EFTA01372848.pdf

7.152019 KYC Print I M. Case Comments NIci records to d.splay. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) 10/212013 Paul Morns Office Director/Business Head: Brian M. Biggar (Signature) 10/3/2013 Brian M. Biggar Regkonal Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) Jacqueline Lightbody Jacqueline Lightbody 1/23/2014 Andrew Kisz Andrew Kis: 1/23/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Gsobal Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SMTH): AI& Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTHMANAGEMENTPOLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so. Client Facing Professionals!(I) (CFP S) should establish and maintain business relationships only withpersons who satisfy our high standards ofsuitability. background and character. Due diligence obtained on the client must be appropriately documentedby the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that I have followedall the procedures relating to account opening as described in the PWM Americas Procedures and the PWMGlobalKYCPolicy (I) Client Facing Professionals (CFP &) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers. Client Managers. etc. r Deutsche Bank Americas New York nj httpelidbforcepb.my.salestorce.comiseNlet,sendet Integration?licfrO I N30000000D9D4eici=5006000000TiEyCadc=1&hnkToken=VmpEPSxNakF4T... 25/25 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066745 CONFIDENTIAL SDNY GM_00212929 EFTA01372848