EFTA01362800.pdf

Epstein, Jeffrey E. — Salesforce - Unlimited Edition Page 3 of 310 net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Assets Held Elsewhere (KYC Information) • Institution 1 ADM • Est. AUM 1 $120.000,000 ▪ institution 2 Deutsche Bank • Est. AUM 2 $70,000,000 • institution 3 • Est. AUM 3 Additional Information (Entities Only) ' Nature of business • Type of Entity • Country of Incorporation • Type of Entity Registration Other (specify) " Date of ' Purpose of Incorporation/Registration Entity: * Countries where • Purpose of business is transacted Entity Other (specify) • Number of Employees 'Description of Organizational Ownership Biography Description Investment Guidelines Initial Financial Review High Risk UpdateslACU Exemptions Exemption Status Annual Client 10/24/2017 Update Due Date Auto Exempt Past-Due Reason Explanation Exemption Reason High Risk InPerson 2018 Meeting Due Year Other (describe Lending Review reason) Due Date Birthdate ACU held In Customer https://dbforcepb.my.salesforce.com/00 I 6000000piPn0/p?retURL--400 I 6000000piPn0?srP... I / 1 6/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052415 CONFIDENTIAL SDNY_GM_00198599 EFTA01362800