon rentrera berce( nirobark Clearec ma te tesnei pica a sept el !Miel deteernamitee wehtraer, rd dam of a lierre Tard rna be peau menine* vred stock «ne and • Al dcxebed e tin accent narrent% you ma! «Pend clama amen/. ride.« par accent feercob» ne* aphone notdy us e any onces cl baya egelengctsects leiadnen rd the eatedt retunedlo >eue es • esiblen l'OUM den entre« c./geai-4 mer g n retinted cn gote cliannent stelhe 30 d*, di« 6 rem anuries .Wesnl lerrannérobjectitse merde rude 'retro tort «oc* 'ne, den roue braen The rentrer <becter rednsk ore* re totaleIo • Ca:Absents, barren Total of ummemod rolable • Moau. cleecg cueowee «nier« « mare to the Pinte ntcmmg•x• *tag valable recta optons. cure accourt and nvyney besace Ku x<oty ren't Clem Mec« Dépannent et 201.352 • I bat nc14ro curer, enterre rate rd o »valstek M (eh bliel:14, pl* epose berce al ad Amr ed Pers ruse the Frm proteplbr ol non-affluer bras. rd mer marin ne.P.d tad a tollrye e (0335.9103. BODAM. Io 600 P M. verne abs contweemeles. benne F runcul Aber