EFTA01364135.pdf

From: Cynthia Rodriguez Sent: 10/13/2016 10:24:53 AM To: PWMUS AMLKY Subject: RDC alert_Jeffrey Epstein and PCR alert Jeffrey Epstein [I] Attachments: RDC alert_Jeffrey Epstein.pdf; PCR alertl-Jeffrey Epstein.pdf; PCR alert-Jeffrey Epstein.pdf Dear AML Compliance, Attached are RDC/PCR alerts for Jeffrey Epstein, a current client at DB. He is grantor in the Butterfly Trust, which we are doing a KYC Update on the new beneficiaries. See case 01650218. The attached alerts reference Mr. Epstein as a sex offender, serving a 21month sentence for fraud, sexual assault, solicitation of prostitution and paying a settlement total of $437,00 in disgorgement of trading profits, prejudgement interest and civil penalties . These alerts have previously been cleared with AML compliance. No new alerts have come up. Please provide clearance. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice Prestient Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Ern From: Akash-Kumar Gomesh Sent: Wednesday, October 12, 2016 5:02 PM To: Cynthia Rodriguez Cc: PWM BIS-Research; PWMUS AMLKYC Subject: RDC alert_James R. French, Jeffrey Epstein and PCR alert_Jeffrey Epstein [I] Classification: For Internal use only Hello, Attached is the alerts for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054653 CONFIDENTIAL SDNY_GM_00200837 EFTA01364135