EFTA01520800.pdf

GHISLAINE MAXWELL ACCT. For the Period 9/1/11 to 9/30/11 COST ADJUSTMENTS Cost Basis Settle Date Type Description Quantity Adjustments 9/13 Cost Basis Adj BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150.000.000 150.000.00 15 2016 DTD 11/04/2010 ACATS COST BASIS ADJUSTMENT (ID: 06050W-DW-2) 9113 Cost Basis Adj HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100.000.000 100.00000 2015 DTD 10/15/2010 ACATS COST BASIS ADJUSTMENT (ID: 40429X-Y5-6) 9/13 Cost Basis Adj STATE OF NEW YORK DORMITORY AUTH REVS NON ST 100,000.000 100,118.56 SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY ACATS COST BASIS ADJUSTMENT (ID: 649903-B4.2) 9113 Cost Basis Adj STATE OF NEW YORK DORMITORY AUTH REVS NONST 100,000.000 100,348.06 SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 1=1/2001 HELD BY DTC BOOK ENTRY ONLY ACATS COST BASIS ADJUSTMENT (ID: 649903-FS-5) Total Cost Adjustments $460,466.62 J.P.Morgan Page 17 of 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048138 Chase CONFIDENTIAL SDNY_GM_00317336 EFTA01520800