EFTA01370709.pdf

From: Carl Timcke on behalf of PWMUS AMLKYC Sent: 6/1/2018 9:38:56 AM To: Vijay-A Sawant CC: PWMUS AMLKYC ; Bradley Gillin I 1; Stewart Oldfield Subject: CLEARED: RDC Alert _ Richard D Kahn (I) Attachments: RDC_alert_Richard D Kahn 2.pdf; RDC_alert _Richard D Kahn.pdf; AML Clearance on Richard Kahn RDC alert.pdf Classification: For Internal use only Good morning Vijay, AML Compliance has reviewed the RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject material. AML Compliance previously reviewed the subject matter of this alert and provided clearance on November 11, 2013 . I have attached the clearance for your reference. Please attach all attachments to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. Email Pastrrisi,fr Peeferon, From: Sent: Friday, June 01, 2018 5:35 AM To: PWMUS AMLKYC Cc: Stewart Oldfield < >; Bradley Gillin < Subject: Clearance Required on RDC Alert _ Richard D Kahn Hello Team, We are seeking your updated approval for the attached RDC alert on Richard D Kahn, relating to KYC Case#01946825. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063694 CONFIDENTIAL SDNY_GM_00209878 EFTA01370709