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📄 Extracted Text (249 words)
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: Counhy United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 7 Alert ID: 1559801.11522860.24893031
Entity Information
Entity ID: 24893031
Entity Name: Southern Financial Group
Alias: SFG
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary, Regulatory Action
0429/2008, Litigation Release No. 20543/ Securities and Exchange Commission v. Elfindepan. S.A., et al.,
United States District Court for the Middle District of North Carolina, Civil Action No. 1:00CV00742 Final
Judgments Entered Against Elfindepan S.A., Strategic Asset Funds S.A.. and Southem Financial Group for
Fraudulent High-Yield Investment Scam.
Source Information
RDC URL: https://erid.rdc.conVwss/entity.html?entityld=28d4c04c98834f5f5d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2008, 11/11/2009
Source URL: http://www.sec.govnitigation/litreleases/lerelarchive/litarchive2008.shtml
Entity URL: http://www sec.govnitigationAitreleases/20084r20543.htm
Consistent ..t the terms and exotica,of your RDC Subscriber Agreement the eformaten contemned in thrsdecumeM is for alert purposes only and is rot to be used la purposes ol detenrsreng an
'Medved, ellablity for any creelt or any other FCRA permrsable purposes User bother ag ees to hod such national and etc/matron in settee conrdenx. not to make use thereof other than for authorized
purposes to mete it only to employees reaming such irdearratesee and not to release or disclosed to any other Party The Alert ntemnabon contained in the document nay or troy not pertain ti the indrnduar
or entity referenced n your inquiry. Rage 7 of 10
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045565
CONFIDENTIAL SDNY_GM_00191749
EFTA01358159
ℹ️ Document Details
SHA-256
43f55b8a942a4fe31afe6e0a3b73a2e461cf6f1f4493ec82ce86e3e7080cd2fa
Bates Number
EFTA01358159
Dataset
DataSet-10
Type
document
Pages
1
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