EFTA01522160.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 2/1/12 to 2/29/12 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1/31 Sale KELLOGG CO § 49.4317 1.878.40 BROKERAGE 1.14 (38.000) 49.401 1.877.22 (2,015.55) (138.33) S. 2/3 High Cost TAX 8/OR SEC .04 CITIGROUP GLOBAL MKTS INC (ID: 487836-10-8) 2/1 Sale KELLOGG CO . 49.8363 398.69 BROKERAGE 0.24 TAX (8.000) 49.805 398.44 (424.33) (25.89) S 2/6 High Cost 8/OR SEC .01 MORGAN STANLEY 8 CO. INCORPORATED (ID: 487836-10-8) 2/1 Sale KELLOGG COQ 49.5773 941.97 BROKERAGE 0.38 TAX (19.000) 49.558 941.57 (1.007.78) (66.21) S 2/6 High Cost 8/OR SEC .02 UBS SECURITIES LLC (ID: 487836-10-8) 2/2 Sale KELLOGG CO 81 50.6562 709.19 BROKERAGE 0.42 TAX (14.000) 50.626 708.76 (742.57) (33.81) S 2/7 High Cost 8/OR SEC .01 BMO NESBITT BURNS CORP (ID: 487836-10-8) 2/2 Sale KELLOGG CO • 50.5874 2.124.67 BROKERAGE 1.26 (42.000) 50.556 2,123.37 (Z227.72) (104.35) S 2/7 High Cost TAX 8/OR SEC .04 MORGAN STANLEY & CO. INCORPORATED (ID: 487836-10-8) 212 Sale KELLOGG COO 50.0842 200.34 BROKERAGE 0.08 TAX (4.000) 50.063 200.25 (212.16) (11.91) S 2/7 High Cost 8/OR SEC .01 BLOOMBERG IRADEBOOK LLC (ID: 487838-10-8) 2/2 Sale KELLOGG CO Q 50.7451 761.18 BROKERAGE 0.30 TAX (15.000) 50.725 760.87 (7S3.84) (32.97) S 2/7 High Cost 8/OR SEC .01 CITATION GROUP/BCC CLRG (ID: 487836.10.8) Total Settled Sales/Maturities/Redemptions 87,010.48 ($7,423.96) ($413.47) S J.P.Morgan Page 11 of 12 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049648 Chase CONFIDENTIAL SDNY_GM_00318846 EFTA01522160