EFTA01365203.pdf

Case: 01082293 — salesforce.com - Unlimited Edition Page 9 of 9 8/14/2013 4:44 PM User Armen Brash 4. Ready for AML & Bus. Risk Approval to Action Changed Reason for Rejection (If Applicable). Changed Status from Rejected. 8/13/2013 5:42 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/13/2013 5:42 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 7/22/2013 3:20 PM User Armen Brash Action Changed Case Owner from AML & Business Risk to Amanda Kirby. 7/22/2013 3:20 PM User Armen Brash Changed Reason for Rejection (If Applicable). Changed Status from 4. Ready for AML & Bus. Risk Approval to Action Rejected. 7/18/2013 2:58 PM User Brian Biggar Changed Owner (Assignment) from Brian Biggar to AML & Business Risk. Changed Office Dir./Bus. Action Head/GMTH/SMTH Approver to Brian M. Biggar. Changed Status from 3. Ready for Office Dir Approval/SMTH to 4. Ready for AML & Bus. Risk Approval. 7/17/2013 2:10 PM User Paul Morris Action Changed Case Owner from Paul Morris to Brian Biggar. 7/17/2013 2:10 PM User Paul Morris Changed Primary Officer/RM Approver to Paul Morris. Changed Status from 2. Ready for Primary Officer Action Approval to 3. Ready for Office Dir Approval/MIDI. 7/17/2013 2:09 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to Paul Morris. 7/17/2013 2:06 PM User Amanda Kirby Action Changed Status from 1. In Progress to 2. Ready for Primary Officer Approval. 6/28/201310:27 AM User Amanda Kirby Action Created. Copynght 2000-2015 salesforce coin. inc. All rights reserved. https://dbforcepb.my.salesforce.com/5006000000Qah5L/p?retUFtL=/5006000000Qah5LA... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055877 CONFIDENTIAL SONY GM_00202061 EFTA01365203