EFTA00097481.pdf

From: Chris Dilorio To: Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Thu, 27 May 2021 11:49:59 +0000 EFTA00097481  Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's Had a BINDING LOI to acquire Israeli Therapix. FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire Not so binding. I caught them. Plan B Therapix: An Israeli money laundering shell where Stetson was "investor" EDGAR Filing Documents for 0001493152-17-003810 (sec.gov) and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov) Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov) UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov I HOME 3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches www.sec.qov Well known to the SEC/FINRA: WHO were the customers? Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE. WHY are all entities once again UN Named? Robert Eide.pdf (finra.org) EFTA00097482  FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org Kevin Mckenna and Robert Eide (sec.gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis' violations. vo.vw sec gov Stetson: Honig side kick. Therapix now SciSparc. Still Israel Beginning on pg 10 of the SciSparc SEC approved and reviewed registration https://www.sec.gov/Archivesiedgaridata/1611746/000121390021022427/ea139707- fl scisparcltd.htm#a 009 www.sec.gov 20 Raul Wallenberg Street, Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 : Puglisi & Associates. 850 Library Ave., Suite 204. Newark, DE 19711 www.sec.gov EFTA00097483 Sellers include: Aegis CEO Robert Eide Pension Plan: NOW that is f'n funny Hoboken restraunteur Rohit Bawa NYC Restaurateur Revamping Former Liberty Bar Site i Jersey Digs ; r2 NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs The building itself was designed by Minervini Vandermark and will be four stories of concrete construction. The residential component will consist of three separate 3-bedroom, 2-bathroom units, each occupying one floor. jerseydigs.com Connecticuit distributor Michael Bozzuto Contact I Bozzutos.com Contact I Bozzutos.com Connect With One of Our Teams. We value your feedback. Let us know what's on your mind and how we can serve you better. Please select a department on the left to send a message directly to the team you would like to reach. www.bozzutos.com and, prolific Bag Man Michael Bigger Bigger Capital EDGAR Search Results (sec.gov) AND many more More on New York based Bigger Capital coming Of course, Aegis has a BOOMING wealth Management business How many related party transactions in this SEC reviewed Therapix Fl? https://www.sec.gov/Archivegedgar/data/1611746/000121390016017994/ff12016 therapixbio.htm#a 017 Next up: SciSparc Aegis "Investment banking" has ties to Israeli military Isaac Livni-EIDE: related? Investment Banking Team - Aegis Capital Corp. (aegiscapcorp.com) Aegis just did an SEC approved offering for Meten EdtechX Education Group China EDGAR Search Results (sec.gov) EFTA00097484 Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ Puglisi and Associates:Delaware https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-fl metenedtech.htm Form F-1 (sec.gov) Some reports I've read suggest the SEC won't investigate Archegos/Hwang because it lacks "jurisdiction". Perhaps Ms Hodgman/Strzok can clarify for us. Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn't risk it all to make a few million. He/they were laundering 8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021 EDGAR Search Results (sec.gov) For His part: Frost bought Ladenberg from lcahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought Icahn's former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN Archegos and Greensill: Credit Suisse. Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down. Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal obstruction. Pretty good, eh? It's a gift really Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Monday, May 24, 2021 5:47 AM EFTA00097485 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Engelmayer: Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix involving Russian Government entity: Rusnano RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can't seem to find Castle Rock on a map. There is no RIOT at SEC filing address. An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX. Who did Mr Gottschall deliver his "no further investigation" letter to exactly? It sure as hell wasn't RIOT. BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020 Riot Blockchain Inc. S-3 Letter.pdf (sec.gov) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE - SEC.gov United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 vo.vw. sec .g ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc. (Subject) CIK: 0001167419 (see all company filings) IRS No.: 841553387 I State of Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G I Act: 34 ... www.sec.gov Judge Engelmayer, other SDNY/NY Supreme Court Judges: I implore you to send me a subpoena Cheers! Chris EFTA00097486 From: Chris Dilorio < Sent: Tuesday, May 18, 2021 6:07 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Well well well. Mr Gottschall ended his "thorough investigation" into RIOT/Honig et al on 1/29/2020 Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission I Common Law (scribd.com) EFTA00097487  Gr Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission I Common Law I Free 30-day Trial I Scribd Riot Blockchain SEC Ends Investigation Letter 1.29.20 - Free download as PDF File (.pdf), Text File (.txt) or read online for free. Included a letter from the Denver office of the SEC telling Riot Blockchain that the investigation by the securities regulator is over and at this time no enforcement action is recommended. www.scribd.com without EVER visiting the RIOT world HQ in Castle Rock. SHOCKING! Curious Mr Gottschall: who recieved/signed for your "termination of investigation" into RIOT: The ISP ClearConnect or the Pakistani BPO entity IBEX? Judge Ramos, other SDNY judges, NY Supreme Court, and NJ Judge Quraishi: you have been played for fools once again by the grossly corrupt SEC. ALL of your courts have jurisdiction over the SEC NY. Let's give NJ Judge Quraishi a primer on prolific Bag Man Barry Honig shall we? As detailed by me in my extensive correspondence: the record. ANOTHER Honig money laundering shell: Inergetics fka Millenium Biotech EDGAR Search Results (sec.gov) Based in Newark NJ Is everyone familiar with Healthcare fraud felon Brian Colleran? Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Ohio based Foundations Health Solutions Inc. (FHS), Olympia Therapy Inc. (Olympia), and Tridia Hospice Care Inc. (Tridia), and their executives, Brian Colleran (Colleran) and Daniel Parker (Parker), have agreed to pay approximately $19.5 million to resolve allegations pertaining to the submission of false claims for medically unnecessary rehabilitation therapy and hospice wwwjustice.gov Somehow, the DoJ didn't believe this was a criminal case. The "prosecutor" on the case was Chad Readler. Now: JUDGE Chad Readier. Made so by Trump. EFTA00097488 Colleran entered into a fraud $20 million purchase order with Millenium Biotech in 2007 Millennium Biotechnologies Inc. Signs Five Year $20 000 000 Purchase Agreement with Provider Services Inc. I BioSpace Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc. - BioSpace Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc. - read this article along with other careers information, tips and advice on BioSpace www.biospace.com Colleran then became a large shareholder in Millenium EDGAR Filing Documents for 0001144204-08-023159 (sec.gov) Guess who controlled the money laundering shell Millenium/Inergetics? Prolific Bag Man Barry Honig EDGAR Filing Documents for 0001144204-10-011488 (sec.gov) But, it gets better still: Somehow, some way Prolific Bag Man Josh Sason/Hanover/Magna: MULTIPLE TCR's filed by me and a massive SEC fraud on the SDNY and NY Supreme Courts: NewLead/FreeSeas et al: showed up as a very large holder of Millenium successor Inergetics EDGAR Filing Documents for 0001144204-15-034843 (sec.gov) https://www.sec.gov/Archives/edgar/data/72170/000114420414046310/v385056 sl.htm#s1 007 The SEC revoked the Inergetics/Millenium registration only AFTER this massive fraud on the public was committed I can't seem to find any reference to this money laundering shell in the Dal/Readier CIVIL not criminal complaint. You won't find any SEC complaint implicating Colleran/ Honig /Sason either Millenium/Inergetics: New Jersey: SEC NY OTHER Sason entities list offices at 40 Wall Street: Trump So, Judge Ramos: HOW did prolific Bag Man Honig become involved in the Honig money laundering shell MGT Capital which ALSO did a "pivot" to crypto mining? EDGAR Search Results (sec.gov) Venaxis/Aspenbio/Bioptix: now RIOT. Which only exists in SEC filings. Thanks in large part to the well orchestrated SEC NY/ SEC Denver criminal obstruction/corruption. EDGAR Filing Documents for 0001493152-16-013083 (sec.gov) That was 1 thorough "investigation Mr Gottschall. I see great things at the SEC for you EFTA00097489 AND guess who ELSE was involved in MGT in 2019 just before the SEC revoked the registration: Chicago Bag Man Fife/Iliad 6 years after I filed my TCR with the grossly corrupt SEC EDGAR Filing Documents for 0001567619-19-008772 (sec.gov) AND the Scumbags at Sichenzia Ross:MULTIPLE frauds on SDNY/NY Supreme Courts with Sason et al https://www.sec.gov/Archives/edgar/data/1001601/000114420415063432/v423506 s-1.htm The interconnectedness of my claims on display yet again. OR: The record to be continued Cheers! Chris From: Chris Dilorio Sent: Monday, May 17, 2021 5:28 AM EFTA00097490 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Oh, But it gets MUCH better Mr Gottschall et al: Ibex Digital Bermuda based/Pakistani controlled Ibex Ltd NASDAQ: IBEX EDGAR Search Results (sec.gov) 60+% controlled by Pakastani entities: The Resource Group: TRGI and TRG Pakastan Ltd: TRGP BPO takes on a WHOLE different meaning. Which explains the co location with Local ISP ClearConnect. Riot Blockchain is just a front. RIOT crypto mining contract with Massena NY Coinmint New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate An ongoing dispute between the two partners who hold equal shares in multi-cryptocurrency mining company Coinmint has resulted in one of the partners filing to dissolve the company. www.minerupdate.com is on verge of dissolution RIOT/Aspenbio/Bioptix/Venaxis is and always has been a Prolific Bag Man Honig money laundering shell. Because: say it with me: the only difference between a NASDAQ money laundering shell and an OTCM money laundering shell is the amount being laundered. I've read that somewhere before. Hey, I'm the 1 who said it. Give me a call Mr Gottschall. After I help you find Castle Rock on a map, I'll walk you through it. I'll type/talk slowly for you. Because, if you can't find Castle Rock on a map you don't have a chance in hell of finding Pakistan on a map. And, after you're able to find Castle Rock on a map, I'll take you to Vista Gold :VGZ "world HQ" at The money laundering shell cited in my TCR and kept up and running by the grossly corrupt SEC for the last 8+ years and with SEC approved offering after offering. Cheers! Chris EFTA00097491 From: Chris Dilorio < Sent: Friday, May 14, 2021 6:34 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group EFTA00097492  BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an open joint stock company through reorganization of state corporation Russian Corporation of Nanotechnologies. RUSNANO's mission is to develop the Russian nanotechnology industry through co- investment in nanotechnology projects with substantial economic en.rusnano.com Rusanano/Akhanov invested in Quantenna Now On Semiconductor which supplies chips to Apple EDGAR Filing Documents for 0001628280-17-001249 (sec.gov) as well as chip company Aquantia EDGAR Filing Documents for 0001387131-18-000659 (sec.gov) Aquantia was acquired by giant chip company Marvell Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell Marvell Completes Acquisition of Aquantia Accelerating Multi- Gig Ethernet Technology Leadership. Santa Clara, California (September 19, 2019) — Marvell (NASDAQ: MRVL) today announced that it has completed its acquisition of Aquantia, Corp. (NYSE: AQ).. Aquantia pioneered Multi-Gig technology - www.marvell.com The SEC massive frauds on the SDNY and NY Supreme Courts continues Sichenzia Ross: Sason/Crede/ Jim Justice et al NewLead and FreaSeas As well as WNW and others. Now RiotBlockchain. So, Sichenzia facilitated a fraud "acquisition" of certain Futures Commission Broker now Introducing Broker trading platform from Mark B Fisher of "Miami" https://www.sec.gov/Archives/edgar/data/1167419/000107997318000207/riot 8k-03272018.htm EFTA00097493  SEC.gov I HOME Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Mark B Fisher has owned MBF Clearing MBF Clearing Corp (mbfcc.com) MBF Clearing Corp. Welcome to MBF Clearing Corp website About MBF Clearing Corp Founded in 1987, MBF Clearing Corp. is widely-recognized for our preeminent role within the global futures markets. www.mbfcc.com As well as MBF Capital mbf online I management (mbfcapital.com) mbf online I management Mark Fisher is the President of MBF Capital Corporation, Inc. He is a founder of Vela Pharmaceuticals, Inc., ExSAR Corporation, and Kimeragen, Inc., which merged into Valigen, Inc. Prior to the formation of MBF, Mr. Fisher was a Principal of Alex Brown where he was employed from 1990-1996. www.mbfcapital.com for quite some time. BOTH New York based. Not even sure if there is a Miami Office for eithe Fisher entities. So WHY "Miami"? Part of that question can be answered by ANYONE receiving my extensive and irrefutable evidence of SEC criminal obstruction and corruption: Miami SEC Director Eric Bustilloe. A grossly corrupt Piece of Shit on par with Gottschall and Best. Did Fisher have outside investors in his firmS based in Miami? MBF /Fisher CLEARLY fall under SDNY/NY Supreme Courts jurisdiction. As does Sichenzia Ross As I have said repeatedly: the national security implications of these massive, multiple SEC facilitated frauds are staggering. Cheers! Chris EFTA00097494 From: Chris Dilorio Sent: Thursday, May 13, 2021 9:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix "Mr Dilorio, do you have any MORE irrefutable evidence of SEC gross criminal obstruction and corruption while screwing you the whistleblower who caught them?" Yes SDNY/NY Supreme Courts, SEC IG Hoecker, Audrey Strauss, FBI, IRS CI etc etc etc: It just so happens I took a field trip to try and find the longstanding address of the Castle Rock CO money laundering shell Riot Blockchain fka Aspen Bio, Venaxis, Bioptix EDGAR Search Results (sec.gov) Enlightening! Kept up and running by the grossly corrupt SEC and pumped by Najarian(NetElement) on CNBC, Riot Blockchain is a Honig/Grousman/Stetson/GRQ et al money laundering shell which somehow escaped (along with many others) the SEC scrutiny in its Honig/Stetson/Frost/Jaclin/Alpha Cap et al complaint https://www.sec.gov/Archives/edgar/data/1167419/000107997317000238/bioptix s3.htm But WAIT. There's MORE! The Honig/Stetson Bioptix money laundering shell is ALSO a Colorado entity: Boulder EDGAR Search Results (sec.gov) EFTA00097495 Bioptix was just a vehicle to get Honig/Stetson et al into RIOT. Gee, I wonder what they saw in Bioptix that caused them to "invest" when it was around less than 2 years before "pivoting" to blockchain/crypto???? I have an idea! let's ask the scumbags at Sichenzia Ross who advised on the Bioptix money laundering offering which gave Honig et al ownership in RIOT https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/exl0x5.htm SEC WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully ... www.sec.gov Then, we can ask the Bioptix offering Escrow agent: New York licensed Signature Bank:SBNY. You know the 1: the once and always Private Banking arm of Hapoalim where Strauss/Berman criminally obstructed a thorough investigation of Hapoalim tax evasion and money laundering. The same SBNY which boasted Ivanka Trump as a Board memberand was a "go to lender" for Trump/Kushner and where ALL SEC filings have disappeared. AND where Chairman Scott Shay is on BoD of CardWorks (Berman) which was go to processor for Net Element: Merrick Bank UT. Etc etc etc. YES, that SBNY https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/exl0x3.htm SEC.gov I HOME WHEREAS, pursuant to the terms of the Purchase Agreement the Company desires to sell (the "Offering") a minimum of $2,000,000 (the "Minimum Amount") and a maximum of $2,250,000 (the "Maximum Amount") of units of its securities (the "Units")."). Each Unit is being sold at a price of $2.50 per Unit. Each Unit consists of one (1) share of the Company's common stock, no par value per share (the ... How much SEC et al criminal obstruction and corruption are we up to so far Mr Gottschall et al? Wait, there's more! In 2015, just prior to Honig/Stetson/SBNY/Sichenzia et al fraud offering, Boulder Based Bioptix FKA Alphasniffer did an SEC approved D offering SEC FORM D/A SEC FORM D/A In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* www.sec.gov EFTA00097496 Guess who shows up as A Bioptix/Alphasniffer insider? Dimitry Akhanov WTAF is Rusnano USA????? AND head of the Russian Federal Energy Agency???? WHY is he involved in Bioptix now RIOT??? Dmitry Akhanov CEO of Rusnano USA Inc. RUSNANO (topionetworks.com) Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO Curated profile of Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO www.topionetworks.com Akhanov is also involved in NYSE listed Neophotonics NeoPhotonics Names Dmitry Akhanov to Board of Directors President and CEO of Rusnano USA Joins NeoPhotonics Board I NeoPhotonics Corporation EDGAR Search Results (sec.gov) Neophotonics supplies optical chips to some of the biggest optical switching companies in the world like US based Cisco and Ciena Recall: Honeg/Stetson/Frost/Alpha Cap Alpha Cap: my 2013 TCR Honig/Stetson: Jaclin: Farkas: BLNK. Also CFO New: NETE: Crede/SBNY/CardWorks/ESQ etc Honig also Trump fundraiser: Cleveland: Colleran. Dal "prosecutor" on Colleran massive healthcare fraud: Chad Readier. Trump made Readier a Federal judge. SEC left dozens of Jaclin money laundering shells up and running. Including Blink/New Image Concepts, Intercloud with Sason etc. As well as OZ/Maso/Sculptor NJ deli Hometown International: HWIN. NONE of this is by accident. SEC gross criminal obstruction and corruption. Now Honig/Stetson: Bioptix now crypto RIOT. Right here. 15 minutes from my home. Like CGFIA and VGZ. As well as prolific shell CPA firm BF Borgers. Give me a call Mr Gottschall. I'll point out Castle Rock to you on a map you grossly corrupt piece of shit! Cheers! Chris From: Chris Dilorio Sent: Sunday, May 9, 2021 5:06 PM EFTA00097497 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Per below: Judge Cote's sentencing of Dan Kamensky is a gross miscarriage of justice. The SDNY, NY Supreme Court, Audrey Strauss, Mr Kamensky's counsel, FBI, other Do.' attorneys are in possession of information which clearly indicates a long standing and grossly corrupt relationship between the SEC and Handler/Jefferies. Further, as is material in the "ongoing" Joshua Sason investigations of massive fraud committed on the SDNY/NY Supreme Courts and directly related to my multiple claims: AQR and Sason: MI Acquisition with known felon Tom Priore: ICP: also SDNY and now a direct lending client of Ares Management: Ressler: Drexel with Handler: also Neiman Marcus. In short: Handler/Ressler set up Mr Kamensky for fucking with their deal. Had Kamensky won his bid, Ares/Ressler would have been left with a much less valuable asset. AND put them further under water. AresNeiman.pdf (pecloserlook.org) Sticker Shock: Can Ares Management Sell Neiman Marcus? EFTA00097498  2 Ares' Neiman Marcus Gamble In September 2013, Ares Management purchased luxury retailer Neiman Marcus in a joint venture of Ares Corporate Opportunities Funds III and IV and the Canadian Pension Plan Investment www.pecloserlook.org The SDNY Courts had this information. Kamensky's counsel had this information. Judge Cote should have declared a mistrial rather than sentence Kamensky. A gross miscarriage of justice. Now, let's turn to another example where the grossly corrupt SEC is ACTIVELY facilitating multiple frauds on the investing public while screwing the whistleblower who caught them: ME. Recall ANOTHER completely fraudulent denial of award : UBS AML. Where Norberg/OWB invoked the ILLEGALLY enacted Summary Disposition Rule aka Christopher J Dilorio rule. Where the SEC own SEC website clearly states: ALL tips received are THOROUGHLY reviewed by Enforcement Staff. Meaning: The Summary Disposition Rule: SEC Staff never saw the information: is a KNOWN fraud. Follow up for Mr Searles/Banerjee et al: SEC LA where multiple frauds left up and running. Ares also LA and NY. Milken: Beverly Hills Recall: UBS San Diego: K2. Where FINRA,FINCEN, and the SEC all confirmed UBS cross border business was never shut down per the terms of the Do.' dropping it's DPA in 2010. Further, clearly obstructed by SEC IG Hoecker when I filed a complaint with his office in 2015 after receiving another denial for Award related to the UBS Reg Sho complaint. ALSO according to the SEC OWB FAQ: Enforcement staff notifies investigating staff of related tips received AND Whistleblowers are ALSO entitled to awards based on new lines of inquiry. The Mckessy/Norberg/Hoecker criminal obstruction led to the UBS cross border business never being shut down. The UBS AML complaint acknowledges this irrefutable fact. UBS K2: NO individuals were censured/fined by SEC/FINRA. ALL correspondence to UBS Weehawken. SEC LA:Searles/Banerjee et al had ZERO jurisdiction. Searles: Anton Chia and related fraud and money laundering. As I have also irrefutably proven: MULTIPLE frauds Up and running today. It is no coincidence the SEC LA/ UBS San Diego multiple money laundering frauds. Searles et al are PROTECTING UBS San Diego. That's why none of these frauds have been shut down. The UBS cross border business is very much up and running TODAY MORE.... Who is San Diego resident Jason Sunstein? CFO of several Once/still SEC reporting money laundering shells trading OTCM Pinks and no doubt well known to Searles,Banerjee et al in SEC LA. Viper Networks fka Tinglefoot Mining Baja Pacific International Taig Ventures EDGAR Search Results (sec.gov) Microsoft Word - VPER - OTC PlnkGuidelines Annual 12.31.20(Feb21 vers)v.3 nowcfo changes - Apollo Smart Lights-3.docx (otcmarkets.com) VPER - OTC PlnkGuidelines Annual 12.31.20(Feb21 vers)v.3 nowcfo changes - Apollo Smart Lights-3 27& 0dunhwv *urxs ,qf 27& 3lqn %dvlf 'Ivforvxuh *xIgholqhy y )heuxdu\ 3djh ri wklv Ivvxhu ru dq\ ri lwv suhghfhwruv kdyh ehhq wkh vxemhfw ri vxfk sur-fhhglqjv sohdvh surylgh dgglwIrqdo ghwdlov Iq wkh EFTA00097499  backend.otcmarkets.com Santeon Group fka Air-Q Air Rover Covenant Financial Homegate Corp Spartan Oil ubroadcast EDGAR Search Results (sec.gov) Santeon and Viper: African/Egyptian entities/Individuals Santeon CEO : Ashraf Rofail International Land Alliance EDGAR Search Results (sec.gov) A San Diego virtual office well known to the SEC in its correspondence Virtual Office in DiamondView Tower I Regus RU Virtual Office in DiamondView Tower I Regus RU Renting a Virtual Office in DiamondView Tower is affordable and easy. Choose a virtual office option and pay one simple price. Get a quote today. www.regus.ru filenamel .pdf (sec.gov) filenamel.pdf (sec.gov) International Land Alliance EDGAR Search Results (sec.gov) A little California pot a little "Mexico vacation properties" Mexico Vacation Property Investment I Baja Mexico Real Estate Investment I International Land Alliance (ila.company.) Mexico Vacation Property Investment I Baja Mexico Real Estate Investment - Baja Mexico Real Estate Investment I International Land Alliance EFTA00097500  International Land Alliance is a Mexico vacation property investment firm based in San Diego, California. The company was formed for the purpose of developing and selling residential communities for home buyers, vacation/second home, retirement, and investors. ila.company As of 2017, ILA is a Wyoming LLc SEC FORM D SEC FORM D In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* www.sec.gov Of course: as has been well documented by ME: ILA currency of choice for these "beautiful Mexico land ventures" is common stock. In April 2021 International Land Alliance Inc. (Form: 8-K Received: 04/05/2021 14:00:05) (otcmarkets.com) OMID Holdings fka New York Based Avl Group content (otcmarkets.com) Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines - OTC Markets Group OTC Markets Group Inc. OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23 . Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in 2010, AV1 Group New York was controlled by a Moussa Traore SEC FORM D Who happens to have the same name as former Mali Dictator. Of Course, Jason Sunstein ONLY experience on Linked In is his ILA tenure. ALL of these other ventures have been ommitted. Gee, I wonder why. Jason Sunstein - Co-Founder and Vice President - International Land Alliance, Inc. (OTCQB: ILAL) I Linkedln EFTA00097501  Jason Sunstein - Co-Founder and Vice President - International Land Alliance, Inc. (OTCQB: ILAL) Linkedln Jason Sunstein Co-Founder and Vice President at International Land Alliance, Inc. San Diego, California 500+ connections www.linkedin.com Mr Searles,Banerjee, SEC LA have been criminally obstructing a REAL investigation into Sunstein et al. Right there in San Diego/UBS K2 back yard. So: No individual UBS San Diego K2 complaints, multiple money laundering shells up and running. For MANY reasons IG Hoecker: ALL SEC OWB Denials of my award applications are complete fraud. ALL of the activity continues TODAY as a direct result of your criminal obstruction and corruption. AND: NITE and CDEL trading all of them. In furtherance of the conspiracy Cheers! Chris From: Chris Dilorio Sent: Friday, May 7, 20214:01 PM > Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cote, Your 6 month prison sentence for Dan Kamensky is a gross miscarriage of justice. Your Courts, Ms Strauss, and Mr Kamensky's counsel are in posession of information that clearly indicates a long standing and corrupt relationship between the SEC and Handler/Jefferies. Kamensky was set up. I will be contacting Mr Kamensky directly as his counsel has committed gross negligence in his representation. Chris From: Chris Dilorio Sent: Friday, May 7, 20216:28 AM EFTA00097502 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SONY/NY Supreme Court Judges et al: The interconnectedness of my claims on display AGAIN Per my 2013 TCR criminally obstructed by McKessy/Norberg et al: WHY do $50 billion Swiss banks trade OTCM Pink penny and fractional penny stocks? The record is irrefutable: FINRA/SEC/FINCEN using my information: these publicly traded shells are the perfect money laundering vehicle. Absolutely IRREFUTABLE. WHY do firms like NITE and CDEL trade the same OTCM Pink shells? Abusive, illegal naked shorting to facilitate this illegal activity. Virtually riskless. VERY profitable. NONE of this happens without a willing executing criminal BD like NITE converting worthless certs to real money and dumped on the investing public the SEC is MANDATED to protect. ACTIVELY facilitated and perpetuated by the grossly corrupt SEC: reverse splits, no CAT, Obligation Warehouse: circumvent close outs of Rule 204, rarely revoked registrations, outsourcing the entire OTCM to the BD SRO FINRA, etc etc etc. I made the link between the money laundering and the illegal, abusive naked shorting. This is and always has been the core business at Knight/KCG/VIRT:NITE. ALL money laundering can be reverse engineered from the executing BD/MM level. The cash register. What we are seeing in GME is a rounding error compared to the fails and illegal naked shorting in the OTCM. EFTA00097503 As I have also repeatedly said: the only difference between a money laundering OTCM Pink shell and a NASDAQ SPAC is the amount of money being laundered. Also on display real time as I have detailed. As with Swiss banks and penny/fractional penny stocks: WHY do giant Quant Hedge Funds like AQR facilitate so many fraud blank check shell transactions? CERTAINLY does not fit the investment thesis of a firm run by Phd's. WHY does giant PE/Real Estate firm Apollo play Fisker SPAC? WHY did Goldman,JPM,Jefferies et al bail out NITE more than once? WHY has the SEC repeatedly bailed out criminal NITE? The most recent Earnings call for NITE was remarkable: SELL SIDE is actually doing what it's supposed to do and questioning NITE/Cifu lack of transparency particularly in the last few years. This has been going on for some time detailed by me and blessed by the SEC. This lack of transparency is designed to conceal from the public the true nature of the core NITE business: illegal, abusive naked shorting OTCM publicly traded shells to facilitate money laundering. Until now, the Sell Side turned a blind eye/ also intentionally misled the public by omitting these share volumes from their models. These share volumes have been the subject of other SEC/FINRA actions. But, somehow NITE has avoided such actions. INEXPLICABLE. The SEC/FINRA have done everything in their power to protect NITE. WHY? Because they bailed out a known criminal entity in 2012 and have been criminally and corruptly covering up this irrefutable fact ever since. As a result: The illegal activity has continued un abated. Then in 1Q2021, the activity hit a level not even dreamt of. It has been a well orchestrated and massive SEC facilitated fraud on the public the SEC is mandated to protect. A key player in this massive fraud is the corrupt SEC IG Carl Hoecker who not only has criminally and corruptly obstrructed an investigation of my extremely serious allegations, Hoecker has also criminally obstructed Congress from executing its oversight of the SEC. These corrupt, criminal, ongoing frauds have also found their way into the SDNY and NY Supreme Courts as I have detailed. Mr Kamensky is most definitely NOT on the SEC/Dal "Do not investigate list". This can also be observed in real time. Per my correspondence: MI Acquisition: Magna/Sason: 40 Wall St with AQR/"payment processing" and felon Tommy Priore: ICP:SDNY. There is a straight and direct line between ICP/Priore and the Degenerate Milken as well as the corrupt SEC/SDNY Kamensky "sting" that goes beyond the degenerate Milken flunkie Handler/Jefferies. Where Audrey Strauss Praised the work of the SEC. As I have previously detailed: Ares Management: Neiman Marcus: Tony Ressler: Milken/ Drexel degenerate flunkie has built quite the monstrosity. A little PE. A little Real estate. But the 800Ib gorilla at Ares: Credit. Ressler's sister is married to Fat Leon Black. Close knit bunch for sure. Ares: EDGAR Search Results (sec.gov) Massive CLO manager/originator. 1 stop shop. Because as I detailed previously: now a direct lender to fraud money laundering entities like Priore/Sason/AQR et al: PRTH. Because securitization drives the lending and is not a biproduct of sound credit analysis: Junk is junk REAL TIME. I applaud Chair Waters and her efforts to reign in illegal trading practices detailed in my extensive record. However: non bank lenders like the massive Ares pose a systemic risk to the US financial system. CLO's are a massive fraud on the public developed by the Milken degenerates like the sub prime and S&L's. The SEC actually brought a complaint recently: IIG which described using CLO's as a money laundering vehicle. The Caymans have recently cracked down also. Greensill: Credit Suisse: Milken: is another example of securitization as money laundering vehicle in sub prime factoring: Jim Justice. SBNY is also a securitization fraud: SBA. Chair Waters and her Committees see the Credit Ratings Agency/SEC fraud I have also detailed. My Coronavirus/repo virus: CLO correspondence: The SEC corruptly didn't downgrade massive CLO debt in 2020. The result: issuance exploded in 2021. Non bank lenders like Ares as well as Apollo,Jefferies, Ted Virtue etc etc have reaped tens of millions in management fees. Who told the SEC to obstruct the proper role of the EFTA00097504 Credit Agencies to downgrade massive CLO's in 2020? Mr Clements knows. His garbage CLO "report" late in 2020 set the stage for the "all clear" to the SEC. Oh Mr Kamensky! I only hope you sue these corrupt scumbags who ruined your life while they are treated with ZERO implications for their illegal activity by the grossly corrupt SEC/Doi. Cheers! Chris From: Chris Dilorio e > Sent: Tuesday, May 4, 2021 7:15 PM EFTA00097505 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What is Dougie Cifu hiding? Something about "what percentage of those 4+ trillion shares of OTCM money laundering shells did NITE trade?" made Dougie squirm like the snake most already know he is. Love the parting shot to Kramm/UBS: "your firm would love to have our business" Virtu Financial Inc (VIRT) O1 2021 Earnings Call Transcript i The Motley Fool Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... www.fool.com I fell off my chair laughing. Still no questions on the balooning/insolvent balance sheet. But, hey it's a start. Ms Mehraban, Mr Williams: your former Paul Weiss colleague Dougie Cifu is feeling some heat. I know you will be gentle with him Mr Gensler: in case you missed it: Dougie sends his best Cheers! Chris From: Chris Dilorio Sent: Monday, May 3, 2021 2:03 PM EFTA00097506 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SONY/NY Supreme Court Judges. I once challenge the best and brightest the SEC/DoJ/FBI/IRS Cl/FINCEN have to offer. Tear me to shreds. Make an example. I haven't been wrong about 1 single thing. NOT EVEN 1. The record is simply irrefutable: The latest edition of "The SEC is a grossly corrupt, criminal organization actively facilitating multiple,massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them:ME" I refer you to the SEC Office of the Whistleblower FAQ Of course, I have multiple forms copied should you prefer SEC.gov I Office of the Whistleblower SEC.gov j Office of the Whistleblower 3. What information can I submit to the SEC The SEC conducts investigations into possible violations of the federal securities laws. In general, the more specific, credible, and timely a whistleblower tip, the more likely it is that the tip will be forwarded to investigative staff for further follow-up or investigation. EFTA00097507 AGAIN AGAIN AGAIN IG Hoecker et al: the "summary disposition" aka Christopher J Dilorio rule corruptly enacted by Norberg/Clayton et al was/is COMPLETE FRAUD per FAQ #12 from the grossly corrupt SEC/OWB website: "ALL TIPS, complaints, and referrals received by the SEC are FULLY REVIEWED BY OUR ENFORCEMENT STAFF " FURTHER "Complaints that relate to an EXISTING INVESTIGATION are FORWARDED TO the STAFF WORKING ON THE MATTER." New line of inquiry. I don't see how it could be ANY MORE CLEAR IG Hoecker et al. In addition to annual reports to Congress ACKNOWLEDGING the OWB as the primary contact for whistleblowers to the Commission at large, this is damning. The summary disposition rule aka Christopher J Dilorio Rule: "SEC staff never saw Mr Dilorio's information" is complete and total FRAUD. Designed to use my information to both bring and obstruct thorough investigations while screwing me out of rightfull compensation. IG Hoecker, I'm still looking forward to our first interview given the 3 (THREE) complaints I have filed with your office. The UBS Reg SHO Denial was complete fraud. The UBS FINRA/FINCEN, SEC AML Denial was complete fraud. The Opco Denial was complete fraud. ALL must be reversed. The Summary Disposition Rule/aka Christopher J Dilorio rule must be nullified RETROACTIVE to its passage as it is clearly contrary to the SEC Rules ITSELF. I look forward to speaking with you Carl Cheers! Chris From: Chris Dilorio < Sent: Thursday, April 22, 2021 5:57 AM To Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix so sorry for incorrect e mail From: Chris Dilorio < Sent: Thursday, April 22, 2021 5:44 AM EFTA00097508 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Buchwald, I hope your colleagues in the SDNY and NY Supreme Court have forwarded my information. Like your colleagues, you are the victim of another SEC fraud on the SDNY court. I am an irrefutable expert on SEC criminal obstruction and corruption. Jay Clayton was NEVER "shocked" by the widespread fraud in the OTCM and crypto markets. Widespread Fraud in ICOs and Penny Stocks Shocked SEC's Jay Clayton - Bloomberg Widespread Fraud in ICOs and Penny Stocks Shocked SEC's Jay Clayton - Bloomberg The former Wall Street deals lawyer who leads the U.S. Securities and Exchange Commission said one of the biggest surprises of his first year heading the agency has been learning about the levels ... www