EFTA01399510.pdf

Subject: RE: DB Force - Client types [I] From: Julie Cataudella Date: Fri, 03 May 2019 13:52:26 -0400 To: Funda Bozkurt Ian Salters Cc: Kimberly Hart Classification: For internal use only Based on our discussion yesterday, below is the summary and next steps. SUMMARY DBforce current state: "IWP" field capturing eligibility and adoption is maintained on the Relationship level and flows down to all underlying customers (both clients and prospects) within that relationship. DBforce future state: Remove IWP field from Relationship level Wipe out all values in IWP field on Customer level Make IWP field read only to all users except supervisor/delegates {need names from Ian} One-time upload of IWP values {need Ian to review attached list of all current values in DBforce and identify whether to "keep", "remove", or "change" value on Customer level} NEXT STEPS: Ian — complete attached spreadsheet to provide to IT Julie — write up DBforce IT change request and obtain release date All — outline procedures for IWP personnel to 1) submit pre-qualification documents for IWP Eligible tracking and 2) IWP package for IWP Adoption tracking OTHER ITEMS: Funda — follow up with Ellenoi and Nina to input "GM" and "CRDS#" fields in DBforce Ian — Risk Ranking and KYC due date synchronization obtain GM's risk ranking for all impacted clients compare to WM's risk ranking discuss with WM AFC to match GM's risk to WM's risk so these clients are on the same KYC cycle All — discuss tracking IWP's "Market Professionals" in DBforce EFTA01399510  Original Appointment From: Funda Bozkurt Sent: Monday, April 29, 2019 11:52 AM To: Funda Bozkurt; Julie Cataudella; Ian Salters Subject: DB Force - Client types [I] When: Thursday, May 02, 2019 2:00 PM-3:00 PM (UTC-05:00) Eastern Time (US & Canada). Where: Kims office Classification: For internal use only EFTA01399511