EFTA01362896.pdf

From: Oliver Smith on behalf of FATCA Outreach Sent: 4/11/2018 4:23: To: Zack Bunimovich Martin Zema Nina Tona CC: l iver n n Subject: RE: Southern Financial - KYC Docs. [CI Classification: Confidential Hi All, I believe this query lies with my colleagues Oliver and Amar, CRS Team Leads. Cc'd. Best, FATCA Outreach Team Client Data Services I COO Global Markets Operations Deutsche Bank Birmingham Five Brindl lace B1 2.1B Birmin ham, United Kingdom Email From: Zack Bunimovich Sent: 10 April 2018 19:14 To: Martin Zeman • Nina Tona ; FATCA Outreach Anthony Lentini Subject: RE: Southern Financial - KYC Docs. ICJ Classification: Confidential Hi FATCA Outreach team, We are currently in the middle of a swaps extension for Southern Financial and the KYC team is asking for a CRS Self Cert per their usual process. Can you please advise why you stated this was not necessary within the attached emails? Thanks, Zack From: Martin Zeman Sent: Tuesday, April 10, 2018 1:28 PM To: Zack Bunimovich Nina Tona Subject: RE: Southern Financial - KYC Docs. IIJ Classification: For internal use only Zack See the attached email chain where we established that a FATCA form was not needed. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052562 CONFIDENTIAL SDNY GM_00108746 EFTA01362896