📄 Extracted Text (7,887 words)
GHISLAINE MAXWELL
EFTA01569813
EFTA01569814
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
For the Period 10/1/11 to 10/31/11
Asset Account
J.P. Morgan Team
Paul Morris
Ian Hirschfield
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.MorganOnline.com
For important information regarding your accounts refer to the rear of your
statement
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Portfolio Activity
Page
2
4
7
8
16
Client News
If you plan to make gifts of securities this year, please
notify your Client Service Representative before
December 1, 2011. This will allow us to process your
request before year-end and meet the deadline for tax
filing purposes.
0000001712.15.0.15.00003.MAXWE00.20111104
Page 1 of 31
EFTA01569815
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
700,699.50
45,512.00
2,549,501.48
$3,295,712.98
24,640.90
$3,320,353.88
Ending
Market Value
723,367.50
51,256.00
2,603,425.93
$3,378,049.43
22,021.62
$3,400,071.05
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(365.08)
2,979,717.55
(2,979,352.44)
$0.03
15,594.96
66,741.46
$3,378,049.43
22,021.62
$3,400,071.05
Period Value
3,295,712.98
Change
EFTA01569816
In Value
22,668.00
5,744.00
53,924.45
$82,336.45
(2,619.28)
$79,717.17
Year-to-Date
Value
1,946,279.39
805,513.35
(152,976.73)
12,256,326.87
(12,049,444.67)
$859,418.82
75,536.66
496,814.56
$3,378,049.43
22,021.62
$3,400,071.05
Estimated
47,172.50
62,145.70
$109,318.20
Current
Annual Income Allocation
23%
2%
75%
100%
Alternative
Assets
Cash &
Equity
Fixed Income
Asset Allocation
Page 2 of 31
EFTA01569817
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Account Summary
Tax Summary
Domestic Dividends/Distributions
Currency Gain/Loss
Interest Income
Accrued Interest Current Year
Taxable Income
CONTINUED
Current
Period Value
5,925.00
9,669.96
$15,594.96
Year-to-Date
Value
9,219.03
(43.73)
75,579.73
(9,218.37)
$75,536.66
Unrealized Gain/Loss
To-Date Value
($244,990.99)
ST Realized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
19,728.75
34,634.68
$54,363.43
Cost Summary
Equity
Cash & Fixed Income
Total
2,647,501.22
Cost
911,529.17
$3,559,030.39
Page 3 of 31
EFTA01569818
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
AT&T INC
00206R-10-2 T
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Beginning
Market Value
64,888.00
6,360.00
32,480.00
407,390.00
189,581.50
$700,699.50
Ending
Market Value
58,286.00
7,050.00
32,320.00
422,405.00
203,306.50
$723,367.50
Current
Period Value
723,367.50
911,529.17
EFTA01569819
(188,161.67)
47,172.50
2,267.50
6.51%
Concentrated & Other Equity
Change
In Value
(6,602.00)
690.00
(160.00)
15,015.00
13,725.00
$22,668.00
Current
Allocation
2%
1%
1%
13%
6%
23%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Asset Categories
Equity as a percentage of your portfolio - 23 %
29.31
1,000.000
29,310.00
31,610.00
(2,300.00)
1,720.00
430.00
5.87%
Page 4 of 31
EFTA01569820
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Price
US Large Cap Equity
PROSHARES ULTRASHORT S&P 500
PROSHARES TRUST
Total US Large Cap Equity
74347R-88-3 SDS
43.63
74347X-23-7 QID
$58,286.00
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
Non-US Equity
RESEARCH IN MOTION LIMITED
760975-10-2 RIMM
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.29
2,500.000
63,225.00
$422,405.00
62,500.00
$422,578.96
725.00
($173.96)
4,187.50
$31,227.50
$1,837.50
6.62%
7.39%
Page 5 of 31
21.40
4,200.000
89,880.00
98,778.96
(8,898.96)
7,350.00
1,837.50
8.18%
20.20
EFTA01569821
1,600.000
32,320.00
160,288.72
(127,968.72)
$102,623.00
($44,337.00)
$1,720.00
$430.00
2.95%
200.000
8,726.00
26,203.50
(17,477.50)
20.25
1,000.000
20,250.00
44,809.50
(24,559.50)
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
2.35
3,000.000
7,050.00
18,129.32
(11,079.32)
26.93
10,000.000
269,300.00
261,300.00
8,000.00
19,690.00
7.31%
EFTA01569822
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Price
Concentrated & Other Equity
GENERAL MOTORS CO
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BAA
Total Concentrated & Other Equity
$203,306.50
$207,909.17
($4,602.67)
$14,225.00
6.97%
107.67
150,000.000
161,506.50
157,909.17
3,597.33
11,850.00
7.30%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
41.80
1,000.000
41,800.00
50,000.00
(8,200.00)
2,375.00
5.68%
Page 6 of 31
EFTA01569823
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
45,512.00
Alternative Assets Detail
Price
Hard Assets
BARC CALLABLE PALLDIUM CP NT
05/14/12
LNKD TO PLDMLNPM
7.4% CPN, 20% MAX, 80% BARRIER
05/03/2011
06738K-JA-0
ISHARES SILVER TRUST
Total Hard Assets
46428Q-10-9 SLV
$51,256.00
$64,010.03
33.44
1,000.000
33,440.00
44,010.03
89.08
20,000.000
17,816.00
20,000.00
Quantity
Estimated
Value
Cost
Ending
Estimated Value
51,256.00
Change
In Value
5,744.00
Current
Allocation
2%
Page 7 of 31
EFTA01569824
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Complementary Structured Strategies
Foreign Exchange Contracts
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
545,881.97
741,865.26
95,681.06
628,932.50
392,689.19
144,451.50
0.00
$2,549,501.48
Ending
Market Value
561,111.85
125,448.78
704,326.48
630,092.50
438,785.32
143,661.00
0.00
$2,603,425 93
Current
Period Value
2,603,425.93
2,647,501.22
(44,075.29)
62,145.70
19,754.12
2.36%
Cash
Cash & Fixed Income as a percentage of your portfolio 75 %
Change
In Value
EFTA01569825
15,229.88
(616,416.48)
608,645.42
1,160.00
46,096.13
(790.50)
0.00
$53,924.45
75%
Non-US Fixed Income
Current
Allocation
17%
4%
18%
19%
13%
4%
US Fixed Income
Non-USD Cash
Complementary Structured
Strategies
Asset Categories
Non-USD Short Term
Page 8 of 31
EFTA01569826
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
6-12 months,
1-5 years,
5-10 years,
Total Value
1
SUMMARY BY TYPE
Market
Value
1,385,358.12
53,169.02
532,086.29
632,812.50
$2,603,425.93
% of Bond
Portfolio
54%
2%
20%
24%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Complementary Structure
Total Value
Market
Value
561,111.85
125,448.78
274,235.50
215,907.00
1,283,061.80
143,661.00
$2,603,425 93
% of Bond
Portfolio
21%
4%
10%
EFTA01569827
8%
52%
5%
100%
Page 9 of 31
EFTA01569828
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Cash & Fixed Income Summary
NET FX CONTRACTS EXPOSURE SUMMARY
Value
in Currency
INDONESIA RUPIAH
US DOLLAR
(447,739,875.00 )
50,406.99
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MM FD - MORGAN
Total Cash
Non-USD Cash
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Page 10 of 31
1.00
1.00
561,110.85
1.00
561,110.85
1.00
$561,111.85
561,110.85
1.00
$561,111.85
$0.00
$168.33
$13.98
0.03%
168.33
13.98
0.03%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
EFTA01569829
change in the interest rate and all interest
is left in the account
0.57
19,500.00
11,061.32
11,816.03
(754.71)
EFTA01569830
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Price
Non-USD Cash
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.5500%
DATED 10/26/2011 MATURITY 11/02/2011
HELD BY LONDON TREASURY SERVICES
Total Non-USD Cash
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
LONDON TIME DEPOSITS 0.7100%
DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES
Bearer
2525P9-9D-1 CAD
JP MORGAN CHASE BANK - GBP
LONDON TIME DEPOSITS 0.1700%
DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES
Bearer
2525P9-9Q-2 GBP
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 1.5500%
DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES
Bearer
2525P9-9U-3 NOK
18.13
590,808.86
107,138.31
102,730.11
4,408.20
1,660.64
23.03
1.64%
161.41
265,374.39
428,340.79
432,459.13
(4,118.34)
728.16
9.85
0.19%
$125,448.78
$115,207.88
$10,240.90
$1,773.00
$29.51
1.58%
18.13
EFTA01569831
630,783.94
114,387.46
103,391.85
10,995.61
1,773.00
29.51
1.73%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
100.68
114,897.53
115,678.36
112,508.75
3,169.61
821.31
11.33
0.73%
Page 11 of 31
EFTA01569832
GHISLAINE MAXWELL
ACCT.
For the Period 10/1/11 to 10/31/11
Price
Non-USD Short Term
INTL BK RECON & DEVELOP - BRL
8.75% JUN 15 2012
DTD 08/20/2009
HELD BY EUROCLEAR
ISIN XS0446421157 SEDOL B435Z93
459058-9B-1 NA /AAA BRL
Total Non-USD Short Term
US Fixed Income
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /A3
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /AA2
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A /BAA
A STATE OF NEW YORK DORMITORY
AUTH REVS NONST SUPPORTED DEBT MUN
HLTH FACS LEASE 4% SUB 2-1
JAN 15 2017 DTD 12/21/2001
HELD BY DTC BOOK ENTRY ONLY
649903-F5-5 AA- /AA3
106.57
100,000.00
106,565.00
100,226.60
100,348.06
6,338.40
4,000.00
1,177.70
2.64%
88.86
150,000.00
133,294.50
150,000.00
(16,705.50)
5,400.00
2,490.00
6.21%
92.26
50,000.00
EFTA01569833
46,132.00
45,394.50
737.50
239.19
54.45
2.28%
$704,326.48
$697,804.73
$6,521.75
$7,859.14
$1,809.78
1.13%
59.08
90,000.00
53,169.02
50,106.74
3,062.28
4,649.03
1,765.57
8.49%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
94.81
100,000.00
94,809.00
100,000.00
(5,191.00)
2,900.00
128.80
4.34%
Page 12 of 31
EFTA01569834
GHISLAINE MAXWELL
ACCT.
For the Period 10/1/11 to 10/31/11
Price
US Fixed Income
BARCLAYS BANK PLC
MEDIUM TERM NOTE 2 2/1% OCT 20 2017
DTD 10/20/2010
06740P-VG-8 NA /AA3
A STATE OF NEW YORK DORMITORY
AUTH REVS NON ST SUPPORTED DEBT MEM
SLOAN KETTERING 4% SUBSER A2
JUL 01 2018 DTD 05/13/2008
HELD BY DTC BOOK ENTRY ONLY
649903-B4-2 AA /AA2
Total US Fixed Income
Non-US Fixed Income
INTER AMERICAN DEVEL BANK - IDR
6.7% OCT 31 2011
DTD 10/30/2009
HELD BY EUROCLEAR
ISIN XS0459432679 SEDOL B5756J3
458183-9K-8 NA /AAA IDR
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
57.92
200,000.00
115,831.87
135,555.56
(19,723.69)
11,061.31
3,263.94
8.33%
0.01
10/28/11
419,625,000.00
47,640.03
48,769.75
(1,129.72)
3,196.68
2,933.93
$630,092.50
$645,707.17
$645,861.12
($15,614.67)
$20,289.19
$5,298.70
EFTA01569835
3.84%
109.34
100,000.00
109,342.00
100,086.07
100,118.56
9,255.93
4,000.00
1,333.30
2.47%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
93.30
150,000.00
139,950.00
150,000.00
(10,050.00)
3,750.00
114.45
3.76%
Page 13 of 31
EFTA01569836
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Price
Non-US Fixed Income
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA INR
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /NA IDR
Total Non-US Fixed Income
Complementary Structured Strategies
MS 7YNC1Y STEP-UP NOTE 09/13/17
INITIAL RATE 2.75% CPN
WHERE MAX RATE IS 6% PER ANNUM
DD 9/8/10
61745E-6Q-9 A /A2
$438,785.32
$477,669.59
($38,884.27)
$27,931.04
$12,602.15
6.23%
0.01 1,300,000,000.00
147,849.00
150,112.11
(2,263.11)
9,545.32
3,911.96
6.46%
1.90
6,700,000.00
127,464.42
143,232.17
(15,767.75)
4,127.73
2,492.32
6.39%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
EFTA01569837
Accrued Interest
Yield
95.77
150,000.00
143,661.00
150,000.00
(6,339.00)
4,125.00
Page 14 of 31
EFTA01569838
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Market Value
Receivable
Trade Date
Foreign Exchange Contracts
INDONESIA RUPIAH
INDONESIA RUPIAH
US DOLLAR
US DOLLAR
Total Foreign Exchange Contracts
Oct. 31 11
Oct. 31 11
Oct. 31 11
Oct. 31 11
IDR
USD
IDR
USD
(28,114,875.00)
3,173.20
(419,625,000.00 )
47,233.79
8860.090000
8884.000001
8860.090000
8884.000001
3,173.20
3,173.20
47,233.79
47,233.79
$50,406.99
$50,406.99
$0.00
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Page 15 of 31
EFTA01569839
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
Income
INFLOWS
15,229.88
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Withdrawals
Foreign Exchange - Outflows
Total Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
$0.00
$561,110.85
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
361,624.13
(151,520.00)
$210,104.13
-$0.00
$0.00
$0.00
-$0.00
$15,229.88
50,660.91
373,275.73
19,301.36
$443,238.00
(150,000.00)
(144,773.93)
($294,773.93)
$0.00
$0.00
Period
Value
545,880.97
Year-To-Date
Value*
-INCOME
Current
EFTA01569840
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
Page
16 of 31
EFTA01569841
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - U S Dollar
Total Cost Adjustments
Current
Cost Adjustments
Cost Adjustments
Period Value
$0.00
* Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
10/3
10/3
10/17
10/20
10/31
10/31
Interest Income
Interest Income
Corporate Interest
Foreign Interest
Div Domest
Interest Income
Total Inflows & Outflows
Description
DEPOSIT SWEEP INTEREST FOR SEPT @ .03% RATE ON
NET AVG COLLECTED BALANCE OF $451,139.30 AS OF
10/01/11
3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER
SHARE (ID: 48125E-20-7)
HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15
2015 DTD 10/15/2010 (ID: 40429X-YB-6)
BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT
20 2017 DTD 10/20/2010 (ID: 06740P-VG-8)
JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049
DTD 04/23/2008 @ 79.00 PER SHARE
(ID: 46625H-HA-1)
CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187
PER SHARE (ID: 173080-20-1)
10,000.000
0.492
4,921.87
$15,229.88
Page 17 of 31
2,500.000
100,000.000
150,000.000
150,000.000
EFTA01569842
0.419
0.015
0.013
0.04
1,046.88
1,450.00
1,875.00
5,925.00
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
11.13
INCOME
Amount
Year-To-Date
Value*
889,679.04
$889,679.04
EFTA01569843
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Total Outflows
Withdrawals
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
$0.00
-51,742.94
(112,433.39)
($60,690.45)
-0.00
0.00
50,731.37
(114,820.48)
(64,089.11)
-Period
Value
Beginning Cash Balance
-62.04
$62.04
(62.04)
($62.04)
Year-To-Date
Value*
-75.36
$75.36
(75.36)
($75.36)
Local
Value
Current
Period Value
0.00
63.43
63.43
(63.43)
EFTA01569844
(63.43)
Year-To-Date
Value*
-77.05
77.05
(77.05)
(77.05)
Page
18 of 31
EFTA01569845
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - Canadian Dollar
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/6
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2524Y9-9B-8)
10/6
10/6
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524Y9-9B-8)
(15.850)
(114,834.100)
(15.12)
(15.85)
Quantity
114,834.100
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
15.12
15.85
INCOME
Amount USD
Local Value
Currency
EFTA01569846
Gain/Loss USD
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
19 of 31
EFTA01569847
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9Q-6)
10/13
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525C9-9Q-6)
10/13
10/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
10/13
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9Q-6)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525F9-9V-2)
10/20
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525F9-9V-2)
10/20
10/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525F9-9V-2)
EFTA01569848
(15.860)
(114,865.810)
(15.68)
(15.86)
114,865.810
15.68
15.86
114,865.810
(15.860)
(114,849.950)
(15.60)
(15.86)
114,849.950
15.60
15.86
Quantity
114,849.950
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 20 of 31
EFTA01569849
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/20
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525K9-9U-8)
10/27
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525K9-9U-8)
10/27
10/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Free Delivery
High Cost
10/27
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525K9-9U-8)
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.7100% DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525P9-9D-1)
Total Inflows & Outflows
$0.00
114,897.530
(15.860)
(114,881.670)
(15.64)
(15.86)
114,881.670
15.64
15.86
Quantity
114,881.670
Amount USD
Local Value
PRINCIPAL
Amount USD
EFTA01569850
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 21 of 31
EFTA01569851
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Period
Value
-248.61
$248.61
(248.61)
($248.61)
-Year-To-Date
Value*
-2,833.40
$2,833.40
(2,833.40)
($2,833.40)
-Local
EFTA01569852
Value
Current
Period Value
0.00
1,412.28
1,412.28
(1,412.28)
(1,412.28)
0.00
Year-To-Date
Value*
-15,708.45
15,708.45
(15,708.45)
(15,708.45)
-Page
22 of 31
EFTA01569853
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/5
Foreign Interest
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 09/28/2011 MATURITY 10/05/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2524X9-9T-0)
10/5
10/5
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
10/5
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 09/28/2011 MATURITY 10/05/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524X9-9T-0)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/05/2011 MATURITY 10/12/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9F-0)
10/6
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2524Y9-9L-6)
10/6
10/6
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524Y9-9L-6)
(177.860)
(590,125.820)
(30.17)
(177.86)
590,125.820
EFTA01569854
30.17
177.86
630,244.590
(189.890)
(630,054.700)
(32.08)
(189.89)
Quantity
630,054.700
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
32.08
189.89
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 23 of 31
EFTA01569855
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525D9-9E-2)
10/12
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/05/2011 MATURITY 10/12/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525C9-9F-0)
10/12
10/12
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
10/12
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/05/2011 MATURITY 10/12/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9F-0)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/12/2011 MATURITY 10/19/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525F9-9J-9)
10/13
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525D9-9E-2)
10/13
10/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4500% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525D9-9E-2)
EFTA01569856
(166.430)
(590,303.680)
(29.60)
(166.43)
590,303.680
29.60
166.43
630,422.280
(177.690)
(630,244.590)
(31.18)
(177.69)
630,244.590
31.18
177.69
Quantity
590,303.680
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 24 of 31
EFTA01569857
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/13
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525G9-9G-4)
10/19
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/12/2011 MATURITY 10/19/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525F9-9J-9)
10/19
10/19
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
10/19
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/12/2011 MATURITY 10/19/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525F9-9J-9)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/19/2011 MATURITY 10/26/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525K9-9E-4)
10/20
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525G9-9G-4)
10/20
10/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.4000% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525G9-9G-4)
EFTA01569858
(160.740)
(590,470.110)
(28.78)
(160.74)
590,470.110
28.78
160.74
630,593.890
(171.610)
(630,422.280)
(30.36)
(171.61)
630,422.280
30.36
171.61
Quantity
590,470.110
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 25 of 31
EFTA01569859
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/20
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525L9-9G-8)
10/26
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/19/2011 MATURITY 10/26/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525K9-9E-4)
10/26
10/26
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
10/26
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/19/2011 MATURITY 10/26/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525K9-9E-4)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/26/2011 MATURITY 11/02/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525N9-9T-8)
10/27
Foreign Interest
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525L9-9G-8)
10/27
10/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Free Delivery
High Cost
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525L9-9G-8)
EFTA01569860
(178.010)
(590,630.850)
(32.11)
(178.01)
590,630.850
32.11
178.01
630,783.940
(190.050)
(630,593.890)
(34.33)
(190.05)
630,593.890
34.33
190.05
Quantity
590,630.850
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 26 of 31
EFTA01569861
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/27
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.5500% DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525P9-9U-3)
Total Inflows & Outflows
$0.00
Quantity
590,808.860
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 27 of 31
EFTA01569862
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary Pound Sterling
PRINCIPAL
US Dollar Value
Current
Transactions
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Withdrawals
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
-Period
Value
Beginning Cash Balance
INFLOWS
-54.43
$54.43
(54.43)
($54.43)
Year-To-Date
Value*
-67.97
432,237.62
$432,305.59
(67.97)
($67.97)
(432,391.16)
($432,391.16)
-Local
Value
Current
Period Value
0.00
34.60
34.60
(34.60)
(34.60)
Year-To-Date
Value*
-43.25
265,233.41
EFTA01569863
265,276.66
(43.25)
(43.25)
0.00
0.00
(265,331.14)
(265,331.14)
-Page
28 of 31
EFTA01569864
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - Pound Sterling
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/6
Foreign Interest
Description
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2524Y9-9J-1)
10/6
10/6
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING
(ID: OGBPPR-AA-9)
Free Delivery
High Cost
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 09/29/2011 MATURITY 10/06/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524Y9-9J-1)
(8.650)
(265,339.790)
(13.34)
(8.65)
Quantity
265,339.790
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.34
8.65
INCOME
Amount USD
Local Value
Currency
EFTA01569865
Gain/Loss USD
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Page
29 of 31
EFTA01569866
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9Z-6)
10/13
Foreign Interest
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525C9-9Z-6)
10/13
10/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING
(ID: OGBPPR-AA-9)
Free Delivery
High Cost
10/13
Receipt of Assets
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/06/2011 MATURITY 10/13/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525C9-9Z-6)
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525G9-9C-3)
10/20
Foreign Interest
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525G9-9C-3)
10/20
10/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING
(ID: OGBPPR-AA-9)
Free Delivery
High Cost
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/13/2011 MATURITY 10/20/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525G9-9C-3)
EFTA01569867
(8.650)
(265,357.090)
(13.69)
(8.65)
265,357.090
13.69
8.65
265,357.090
(8.650)
(265,348.440)
(13.64)
(8.65)
265,348.440
13.64
8.65
Quantity
265,348.440
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 30 of 31
EFTA01569868
GHISLAINE MAXWELL ACCT.
For the Period 10/1/11 to 10/31/11
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
10/20
Receipt of Assets
Description
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525L9-9C-7)
10/27
Foreign Interest
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES
(ID: 2525L9-9C-7)
10/27
10/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING
(ID: OGBPPR-AA-9)
Free Delivery
High Cost
10/27
Receipt of Assets
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/20/2011 MATURITY 10/27/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525L9-9C-7)
JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS
0.1700% DATED 10/27/2011 MATURITY 11/03/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2525P9-9Q-2)
Total Inflows & Outflows
$0.00
265,374.390
(8.650)
(265,365.740)
(13.76)
(8.65)
265,365.740
13.76
8.65
Quantity
265,365.740
Amount USD
Local Value
PRINCIPAL
Amount USD
EFTA01569869
Local Value
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 31 of 31
EFTA01569870
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EFTA01569871
For the Period 10/1/11 to 10/31/11
IMPORTANT INFORMATION ABOUT YOUR STATEMENT(S)
Please take the steps indicated below if you think statements are incorrect
or contact your J.P.Morgan team if you require additional information about
a transaction on your statement(s).
In Case of Errors or Questions About Your Electronic Transfers.
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of our statements or write us at at J.P. Morgan,
as soon
as you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement
on which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is
an error or why you need more information. (3) Tell us the dollar amount of
the suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a
statement is incorrect or if you need more information about any non-
electronic transactions (checks or deposits) on this
statement. If any such error appears, you must notify the bank in writing as
soon as possible after your statement was made available to you. For more
complete details, see the applicable account
agreements and appendices that govern your account.
Deposit products and services are offered by JPMorgan Chase Bank, N.A.
("JPMCB") Member FDIC.
In case of other errors or questions about your brokerage account statement.
Please review your account statement and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your statement.
Any oral communication should be re-confirmed
in writing to further protect your rights, including your rights under the
Securities Investor Protection Act (SIPA). If you have any questions please
contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
EFTA01569872
activity and account balance(s) are correct.
Important Information about Pricing and Valuations
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein some of which has
been provided by pricing sources or other sources
that J.P. Morgan believes to be reliable, is not guaranteed for accuracy and
is furnished for the exclusive use of the client.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms on which existing
transactions or securities could be liquidated. Such values may only be
indicative.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Certain assets including but not limited to, pooled and private investments,
non-publicly traded and infrequently traded securities, derivatives,
partnership interests and tangible assets are generally
illiquid, the value of such assets may have been provided to us by third
parties who may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to us, and
is not independently verified.
Disclosures Page 1 of 4
EFTA01569873
For the Period 10/1/11 to 10/31/11
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are derived from proprietary
models based upon well-recognized financial principles and we have, when
necessary to calculate the present value of future cash flows, made
reasonable estimates about relevant future market
conditions. Valuations based on other models or different assumptions may
yield different results. J.P. Morgan expressly disclaims any responsibility
for (1) the accuracy of the models or estimates
used in deriving the valuations, (2) any errors or omissions in computing or
disseminating the valuations, and (3) any uses to which the valuations are
put. Valuations are provided for information
purposes only and are intended solely for your own use. Please refer to the
trade confirmation for details of each transaction.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Important Information Regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily,
weekly and monthly resets, there is no guarantee that there will be
liquidity. If there are not enough bids at an auction to redeem the
securities available for sale, the result may be a failed auction. In the
event of a failed auction, there is no assurance that a secondary market
will develop or that the security will trade at par or any other price
reflected on statements and online.Accordingly, investors
should not rely on pricing information appearing in their statements or
online with respect to ARS. Where J.P. Morgan was unable to obtain a price
from an outside service for a particular ARS, the price
column on your statement and online will indicate "$0.00" which should not
be relied on as the price at which ARS would trade.
The JPMorgan Funds or The JPMorgan Institutional Funds or The American
Century Funds
Shares of the funds are not bank deposits and are not guaranteed by any
bank, government entity, or the FDIC. Return and share price will fluctuate
and redemption value may be more or less than
original cost. While the money market funds seek to maintain a stable net
asset value of $1.00 per share, there is no assurance that they will
continue to do so. The estimated annual income and
dividend yield figures for mutual funds represent the funds' most recent
income dividend annualized.
The distributor of the JPMorgan Funds is JPMorgan Distribution Services,
Inc., which is an affiliate of JPMCB. JPMCB and its affiliates receive
compensation from JPMorgan Funds for providing
services. American Century Investment Services, Inc. is the distributor of
the American Century Funds. American Century Investment Management Inc.
serves as investment advisor to its respective
EFTA01569874
fund family and receives compensation from that fund family for providing
investment advisory and other services.
Shareholders of certain 3PMorgan Funds are charged a redemption fee equal to
2% of the proceeds if they exchange or redeem shares of such funds within 60
days of purchase, subject to certain
exceptions set forth in the prospectus of the applicable Fund. Please
consult your J.P. Morgan representative for a list of the JPMorgan Funds
that impose redemption fees.
Offshore Deposits - London and Nassau
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of
the advisor's Form ADV II or brochure upon written
request.
Additional Information About Your Accounts
Disclosures Page 2 of 4
EFTA01569875
For the Period 10/1/11 to 10/31/11
Securities purchased or sold through J.P.Morgan Securities LLC ("JPMS") (1)
other than mutual funds, are cleared through J.P.Morgan Clearing Corp.
("JPMCC"), an affiliate of JPMS, and (2) other
than exchange-listed options and securities held in margin account(s), are
held in your Asset Account at JPMCB. Positions in exchange-listed options
and in margin account(s) are held by JPMCC and
are not delivered to or from your Asset Account. For your convenience,
however, positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such
account(s). All pertinent information about your settled and pending
purchases and sales effected through your JPMS account during the period
covered by these statement(s), is summarized in the
"Trade Activity" portion of the statement(s).
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished to you.
Upon written request, JPMS will promptly supply you with the latest such
information.
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMS and JPMCC are
protected by SIPC up to $500,000 per customer, which includes up to $100,000
of protection for cash. SIPC does not
protect against losses from fluctuations in the value of the securities.
Assets held in custody by JPMCB are not subject to SIPC. You may obtain
information about SIPC, including the SIPC Brochure, on
their website, at "www.sipc.org" or by contacting them at (202) 371-8300.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
JPMS, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JP
ℹ️ Document Details
SHA-256
422381ee65712d250439ad8bc498a7b214e06fadbf4ac9acb79f44f260f6eb3d
Bates Number
EFTA01569813
Dataset
DataSet-10
Document Type
document
Pages
67
Comments 0