EFTA01297460.pdf

NAME SEARCHED: The 2007 Jeffrey E. Epstein Insurance Trust #3 PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Res:timer comments (as necessary): 23 No Hit O Not ReNttired No RDC Alert(please see attached) RU0 O Ilia I. RDC Results PCR 0 No Bit • Not Required II. PCR Results No PCR Aled(please see attached) O Hit No Information Found III. Negat i‘ c Nledia BIS O Yes IN No . No Information Found ❑ Not Required IV. Non-Nein: i%c \Iedin . No Information Found V. Other Langµage NIccha No Information Found Results? • Yes • DatB O Not Required No Information Found Smartlinx Results? O Yes ..r! No • Not Required VII. Smattlinx O Review by Legal May No Information Found Court Cases he Required J.71 No Results VIII. Court Cases O Search not required Prepared by: Slimya parashar Date: 06/15/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-HubbellhttpaAvww.martindale.comixp/Martindak/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your Kit. Please note: Submission of a signed KYC is your continuation that you have fully reviewed the research documents. For internal use only S0NY_GIA_00060595 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023420 EFTA_0017 1113 EFTA01297460  Page 2 OFAC RESULTS RDC: 11602731 No Match Found KYC 1791049 The 2007 Jeffrey E. Epstein o;rtx~r•y.UNITED STATES Insurance Trust "3 PCR: The 2007 Jeffrey E. Epstein Insurance Trust #3 NCA customised Auto-Closed No-Hit 15/06/2017 BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found Public Record: No Information Found D&B: No Information Found LEGAL RESULTS: Court Cases: No Information Found For internal use only SDNY_GM_00060596 CONFIDENTIAL - PURSUANT TO FED. R.ctitAlf IDENTIAL DB-SDNY-0023421 EFTA_00I7I I 14 EFTA01297461