EFTA01582857.pdf

USCG Due Diligence Report - Individual ,,,z, ermserm DDR Name: Ghislaine Maxwell DDR Status: Process Completed Banker Information Banker: Paul V Morris/JPMCHASE Fl LE/OU: Banker SID: Banker BAC: Banker FNEN: 01 Banker History: 03/04/2010 11:06:54 PM - CRD / Notrix changed: Banker from Mary C Casey/JPMCHASE to Paul V Morris/JPMCHASE. 07/28/2006 11:00:04 PM - CRD / Notrix changed: Banker from Jeffrey M Matusow/JPMCHASE to Mary C Casey/JPMCHASE. 07/13/2006 11:00:44 PM - CRD / Notrix changed: Banker from Mary C Casey/JPMCHASE to Jeffrey M Matusow/JPMCHASE. 07/10/2006 11:00:44 PM - CRD / Notrix changed: Banker from Robert Baynard/JPMCHASE to Mary C Casey/JPMCHASE. 07/07/2006 11:00:21 PM - CRO / Notrix changed: Banker from Mary C Casey/JPMCHASE to Robert Baynard/JPMCHASE. 01/19/2006 11:00:30 PM - CRD / Notrix changed: Banker from Mary Rieth/JPMCHASE to Mary C Casey/JPMCHASE. 04/23/2005 02:17:21 AM - CRD / Notrix changed: Banker GID from 00000043917 to U043917. DM ID Link Information The DM for this DDR is DM Name -. CAS ID - 0106585908. The following DDR's are associated with this Decision Maker . DDR Name Banker Security Services Search Date Maxwell, Ghislaine Morris, Paul V 03/31/2005 Name/Contact Information r New Client (No Decision Maker/)CAS/PCN Exists) Exisbng Client (Decision Maker/UCAS/PCN Exists) C Prospect (must be converted to a client prior to the account opening.) r Backlog Client Last Name: Maxwell First Name: Ghislaine Middle Name/Initial: Previous Last Name(s): Title: Ghislaine Maxwell Business Name: (To Record Individual's Ownership Or Employer) a Addresses Primary Address Business Address (Legal address on account) (Other than Primary Address) Name: Ghislaine Maxwell Attention: Eric Gany Address Line 1: Address Line 2: City: JPMC Internal Use Only Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062436 EFTA01582857