EFTA00199200.pdf

Statements EFTA00199200  CLEARED THROUGH ITS YiHMV 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. SZeirol. SOC‘rIbtf cop. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ore Metselech Cantor HMO Beccidon. New Tuft 11201.3859 STEARNS INTERNATIONAL CHARITABLE STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER What's In This Statement 1111IIII 11II 11I IllI II TAXPAYER NUMEIER LAST STATEMENT Novernter 30.2001 Financial Summary 3 INTERNATIONAL CHARITABLE INTERESTS 12/2894 Your Portfolio Holdings 4 CIO FINANCIAL TRUST COMAPNY Transaction Detail 10 ATTN LARRY KEMP Fund Activity 47 6100 RED HOOK QUARTER STE 8-3 Trades Not Yet Settled 51 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding TOTAL VALUE OF SECURITIES THIS PERIOO 11,050,668 Cash & Equvalent 2001interest. dividends. $13,388.311 miscellaneous income. NET CREDIT BALANCE 5,664,268 gross proceeds or original Equities I $15.373,236 : $-4.322.568 issue discount is required MONEY MARKET FUND BALANCE 4,412,445 $12.639.441 : S-5.934.565 to be reported to the IRS for this account, a Current market value Consolidated Form 1099 IN NET EQUITY THIS PERIOD $21,127,381 will be mailed to you by IM Last statements market value C Short market value January 31.20020r 1042S NET EQUITY LAST STATEMENT 20,093,187 by March 15.2002. CHANGE SINCE LAST STATEMENT 1,034,193 There are no 'Stop Loss' orders or other pending buy or sell open orders on tile for your account. TN. Pony, fa ofOrmaCwal panes only I Is TO Waded ass ts. &one Sit Tin stateenom should Do retailed for your records Sea reverse S. for mmorlare necdnecce 027 01.0332:10:04 001 VSI9 EFTA00199201  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 INTERNATIONAL CHARITABLE 2 of S3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,112/02:10:00 001 V519 EFTA00199202  CLEARED THROUGH ITS witekLY 1h.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Saea•ns SON, t4,1 Cap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Otto/km:loch Cola North Brock/on. New Tuft 11201.3859 STEARNS INTERNATIONAL CHARITABLE 3 ni so STATEMENT PERK* December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER AMBER THIS PERIOD opENINC. CLOSIM3 LAST STATEMENT NOYen1CoN 30. 2001 Opening Balance $7,074,414.25 Margin 1.049.421.29 1,290,647.87 Securities Sold 5,713,683.04 Short 6,024,992.96 4,373,619.76 Money Fund 3,318,547.67 Net Cash Balance $7.074.414.25 $5.664267.63 Dividends/Interest 3.752.30 Miscellaneous 7.994.23 Amount Credited $9.043.977.24 Income Summary 148 PERIOD TEM 70 DATE Securities Bought -9,038.394.84 Dividends 10.803.55 131,900.66 Money Fund -1,408.547.67 Substitute Payment 11.25 338.00 Dividends/Interest Charged -5.478.99 Corp. Bond Int. 0.00 8,648.50 Miscellaneous -1.702.36 Credit Balance Int. 1.496.42 53,548.04 Amount Debited $-10.454.123.86 Total $12.311.22 $194,435.20 Your Portfolio Net Cash Activity -1.410.146.62 Short Dividends -5.478.99 -29,083.02 Allocation Margin Int. Paid 0.00 -758.37 Closing Balance $,5.664.267.63 Same Oaf tensors a GO betealitil acccuri Rpm aro AN included in the section: such IfilIONS. as well z clouts lor al ore. IfinSYDNIS Hs pzod. appear in Traroxticn Deal. Portfolio Composition Cash & Equivalent 34% SHORT tens Equities CashrCash Equivalent 10.076,713 52% Equities 4,322.568 15.373,236 Total $4.322.568 $25,449.949 Short Equities — 14% Unthadod POMOnS nano* oar biro, *NW Orr nano< vela, Teo elorahr. Pe senur Is clewed from to absol.te market robe or ycv cation 027 DIA13/02:10:04 001 V519 EFTA00199203  CLEARED THROUGH ITS ORnE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns COP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Mon:tech Canto North Beccidon. New VC* 11201.3859 STEARNS INTERNATIONAL CHARITABLE 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER MASSER LAST STATEMENT NOYOMINN 30. 2001 MARKET ESTIMATED CURRENT DESORPTION SYMBOLCuSIP QUANTITY PRICE VALUE AANUAL INCOME yea iv CASH BALANCE 5.664.268 NE TREASURERS FUND INC GTDXX 521.067.22 10000 521.067 9,379 1.8000 DOMESTIC PRIME ADM PORTFCLIO NE TREASURERS FUND INC GTDXX 3.891.378.38 1.0000 3,891,378 70,045 1.8000 DOMESTIC PRIME MAIM PORTFOLIO TOTAL CASH & CASH EQUIVALENTS $10,076,713 $79,424 EQUITIES Equities & Options ACC! MARKET ESTIMATED CURFENT DESCRP1Oti SYMBOLIC:USW TYPE °Damn PRCE VALUE ANMJAL INCOME TEED RO AMDOCS LIMITED DOX SHRT -900 33.9700 -30,573 AMERICAN EAGLE OUTFITTERS INC AEOS MRGN 17.400 26.1700 455.358 NEW ALLOY INC ALOY MRGN 4.600 21.5300 99.038 (FRM ALLOY ONLINE INC) ALBERTSONS INC ABS SHRT -1.900 31.4900 -59.831 -1444 2.4135 ANNTAYLOR STORES CORP ANN MRGN 14.200 35.0000 497,000 APOLLO GROUP INC-CL A APOL SHRT -1.050 45.0100 -47,261 BROWN SHOE COMPANY BWS MRGN 14.300 16.2400 232,232 5.720 2.4631 BEBE STORES INC BEBE MRGN 2.500 18.6600 46.650 JOSEPH A BANK CLOTHIERS INC JOSS MRGN 10,600 7.0700 74,942 COLDWATER CREEK INC CWTR MRGN 1,600 21.1800 33,888 CHILDRENS PLACE RETAIL STORES PLCE MRGN 12.400 271500 336.660 INC 027 Ob02/0210:04 001 VS19 EFTA00199204  CLEARED THROUGH ITS vniCkLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech CarrIN North BecciOon. New Ye* I 1201.38S9 STEARNS INTERNATIONAL CHARITABLE 5 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER WEBER LAST STATEMENT NOveMINN 30. 2001 Equities & Options (continued) ACCT IMPHET ESTIMATED CURFINT DESCRIPTION SYMECLCLWP 119E OUANTITT PRCE VALLE ANNA. NCOME Yen NI COSTCO WHOLESALE CORP-NEW COST MRGN 6,400 44.3800 284.032 COLUMBIA SPORTSWEAR CO COLM MRGN 4,900 33.3000 163.170 COACH INC COH MRGN 12.750 38.9800 496.995 CHARLOTTE RUSSE HLDG INC CHIC SHRT -2,700 18.6100 -50,247 CANDIES INC CAND MRGN 75,800 1.8810 142,580 CACHE INC NEW CACH MRGN 20,100 3.7500 75,375 CHEESECAKE FACTORY INC CAKE SHRT -900 34.7700 -31,293 CATO CORP CL A CACOA MRGN 2.700 18.9000 51,030 1.458 2.8571 CHARMING SHOPPES INC CHRS MRGN 4.100 5.3100 21,771 KENNETH CCU PRODUCTIONS INC KCP MRGN 2.600 17.7000 46,020 CL A CtAIRES STORES INC (FLA) CLE SHRT -1.900 15.1000 -28.690 -304 1.0596 DIAMONDS TRUST-UNIT SERIES I DIA SHRT -7.700 99.7200 -767.844 -12.020 1.5654 DAIMLERCHRYSLER A.G. DCX SHRT -1.600 41.6700 -66.672 -3.323 4.9841 COM DEUA*S CORP DLIA SHRT -1.700 6.2000 -10.540 CL A DIRECT FOCUS INC DFXI MRGN 2.600 31.2000 81.120 DEB SHOPS INC DEBS MRGN 9.900 242500 240,075 2.970 1.2371 DOLLAR TREE STORES INC OUR MRGN 3.300 30.9100 102,003 ECTEL LTD ECTX SHRT -2,800 17.3200 -48,496 ECOLAB INC ECL SHRT -800 40.2500 -32.200 -432 t3416 EDO CORP EDO SHRT -1.700 26.4500 -44.965 -204 0.4537 FOOT LOCKER INC MRGN 30.300 15.6500 474.195 027 0142/02:10:00 001 VS19 EFTA00199205  CLEARED THROUGH ITS ?RIMY OW,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 Cory. Bear. Stearns 8 Co. Inc. BUR 383 Madison Avenue New Y New York 10179 Ore Mem:tech CarrIN North Beccidon. New Year 11201.3859 STEARNS INTERNATIONAL CHARITABLE 6 STATEMENT PERO) December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER MASSER LAST STATEMENT Nosenter 30. 2001 Equities & Options (continued) ACCT MARKET ESTIMATED CURRENT DESCRIPTION SYMECLG-bcP TYPE OUANIITT PRCE VALLE ANNUAL INCOME YELD MT FAMILY DOLLAR STORES INC FDO SHRT -1,900 29.9800 -56,962 -456 0.8005 FEDERATED DEPARTMENT STORES FD MRGN 12,500 40.9000 511,250 INC-DEL FINLAY ENTERPRISES INC FNLY MRGN 20,900 8.3100 173.679 FOSSIL INC FOSI. MRGN 9,000 21.0000 189.000 FLEMING COMPANIES INC FLM SHRT -900 18.5000 -16.650 -72 0.4324 FOUR SEASONSHOTELS INC FS SHRT -850 46.7600 -39.746 -37 0.0931 UMITF_ID VOTING SHARES GADZOOKS INC GADZ MRGN 12.100 13.7400 166.254 GUITAR CENTER INC GTRC MRGN 7,750 13.6400 105.710 G-III APPAREL GROUP LTD GIII MRGN 48,450 7.0000 339,150 GERBER CHILDRENSWEAR INC GCW MRGN 15,400 6.7000 103,180 GAP INC GPS SHRT -6,200 13.9400 -86,428 -552 0.6387 GENUINE PARTS CO GPC SHRT -2.700 36.7000 -99.090 -3.078 3.1063 GYMBOREE CORP GYMB MRGN 3.300 11.9300 39.369 HOT TOPIC INC HOTT MRGN 25.950 31.3900 814.571 HEARX LTD EAR MRGN 23.700 0.8000 18.960 COM NEW I.MANY INC IMNY MRGN 3,700 9.6500 35.705 HEAD NI HED MRGN 12,500 3.3600 42,000 2.300 5.4762 NY REGISTRY HASBRO INC HAS SHRT -1,500 16.2300 -24,345 -180 0.7394 HUMANA INC HUM SHRT -1.000 11.7900 -11,790 INTERVOICE-BRITE INC INTV SHRT -1.400 12.8000 -17.920 J JILL GROUP INC JILL MRGN 1.700 21.5300 36.601 027 01.00.132:10:04 001 V519 EFTA00199206  CLEARED IIIRCUGH ITS ~CU.? OMYED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZYYrns SOC,r4.81 Ø. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 CeoLlevaleyn Conte< North Beccidp. New Te" 11201.3859 STD;RNS INTERNATIONAL CHARITABLE 7 STATEMENT PERIN) December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT November 30.2001 Equities & Options (continued) eCCT MARKET ESTIMATED CURRENT DESCRPTION SvmaccekvIP DYE OUANTITY PRCE VALUE ANNUAL INCOME YELD IY4 JACOBS ENGINEERING GROUP INC JEC SHRT -300 66.0000 -19.800 JONESAPPAREL GROUP INC JNY MRGN 3,900 33.1700 129.363 K-SWISSINC.CL A KSWS MRGN 9,400 33.2500 312,550 564 0.1805 K MART CORP KM SHRT -25,800 5.4600 -140,868 KELLØD CO KWD SHRT -5,100 24.0100 -122,451 -3,264 2.6656 KOFIS CORP KSS MRGN 8,700 70.4400 612,828 KROGER CO KR SHRT -1,000 20.8700 -20.870 ESTEE LAUDER COMPANIES INC EL SHRT -900 32.0600 -28.854 -180 0.6238 CL A UNENS N THINGS INC LIN SHRT -900 253000 -22.950 LVMH MOET HENNESSY LOUIS LVMHY SHRT -6.500 8.2400 -53.560 -709 t3237 vuiTTON-SPONSORED ADR LEGGETT & PLATT INC LEG SHRT -1,000 23.0000 -23.000 -480 2.0870 LIZ CLAIBORNE INC LIZ MRGN 17350 49.7500 878.088 7.943 0.9046 MOVADO GROUP INC MOV SHRT -2,100 19.2000 -40.320 -252 0.6250 MEMBERWORKS INC MGRS SHRT -800 14.0100 -11.208 MARTHA STEWART LIVING MSO SHRT -2,000 16.4500 -32.900 OMNiMEDiA INC CI A STEVEN MADDEN LTD SHOO MRGN 9.200 14.0700 129.444 MAXWELL SHOE CO INC-CL A MARS MRGN 12.200 14.1000 172.020 MASCO CORP MAS MRGN 2,400 243000 58,800 1,296 2.2041 MAY DEPARTMENT STORES CO MAY SHRT -700 363800 -25,886 -658 2.5419 MICHAELS STORES INC MIK SHRT -1.500 323500 -49,425 MINNESOTA MINING & MFG CO MMM SHRT -200 118.2100 -23,642 -480 2.0303 027 01.09/02:10:04 001 V519 EFTA00199207  CLEARED IHRCOGH ITS vaseklY CA1Y.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZetrns Cap Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Cr.* Meveleen Conte< North BØ/m. New lee" 11201.3859 STD;RNS INTERNATIONAL CHARITABLE 8 STATEMENT PENN) December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT November 30.2001 Equities & Options continued) ACCT MARKET ESTIMATED CURREIVT OLSCR,'ION SYMBCL,CLSIP TYE OUANTITY PACE VALUE ANNUAL. INCOME YEID I%1 NOVEL DENIM HOLDINGS LTD NVLD MRGN 29.650 11.7000 346.905 NEWELL RUBBERMAID INC NWL SHRT -1.700 27.5700 -46.869 -1.428 3.0468 NAUTICA ENTERPRISES INC NAUT MRGN 16.200 12.7900 207.198 NIKE INC-CI. B NKE SHRT -800 56.2400 -44.992 -384 0.8535 NORDSTROM INC JWN SHRT -12,100 20.2300 -244.783 -4,356 13795 POLO RALPH LAUREN CORP-CL A RL MRGN 32.400 26.7600 867.024 1-80000NTACTS INC CTAC SHRT -3,900 12.4400 -48.516 PF CHANGS CHINA BISTRO INC PFCB SHRT -1.500 47.3000 -70.950 PACIFIC SUNWEAR OF CALIFORNIA PSUN MRGN 9.400 20.4200 191.948 INC OSHKOSH B GOSH INC CL A GOSHA SHRT -800 41.9400 -33352 -192 0.5722 POTASH CORP OF SASKATCHEWAN POT SHRT -150 61.3800 -9.207 -94 1.0210 INC OUIKSILVER INC ZOK MRGN 28.900 17.2000 497.080 RESTORATION HARDWARE INC DEL RSTO MRGN 36.071 8.9400 322.475 REEBOK INTERNATIONAL LTD RBK MRGN 7.000 263000 185.500 RYLAND GROUP INC RYL SHRT -400 73.2000 -29.280 -64 0.2186 SAKS INC SKS SHRT -4.500 9.3400 -42.030 SKECHERS USA INC SKX MRGN 16.500 14.6200 241,230 CL A SAFEWAY INC SWY SHRT -900 41.7500 -37.575 SMARTFORCE PUB LTD CO SMTF SHRT -900 24.7500 -22.275 SPONSORED ADR SIX RAGS INC PKS SHRT -1.900 15.3800 -29.222 027 Ok0342:i0:04 001 Y519 EFTA00199208  CLEARED THROUGH ITS niCkLY 0HnE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 COP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech Cella North Beccidon. New Year 11201.38S9 STEARNS INTERNATIONAL CHARITABLE 9 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER RINSER LAST STATEMENT NOYeMINN 30. 2001 Equities & Options (continued) ACCT MARKET ESTIMATED CURRENIT DESCRPTI0N SYMB0UCUSIP TYPE DUMMY PACE VALLE ANNUAL INC01AE YEL0 Ist STAGE STORES INC STGS MRGN 15,800 22.7500 359.450 NEW SEARS ROEBUCK & CO S SHRT -5,200 47.6400 -247,728 -4.784 1.9312 SHARPER IMAGE CORP SHRP MRGN 8,100 11.7500 95,175 SHOPKO STORES INC SKO SHRT -6,000 9.5000 -57,000 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 13.8700 260.756 STANLEY WORKS SWK SHRT -400 46.5700 -18.628 -384 2.0614 STRIDE RITE CORP SRR MRGN 5.000 6.5500 32.750 1.000 3.0534 STANDARD & PCORS DEPOSITORY SPY SHRT -7.750 114.3200 485380 -11.176 1.2614 RECEIPTS (SPURS) (BOOK ENTRY) utaiTS UNDIVIDED BENEFICIAL eaT SYMBOL TECHNOLOGIES INC SBL MRGN 5,000 15.8800 79.400 100 0.1259 SYNCOR INTERNATIONAL CORP-DEL SCOR SHRT -2,300 28.6400 -65.872 TJ% COMPANIES INC NEW TJX MRGN 3,700 39.8600 147.482 666 0.4516 TALBOTS INC RB MRGN 11150 36.2500 404.188 3.568 0.8828 TIMBERLAND CO-CL A TBL MRGN 1.650 37.0800 61.182 TOYS R US INC TOY SHRT -2.200 20.7400 -45.628 TOMMY HILFIGER CORP-ORD TOM MRGN 49.850 13.7500 685.438 UNITED RETAIL GROUP INC URGI MRGN 35.500 7.6500 271,575 URBAN OUTFITTERS INC URBN SHRT -2,400 241200 -57,888 WILSONS LEATHER EXPERTS INC WLSN MRGN 5.550 11.4100 63,326 WHOLE FOODS MARKET INC WFMI SHRT -450 433600 -19,602 WET SEAL INC-CL A WTSLA MRGN 33.400 23.5500 786,570 ZALE CORP NEW ZLC MRGN 10.600 41.8800 443,928 027 01.0142:10:04 001 V519 EFTA00199209  CLEARED THROUGH ITS wisC5LY 09PEO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SONH*1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 CeoLlevoiech Cella North Beccioon. New Ye* 11201.3859 STEARNS INTERNATIONAL CHARITABLE 10 HSI STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCOUNT NUMBER TAXPAYER KINSER LAST STATEMENT Nosenter 30.2001 Equities & Options (continued) ACCT IMRKET ESTIMATED CURSOR DESCACTION STAIBOUCUSIP DYE PRCE VALUE ANNUAL INCOME YELD ZEBRA TECHNOLOGIES CORP-CL A ZBRA SHRT .1.400 55.5100 -77114 Total Equities& Options $11,050,668 $-23.402 TOTAL EQUITIES $11,050,668 $-23.402 YOUR TOTAL ESTIMATED ANNUAL INCOME