EFTA01375854.pdf

KYC Print Page 5 of 34 2. Account Ownership Summary Acct. Number (if Account Name: Mort, Inc - Deposit available): Account Manager: stewart oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): 42959017 0 O8 Group: Other Booking Center (indicate DB location and account details): LI Other institution - (Indicate name & location): .: Physical Deposits (specify cash, securities, cheques, ...): Mat is die expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-5 inflows/outflows of less than $10k on monthly basis Mat is the expected volume of assets and currency for the 4853.12 I Currency I usd account approx. 90 days after opening? What is the expected volume of assets and currency for the 6500 I Currency I usd account app -ox. one year after opening? Does/will the client have Assets Under Management (AiiM) within 0 yes R No DB under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Ovaier(s). _egal Description AccounPIC Settlor of .fitimate Signatory_imitedfinancial Significant Entityof Source Holder OwnerTrust / Beneficial or Full POA IntermediarySliareholderOther (please of Wealth Founder of Owner POA (FIM) (> =25%) describe other required Foundation Non-PIC roles and/or entity ndlcate (indicate relationship Parties related ownership between :o this account 90) oarties) I 2 2 Mort, Inc 2 E ti 0 _J LJ ❑ E3effrey 2 0❑ pstein E. D E ❑ 2 2 D L! 3 D El Darren Indyke 0 0 ET] D 2 El. El https://dbforcepb .my.sal esforce.com/servlet/servlet.Integration?Iid=01N30000000139Di ... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071493 CONFIDENTIAL SDNY_GM_00217677 EFTA01375854