EFTA01388993.pdf

From: Stewart Oldfield Sent: 12/13/2018 2:26. To: Stewart 0ldfield Subject: FW: Attachments: Southern Financial LLC_N4G026161_Securities Account Control Agreement_2013.pdf From: Martin Zeman Sent: Friday, October 27 2017 2:11PM To: Paul Barrett Cc: Stewart Oldfield Subject: SACA agreement, Paul. Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NR,4 Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades end transactions are subject to relevant internal approvals of DESS1 or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093076 CONFIDENTIAL SDNY_GM_00239260 EFTA01388993