📄 Extracted Text (308 words)
NAME SEARCHED: Southern Trust Company, Inc.
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management Also, all accounts involving PEPS must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
El No I lit O Not Raporoil No RDC Alert
RDC I. RDC Results
• Hit
• No Hit • Not Required
KR
O Hit
H. PCR Results No PCR Alert
—
No information found
Ili. Negative Media
BIS M Yes 0 No
No information found
Not Required
IV. Non-Negative Media
No infom)ation found
V. Other Language Media
No information found
Results? M Yes El No
D&B • Not Required VI. D&H
More than 3000 results
Smarninx Results? O Yes CI No
M Not Required VII. Smartlinx
O Review biiLegal May No information found
Court Caeca be Required N No Results VIII. Cowl Cases
• Search not required
Prepared by: Akash kumar gomesh Date: 01/10/2017 Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindale.comkpR1lartindalelhome.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053541
CONFIDENTIAL SDNY_GM_00199725
EFTA01363508
ℹ️ Document Details
SHA-256
465680b499bff8c86b3831ca2571b350a065c8d97b2b8f052037f67e25c37819
Bates Number
EFTA01363508
Dataset
DataSet-10
Document Type
document
Pages
1
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