EFTA01444657.pdf

EFTA01444657 EFTA01444658 EFTA01444659 EFTA01444660 EFTA01444661 EFTA01444662 EFTA01444663 Deutsche Asset & Wealth Management Iwc, mil s. per-*\o^ DBTCA Deposit Account Opening Application TM Private Wealth Premium" Banking Services Q Consumer Debit Card # Private Wealth Premium" Elite Personal Accounts Q Checking Acct. # Private Wealth Premium Elit^Business Accounts ❑ Checking Acct. # Q Elite Checking with Interest Acct. # APY Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term Q Joint Applicant Debit Card # 0 Elite Checking with Interest Acct. # APY 0 Elite Money Market Deposit Acct. # APY 0 Certificate of Deposit Acct. # APY Term 0 Business Debit Card # ❑^elu^^ 3 Checkbook Style # . f \f a Ag 0 NameOnly0Leno3/2_^i 0/Name and Address "Tr'P*'tcrfc Otoe.-. BLOC HeeEiMCiBoMt 0 Duplicate Statement Addr EFTA01444664 0 DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (OBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) 0 Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # 0 DB AG NY Preferred Certificate of Deposit Acct. U APY Term Promo term (DBTCA deposit account required. along w'lth a DB AG Preferred Terms and Conditions) Private Wealth Premium" Intyrtet Banking Services 0^ DB Private Wealth Online Plus City State Zip Code 0 Mailing address (if different} Name Add r. City. State I I Zip Code I yz VV o 0 Link to Existing Online Relationship /0i 0^30 APY Target Amount Trigger Amount (User/Co. ID Number) Client Relationship 0 Individual Account 0 Joint Tenants with Right of Survivorship 0 Corporation 0 Limited Liability Compnny 0 Custody under NY UTMA EFTA01444665 0 Foundation 0 Partnership 0 Non-Profit Organization 0 Joint Tenants in Common 0 In Trust For/Payable on Death/As Trustee for 0 Limited Liabiirty Partnership 0 Attorney Trust Escrow 0 Landlord Master Escrow 0 Trust 0 Estate 13-AWM.0101 Account Title and Joint ADplication information R ,r Name of AccpUTiTfitle is. Joint Applicant (last name, first nsme, middle initial) (last name, first name, middle initial) or Business Social Security Number orT^Myer ID Ni^ber . — H^iP fr<y=>k: Social Security Number or Taxpayer ID Number Address t City, State and Zip Code City, State and Zip Code - Home'lelephone Number ^ / - Business Telephone Number Home Telephone Number I Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code City, State and Zip Code I Notice of Customer lidentificatlon Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal (aw requires all financial EFTA01444666 institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certifioate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds end, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require That should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions beiog giveo by person of persons purported to be you is yoor oy>in. Absent the gross pegligenee nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instruntions. You understand that DBTCA rhayL but shall not be redeired to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to uanufer funos or securities to any ecceunt(s) without written irtstfuctions bearing your onginal signature. 1 Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any swtier during the liletinle of ell owners'. DBTCA may honor checks, orders or withdrawei requests from EFTA01444667 any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requosts from the survivor(s) atter the death of any owoer(s) end may treat the account as the sole propertyiof the survivor(s) after the death of any owner(s). Unless DBTCA rcceivas writterr notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to in the previous serlfence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 13-AWM-OIOt 013959.032613 2 I ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access fhe internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiaryfies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. EFTA01444668 Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is aecurate. The Terms and Conditions for Deposit Accounts are subje"to-change. Acceptance You understand that this appli IS subject to acceptance by DBTCA. Amount Holder's Signature Date Date Joint Account Holder's Signature 13-AWM-O101 013959.032613 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) Business Name / ^ ^ 1 7 Name/Title T Signature Date DEUTSCHE BANK TRUST COMPANY AMERICAS By Afjc/ ^ \rto>J r/(A t Prim Name"itte I T Date EFTA01444669 (FOR ALL OTHER USERS) 1 Account Name Name/Title Signature Date I I Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application IM TM Private Wealth Premium"" Elite Personal Accounts ❑ Checking Acct. # Private Wealth Premium Elit"Business Accounts (3^ Checking Acct. # Private Wealth Premium Banking Services Q Consumer Debit Card # 1 Q Elite Checking with Interest Acct. # APY Q Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term _ I--t Elite Checking with Interest Acct. # APY Elite Money Market Deposit Acct. M APY Q Certificate of Deposit Acct. # APY Term Q Joint Applicant Debit Card # Q Business Debit Card U Deluxe Ch.eckbook Style # / / Qo, /r W EFTA01444670 f [—I Name Only, pLT1o5-g-3vfc"rts/ Name and Address 'Tri"hicckfr. ❑ Duplicate StatementOocoe: Qi"fr" Addr ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (OBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium"" Internet Banking Services Private Wealth Online Plus ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Q Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # City State Zip Code r—I Mailing address (if different) Name Addr. City. State Zip Code L-1 ^ \ 0" Q 1"Link to Existing Online Relationship , / APY Target Amount Trigger Amount EFTA01444671 (User/Co. ID Number) Client Relationship Q Corporation Q Limited Liability Company Q Individual Account Q Joint Tenants with Right of Survivorship Q Custody under NY UTMA Q Foundation Q Partnership Q Non-Profit 0rgani2ation Q Joint Tenants in Common 0 Limited Liability Partnership Q In Trust For/Payeble on Death/As Trustee for 0 Attorney Trust Escrow 0 Landlord Master Escrow 0 Trust 0 Estate 13-AWM-0101 NAOSOD00015602-000104611 013959.032613 I Account Title and Joint Application Infornnation Account Ti Name omccount Tine (last name, first name, middle initial) or Business Joint Applicant (last name, first name, middle initial) :ial Security Number or—Taxpayer fe Number 6/^^ K^O fj3 Addres^i- 5r gpp,liable f -7 17^) I - Home T^ephone Wiper f Social Security Social Security Number or Taxpayer ID Number Address City. State and Zip Code City. State and Zip Code Home Telephone Number Business Telephone Number Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer Address Address Not applicable EFTA01444672 City. State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information ithat will allow us to identify you. We may aiso ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and. if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that sliould any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change{s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be reqnired to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the EFTA01444673 following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA rmay honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owiierfs) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests from any owner. After the receipt of the notice referred to in the previous sentenoe. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 13-AWM-OtOl 013959.032613 2 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreettient with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your respensibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), EFTA01444674 beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W*8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by youion this Application is accurere. The Terms and Conditions for Deposit Accounts are subject.to-change. I Accept^ce ' You urioeratend that this ap] subject to acceptance by DBTCA. Irvin Accoum Holder's Signature Date bate Joint Account Holder's Signature I IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. [FOR BUSINESS USERS) Business Na Ct Name/Title Signatyre DEUTSCHE BANK TRUST COMPANY By I Zr. A t 1 w^nAA CiD EFTA01444675 Print Name/Titfe S / lo/ Date! [FOR ALL OTHER USERS) Account Name Name/Title Signature Date 21 EFTA01444676