EFTA01362928.pdf

and transactions ore subject to relevant internal approvals of 085i or ITS affiliates prior toexecution, and the execution of any transaction or Idea discussed herein is conditional on your becoming o client q Deutsche Bonk Key Client Partners (XCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on .2 non- advisory basis. The KCP Aynencos desk does not prayede investment advice. The information set forth herein is confidential andpersonal to you and is being presentedfor your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does nor mote any legally binding obligation on the port of 0851or any of its affiliates. From: Xavier Avila Sent: Sunday, April 15, 2018 12:07 PM To: Martin Zeman < >; Nina Tona A Sferrazza >; Liam Osullivan Subject: RE: Southern Financial - KYC Docs. Ill Martin, I discussed the Credit Option when I called Paul with Gaurang again on Thursday and Paul showed dissatisfaction with the fact that he could not still trade the credit trades. Martin/Nina, Can we make sure we keep pushing on this? Thanks From: Martin Zeman Sent: Thursday, April 12, 2018 9:08 AM To: Nina Tona < -A Sferrazza ; Liam Osullivan ; Xavier Avila Subject: FW: Southern Financial - KYC Docs. Ill Liam/David, Can you see if we have this and if not pls ask Richard Kahn (cc Stewart also). I entailed him yesterday for the Fatca doc so you can just follow on that email chain. Mat-tin From: Zack Bunimo‘ich <alb coin> Date: Wednesday. A rill 2018 17:49 To: Martin Zeman , Nina Tona < > Subject: RE: Southern Financial - KYC Does. [II] Hi Martin, Verification asked for two more points of information — see below. - DOB for the Legal Reps o Darren K. Indyke o Richard Kahn • Clarification of the NOB. o The NOB provided in the Articles of Organization and Operating Agreement is too vague. Please provide more detailed explanation of NOB. Thanks, Zack CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052641 CONFIDENTIAL SDNY_GM_00198825 EFTA01362928