EFTA01582849.pdf

by Banker Require d? Company Information No No additional research necessary. Corporate Records No No additional research necessary. Other Database Searches No No additional research necessary. (RDC/CDC/MIS) Internal Database Search No Information confirmed; details included in the attachment. (CSSS/FPS) State Court Searches No No additional research necessary. Federal Court Searches No No additional research necessary. Personal Particulars No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? r Yes 6. No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Aaron X Radvanyl Dated: 02/02/2009 09:03:25 AM Background Checks conducted in addition to Security Services Background Check Date Comments (Required If Check Carried (Required If Check Carried Out) Out) P Morgan Net work 02/17/2009 Ghislaine Maxwell is an existing client and a DDR was completed on her in 2003. This real estate account was created in the International DDR database in 2006, and this US DDR is to update her information on the US database. Ms. Maxwell is known to Jes Staley. r TRwicic r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary Summary Of Findings: Ghislaine Maxwell is an existing client and a referral from Jeffrey Epstein. This account pays her real estate taxes and other expenses related to her NY residence of the same address as the account title. Ghislaine Maxwell is a "high profile figure for two reasons: i) she is the daughter of the late Robert Maxwell, who died under suspicious circumstances; and II) she is a close friend of Jeffrey Epstein and his office manages her affairs. On the latter, Mr. Epstein was convicted of a felony and is currently serving a Jail term. les Staley conferred with Steven Cutler and the decision was made to keep him as a PB client but only for banking and custody. On the former, we have no reason to believe that she had any participation in or Influence over the fraudulent activities of which her late father and brothers were once Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062427 EFTA01582849