EFTA01426009.pdf

Subject: RE: Hyperion Air LLC - KYC [I] From: Bradley Gillin Date: Mon, 05 Nov 2018 09:03:35 -0500 To: Alka Babu Cc: Mayur Rathod Vijay-A Sawant Vinita Advani Stewart Oldfield Richard Iarossi Classification: For internal use only Both were previously answered. Lawrence is not a signer (as per my email below), he is a legal rep. We spoke to the family office on Nov 1 to confirm no material changes. Regards, Brad From: Alka Babu Sent: Monday, November 05, 2018 7:43 AM To: Bradley Gillin Cc: Mayur Rathod S; Vijay-A Sawant ; Vinita Advani Subject: RE: Hyperion Air LLC - KYC [I] Classification: For internal use only Hi Brad, Thank you for the attachment (ID for Lawrence Visoski) you forwarded. Now the only remaining ones for this case are as below. Please refer to the EFTA01426009 font in black as that is the rejection points : Please provide evidence of or a case comment regarding confirmation from the client that the information on the KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed). The comment must include the name of the person spoken with and date this conversation occurred. (The attached internal email does not meet this requirement.) — No material confirmation email was attached to the KYC but will not suffice as per AFC. They need evidence of client (person) & date +confirming no material changes. Please attach evidence of signing authority (Corporate authorization) for the brokerage account of 3. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account# MIIIIMINI Kind regards, fcid:1 [email protected] Alka Babu KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East Mumbai - 400063 , India Tel. Mobil From: Vijay-A Sawant Sent: Monday, November 05, 2018 11:25 AM To: Alka Babu Subject: FW: Hyperion Air LLC - KYC [I] EFTA01426010 Importance: High From: Bradley Gillin Sent: Friday, November 02, 2018 10:43 PM To: Vijay-A Sawant Cc: Stewart Oldfield >; Richard Iarossi Subject: Hyperion Air LLC - KYC [I] Importance: High Classification: For internal use only Vijay, See below. (4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current management for this entity. — Please provide evidence confirming if Lawrence Visoski is still the initial manager at Hyperion Air LLC. We have re-checked the repositories and didn't find anything for this. o Add as RP (legal rep): § See Attached Passport § SSN: Regards, Brad EFTA01426011 {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. EFTA01426012