EFTA01452363.pdf

Prr77177:3.:J.,7,711771... 30 Jan 2014 Page 2 Of 2 Deuboln Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long( Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN F% OPTION 21-1434013 20.11ov.2014 25.11ov.2014 (1.0031:03.00) USD 101.030.000 PT SHORT EUROPEAN CALL 101.0003 (45.103.82) FINANCIAL. LLC SOUTHERN FXOPTION 21-Notr-2313 20-Nov-2014 25-Nov-2014 (21.00300) USD 0 JPY LOt4G ELRCPEAN 0.000D 13 624 53 FittANCIAL, LLC SOUTHERN FXCPTION 214R-2013 20-Nw•2014 25-Nov.2014 121,000 CC) USD 0 JPY LONG EUROPEAN 0.0000 11 924 42 FINANCIAL, LLC SOUTHERN FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 (21.000 00) USD 0 PY LONG EUROPEAN 0.0000 10 375 86 FINANCIAL. LLC SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,030.000.00) USD 11,000000.00 CAD SHORT EUROPEAN CALL 1.1000 (246.527.0.9) FINANCIAL, LLC SOUTHERN FXOPTION 17-Jen-2014 17.Apr•2014 21•Apr•2014 (10020,000.03) USD 11.300000.03 CAD SHORT EUROPEAN CAU. 1.1300 91.095 73 FINANCIAL, LLC Subtotal: (I6A 6 I:I; :iii: Total- 164.510 3e., Statement ID : 182298_20140130_20140131_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109328 CONFIDENTIAL SDNY_GM_00255512 EFTA01452363