EFTA01359199.pdf

From: Jj Litc Sent: 10/2/2015 9:06:45 AM To: Anshu Parashar CC: PWM 81S-Research ; Akshay Davera Subject: Re: URGENT- Mort, Inc. Research DJ Attachments: image005.gif; image006.gif Thanks. I received Mort, Inc last night. On Oct 2, 2015, at 9:06 AM, Anshu Parashar < > wrote: Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, <image003.png> Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2 Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ. .ev29 Jaipur, India Email <image004.png> From: ij Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For Internal use only Hi-- The following cases on the process portal have been rejected: immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, JJ JJ Litchford Associate Banker Deutsche Bank Trust Company Americas CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0047221 CONFIDENTIAL SDNY_GM_00193405 EFTA01359199