EFTA01522459.pdf

GHISLAINE MAXWELL- OAP FDG ACC For the Period 9/1/13 to 9/30/13 Trade Date Type Per Unit Rotated Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 9/30 Sale WALGREEN CO (ID: 931422-10-9) (77.000) 54.067 4,160.80 (2,558.26) 1,602.54I. 10/3 9130 Sale HONEYWELL INTERNATIONAL INC (ID: 438516404) (13.000) 82.923 1,077.72 (888.03) 189.69 S 10/3 9/30 Sale HONEYWELL INTERNATIONAL INC (ID: 438516-104) (68.000) 83.039 5,645.19 (4,645.08) 1,000.11 S 10/3 Total Pending Sales, Maturities, Redemptions $72.781.75 1363,407.97) $16,393.16 13 $3,970.63 L Trade Dale Per Unit Est. Settle Date Type Description Quantity Amount Market Cost Pending Securities Purchased 9/26 Purchase TARGET CORP (ID: 87612E-104) 114.000 63.416 (7,231.76) 10/1 9/26 Purchase UNITED PARCEL SERVICE INC CL B (ID: 911312-10-6) 64.000 91.469 (5,855.30) 1011 9/27 Purchase TARGET CORP (ID: 87812E-10-8) 193.000 83.973 (12,350.76) 10/2 9/27 Purchase UNITED PARCEL SERVICE INC CL B (ID: 911312-10-6) 54.000 91.097 (4,920.33) 10/2 9/30 Purchase TARGET CORP (ID 87612E-10-6) 27.000 63.793 (1,722.95) 10/3 9/30 Purchase UNITED PARCEL SERVICE INC CL B (ID: 91131240-6) 46.000 91.455 (4,207.86) 10/3 J.P.Morgan Page 16 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050001 Chase CONFIDENTIAL SDNY_GM_00319199 EFTA01522459