📄 Extracted Text (411 words)
and CRD Number (if any):
29110
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City: State: Country:
NEW YORK New York United States
Yes No
(f) Does the marketer market the private fund through one or more websites? r 6*.
(g) If the answer to 28(f) is "yes", list the website address(es):
No Information Filed
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
Yes No
(b) Is the marketer a related person of your firm? r
(c) Name of the marketer:
CAIS CAPITAL LLC
(d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-):
8 - 68646
and CRD Number (if any):
154512
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City: State: Country:
NEW YORK New York United States
Yes No
(f) Does the marketer market the private fund through one or more websites? r
(g) If the answer to 28(f) is "yes", list the website address(es):
No Information Filed
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
Yes No
(b) Is the marketer a related person of your firm? C
(c) Name of the marketer:
CITIGROUP ALTERNATIVE INVESTMENTS LLC
(d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-):
801 - 60990
and CRD Number (if any):
119537
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City: State: Country:
NEW YORK New York United States
Yes No
(f) Does the marketer market the private fund through one or more websites? r r.
(g) If the answer to 28(f) is "yes", list the website address(es):
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046690
CONFIDENTIAL SDNY_GM_00192874
EFTA01358748
ℹ️ Document Details
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462757e8478cc425d3db1294a618f1b6497545df47906816c835f0ddd265ba0b
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EFTA01358748
Dataset
DataSet-10
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document
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1
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