EFTA01370533.pdf

From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Letter.pdf; Corp Resolution.pdf Importance: High Hi Kshitij, I have resolved all points below and re-submitting this case to you for your approval. Let me know if any queries, I look forward to your feedback, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CM Centre Private limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 40O063, India Tel. Mo From: Vijay-A Sawant Sent: Tuesday, July 24, 2018 6:02 PM To: Kshitij Golani < Cc: Bradley Gillin < >; Stewart Oldfield < Subject: Your KYC has been rejected - Case #: 01946825 Importance: High Good Morning Kshitij, I have worked on the below rejection points and please see my comments below in red fonts for each - Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Prytanee, LLC Customer Number: Reason for Rejection: 1) Please add the account number for the deposit account. - Updated 2) The address on the LLC Agreement does not match the address in the LLC Agreement. Please provide proof of address. — Attached DB bank statement evidencing the latest address. This address matches with the IRS letter, refer Pg 28 of attached pdf. 3) Please expand on the nature of business. What do they do with the investment in art work? Re-sell it? — Updated for Pierre Trust. 4) Richard Kahn has been tagged as a signatory. However, as per the DB Resolution uploaded under KYC — 1704382, he is not listed as a signatory. If Darren is indeed not a signatory, please remove him from this KYC. — Latest Corp Resolution (From 2017, attached for reference) reflects Darren Indyke as a signatory. Richard Kahn is NOT an RP on this account. 5) The Pierre Trust was created under the laws of USVI. Please re-run research with that country as well. • Done CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063427 CONFIDENTIAL SDNY_GM_00209611 EFTA01370533